Dark
Light
System
Security
ACELRX PHARMACEUTICALS INC
ACELRX PHARMACEUTICALS INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 84 Institutional holders with a total value of $113,804,757.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERIPRISE FINANCIAL INC 10 0 0.00%
2 MSI Financial Services Inc 150 1,000 0.00%
3 SUMMIT SECURITIES GROUP LLC 300 2,000 0.00%
4 UBS AG 500 3,000 0.00% Call
5 Stonehage Fleming (UK) Ltd 473 3,000 0.00%
6 BlackRock Finance, Inc. 575 3,000 0.00%
7 TEACHER RETIREMENT SYSTEM OF TEXAS 921 5,000 0.00%
8 UBS AG 1,000 5,000 0.00%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,091 6,000 0.01%
10 Creative Planning 1,150 6,000 0.01%
11 BNP PARIBAS FINANCIAL MARKETS 1,517 8,328 0.01%
12 Quantbot Technologies LP 2,644 14,000 0.01%
13 FORTALEZA ASSET MANAGEMENT INC/ 3,165 17,000 0.01%
14 CITADEL ADVISORS LLC 3,117 17,000 0.01%
15 B. Riley Wealth Management, Inc. 3,750 20,000 0.02%
16 CITIGROUP INC 4,828 27,000 0.02%
17 Legal & General Group Plc 5,152 30,000 0.03%
18 BARCLAYS PLC 6,702 34,000 0.03%
19 WELLS FARGO & COMPANY/MN 7,741 42,000 0.04%
20 Tower Research Capital LLC (TRC) 9,606 53,000 0.05%
21 ARDSLEY ADVISORY PARTNERS LP 10,000 55,000 0.05%
22 BLACKROCK ADVISORS LLC 10,583 58,000 0.05%
23 STEVENS CAPITAL MANAGEMENT LP 10,723 59,000 0.05%
24 D. E. Shaw & Co., Inc. 10,748 59,000 0.05%
25 TUDOR INVESTMENT CORP ET AL 11,400 63,000 0.06%
26 Board of Trustees of The Leland Stanford Junior University 11,515 63,000 0.06%
27 ROYAL BANK OF CANADA 12,900 71,000 0.06%
28 ALLIANCEBERNSTEIN L.P. 13,400 74,000 0.07%
29 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 14,100 77,000 0.07%
30 BANK OF AMERICA CORP /DE/ 15,069 83,000 0.07%
31 WealthTrust Axiom LLC 16,000 87,000 0.08%
32 MANUFACTURERS LIFE INSURANCE COMPANY, THE 17,230 95,000 0.08%
33 A.R.T. Advisors, LLC 17,979 98,000 0.09%
34 AMERICAN INTERNATIONAL GROUP, INC. 18,111 99,429 0.09%
35 PARAMETRIC PORTFOLIO ASSOCIATES LLC 19,005 104,000 0.09%
36 Nationwide Fund Advisors 19,292 106,000 0.09%
37 RHUMBLINE ADVISERS 19,552 107,000 0.09%
38 Cetera Advisor Networks LLC 21,700 121,000 0.11%
39 GROUP ONE TRADING LLC 23,120 127,000 0.11%
40 D.A. DAVIDSON & CO. 23,500 129,000 0.11%
41 Neuberger Berman Group LLC 24,560 135,000 0.12%
42 DekaBank Deutsche Girozentrale 25,500 140,000 0.12%
43 OSTERWEIS CAPITAL MANAGEMENT INC 25,709 141,000 0.12%
44 CREDIT SUISSE AG/ 26,700 146,000 0.13%
45 DEERE & CO 31,770 174,000 0.15%
46 ProShare Advisors LLC 32,193 177,000 0.16%
47 Swiss National Bank 33,000 181,000 0.16%
48 TEACHERS ADVISORS, LLC 34,032 187,000 0.16%
49 PRICE T ROWE ASSOCIATES INC /MD/ 38,937 214,000 0.19%
50 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 40,200 221,000 0.19%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.