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ADVENT CLAYMORE CV SECS & INCORPORATED
ADVENT CLAYMORE CV SECS & INCORPORATED. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 50 Institutional holders with a total value of $69,472,205.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 665,729 10,885,000 15.67%
2 AMERIPRISE FINANCIAL INC 524,831 8,575,000 12.34%
3 Windsor Capital Management, LLC 433,125 7,082,000 10.19%
4 Advisors Asset Management, Inc. 407,462 6,662,000 9.59%
5 WELLS FARGO & COMPANY/MN 344,081 5,626,000 8.10%
6 GUGGENHEIM CAPITAL LLC 330,643 5,405,000 7.78%
7 MORGAN STANLEY 222,123 3,632,000 5.23%
8 Invesco Ltd. 208,125 3,403,000 4.90%
9 WOLVERINE ASSET MANAGEMENT LLC 201,867 3,300,000 4.75%
10 RAYMOND JAMES & ASSOCIATES 126,926 2,075,000 2.99%
11 CREDIT SUISSE AG/ 122,110 1,996,000 2.87%
12 LPL Financial LLC 81,667 1,335,000 1.92%
13 Capital Investment Advisors, LLC 68,557 1,121,000 1.61%
14 FIRST TRUST ADVISORS LP 55,572 909,000 1.31%
15 DOLIVER ADVISORS, LP 52,628 860,000 1.24%
16 Raymond James Financial Services Advisors, Inc. 51,702 845,000 1.22%
17 Shaker Financial Services, LLC 41,057 671,000 0.97%
18 UBS Group AG 35,827 586,000 0.84%
19 SG Americas Securities, LLC 31,699 518,000 0.75%
20 Arete Wealth Advisors, LLC 31,437 514,000 0.74%
21 BANK OF AMERICA CORP /DE/ 25,889 424,000 0.61%
22 Koshinski Asset Management, Inc. 25,858 423,000 0.61%
23 Sigma Planning Corp 24,041 393,000 0.57%
24 Virtu KCG Holdings LLC 17,583 287,000 0.41%
25 Janney Montgomery Scott LLC 14,278 233,445 0.34%
26 TFS CAPITAL LLC 14,036 229,000 0.33%
27 CIBC WORLD MARKET INC. 13,775 225,000 0.32%
28 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 13,566 222,000 0.32%
29 CAZ INVESTMENTS LP 13,241 216,000 0.31%
30 D.A. DAVIDSON & CO. 7,610 124,000 0.18%
31 Beacon Capital Management, Inc. 6,450 105,000 0.15%
32 Stratos Wealth Partners, LTD. 5,381 87,979 0.13%
33 AMERICAN INTERNATIONAL GROUP, INC. 5,334 87,211 0.13%
34 ROYAL BANK OF CANADA 5,248 86,000 0.12%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,864 64,000 0.09%
36 Chicago Partners Investment Group LLC 3,489 57,000 0.08%
37 NEW ENGLAND SECURITIES CORP /MA/ 3,134 51,000 0.07%
38 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 2,700 44,000 0.06%
39 BANK OF MONTREAL /CAN/ 1,500 25,000 0.04%
40 CITIGROUP INC 1,136 19,000 0.03%
41 Financial Architects, Inc 1,087 18,000 0.03%
42 Formidable Asset Management, LLC 1,000 16,000 0.02%
43 MUFG Americas Holdings Corp 443 7,000 0.01%
44 B. Riley Wealth Management, Inc. 418 6,000 0.01%
45 Bartlett & Co. LLC 375 6,000 0.01%
46 Regal Investment Advisors LLC 300 5,000 0.01%
47 NATIONAL PLANNING CORP 288 4,720 0.01%
48 Creative Planning 211 3,000 0.00%
49 BOSTON PRIVATE BANK & TRUST CO 200 3,000 0.00%
50 Simplicity Solutions, LLC 52 850 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.