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ADVENT CLAYMORE CV SECS & INCORPORATED
ADVENT CLAYMORE CV SECS & INCORPORATED. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 58 Institutional holders with a total value of $96,414,605.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Saba Capital Management, L.P. 1,132,814 14,964,000 15.52%
2 PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,022,607 13,509,000 14.01%
3 RIVERNORTH CAPITAL MANAGEMENT, LLC 710,391 9,384,000 9.73%
4 MORGAN STANLEY 476,614 6,296,000 6.53%
5 Windsor Capital Management, LLC 336,975 4,451,000 4.62%
6 WOLVERINE ASSET MANAGEMENT LLC 327,076 4,320,000 4.48%
7 Advisors Asset Management, Inc. 308,397 4,074,000 4.23%
8 GUGGENHEIM CAPITAL LLC 267,018 3,528,000 3.66%
9 DESCHUTES PORTFOLIO STRATEGY, LLC 250,400 3,308,000 3.43%
10 Koshinski Asset Management, Inc. 231,208 3,054,000 3.17%
11 WELLS FARGO & COMPANY/MN 231,102 3,053,000 3.17%
12 EATON VANCE MANAGEMENT 211,682 2,796,000 2.90%
13 Raymond James Financial Services Advisors, Inc. 171,172 2,261,000 2.35%
14 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 164,928 2,179,000 2.26%
15 CORNERSTONE ADVISORS INC 153,742 2,031,000 2.11%
16 MIDAS MANAGEMENT CORP 134,500 1,777,000 1.84%
17 RAYMOND JAMES & ASSOCIATES 118,950 1,571,000 1.63%
18 NINE MASTS CAPITAL Ltd 118,423 1,564,000 1.62%
19 LPL Financial LLC 118,843 1,558,000 1.62%
20 MARINER INVESTMENT GROUP LLC 105,983 1,400,000 1.45%
21 AMERIPRISE FINANCIAL INC 105,366 1,392,000 1.44%
22 FIRST TRUST ADVISORS LP 67,966 898,000 0.93%
23 DOLIVER ADVISORS, LP 64,597 853,000 0.88%
24 Capital Investment Advisors, LLC 48,819 645,000 0.67%
25 ROBINSON CAPITAL MANAGEMENT, LLC 44,923 593,000 0.62%
26 BANK OF AMERICA CORP /DE/ 43,932 580,000 0.60%
27 Invesco Ltd. 37,924 501,000 0.52%
28 UBS Group AG 34,635 457,000 0.47%
29 SG Americas Securities, LLC 34,175 451,000 0.47%
30 Arete Wealth Advisors, LLC 31,870 421,000 0.44%
31 AQR ARBITRAGE LLC 26,132 345,000 0.36%
32 BAIRD FINANCIAL GROUP, INC. 24,453 323,000 0.34%
33 Cetera Advisor Networks LLC 19,132 252,000 0.26%
34 Shaker Financial Services, LLC 16,900 223,000 0.23%
35 Round Table Services, LLC 14,700 194,000 0.20%
36 MSI Financial Services Inc 12,478 165,000 0.17%
37 CITIGROUP INC 12,080 160,000 0.17%
38 CIBC WORLD MARKET INC. 11,289 149,000 0.15%
39 JD CAPITAL MANAGEMENT LLC 10,063 133,000 0.14%
40 ROYAL BANK OF CANADA 6,421 85,000 0.09%
41 PNC FINANCIAL SERVICES GROUP, INC. 6,394 84,000 0.09%
42 D.A. DAVIDSON & CO. 5,900 77,000 0.08%
43 AMERICAN INTERNATIONAL GROUP, INC. 5,400 72,000 0.07%
44 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,812 50,000 0.05%
45 Chicago Partners Investment Group LLC 3,355 44,000 0.05%
46 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 2,682 35,000 0.04%
47 ZIONS BANCORPORATION 2,010 27,000 0.03%
48 BANK OF MONTREAL /CAN/ 1,500 20,000 0.02%
49 IFP ADVISORS, INC 1,383 18,000 0.02%
50 North Star Investment Management Corp. 1,174 16,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.