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ADVENT CLAYMORE CV SECS & INCORPORATED
ADVENT CLAYMORE CV SECS & INCORPORATED. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 42 Institutional holders with a total value of $73,253,087.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERIPRISE FINANCIAL INC 1,068,407 17,411,000 23.77%
2 PARAMETRIC PORTFOLIO ASSOCIATES LLC 901,062 14,696,000 20.06%
3 Windsor Capital Management, LLC 388,739 6,340,000 8.65%
4 WELLS FARGO & COMPANY/MN 331,567 5,409,000 7.38%
5 Advisors Asset Management, Inc. 292,016 4,763,000 6.50%
6 GUGGENHEIM CAPITAL LLC 252,038 4,110,000 5.61%
7 MORGAN STANLEY 218,287 3,561,000 4.86%
8 RAYMOND JAMES & ASSOCIATES 165,183 2,694,000 3.68%
9 EATON VANCE MANAGEMENT 132,922 2,140,000 2.92%
10 CREDIT SUISSE AG/ 119,958 1,957,000 2.67%
11 Invesco Ltd. 118,648 1,935,000 2.64%
12 Capital Investment Advisors, LLC 65,646 1,071,000 1.46%
13 LPL Financial LLC 64,154 1,043,000 1.42%
14 WOLVERINE ASSET MANAGEMENT LLC 59,210 965,000 1.32%
15 FIRST TRUST ADVISORS LP 58,730 958,000 1.31%
16 UBS Group AG 41,060 670,000 0.91%
17 St. James Investment Company, LLC 31,975 522,000 0.71%
18 BANK OF AMERICA CORP /DE/ 30,930 504,000 0.69%
19 DOLIVER ADVISORS, LP 26,384 430,000 0.59%
20 BAIRD FINANCIAL GROUP, INC. 24,751 404,000 0.55%
21 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 22,326 364,000 0.50%
22 CAZ INVESTMENTS LP 13,336 218,000 0.30%
23 Janney Montgomery Scott LLC 13,100 213,661 0.29%
24 CIBC WORLD MARKET INC. 10,693 174,000 0.24%
25 ROYAL BANK OF CANADA 10,317 168,000 0.23%
26 D.A. DAVIDSON & CO. 6,660 108,000 0.15%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,186 68,000 0.09%
28 AMERICAN INTERNATIONAL GROUP, INC. 4,134 67,426 0.09%
29 Chicago Partners Investment Group LLC 3,556 58,000 0.08%
30 Beacon Capital Management, Inc. 3,350 55,000 0.08%
31 PNC FINANCIAL SERVICES GROUP, INC. 2,610 43,000 0.06%
32 ZIONS BANCORPORATION 2,010 33,000 0.05% SH
33 BANK OF MONTREAL /CAN/ 1,500 24,000 0.03%
34 Financial Architects, Inc 1,087 18,000 0.02%
35 Formidable Asset Management, LLC 1,000 16,000 0.02%
36 GLENMEDE TRUST CO NA 500 8,000 0.01%
37 Brookstone Capital Management 435 7,000 0.01%
38 CITIGROUP INC 394 6,000 0.01%
39 Bartlett & Co. LLC 375 6,000 0.01%
40 Winch Advisory Services, LLC 398 6,000 0.01%
41 MSI Financial Services Inc 331 5,000 0.01%
42 Regal Investment Advisors LLC 300 4,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.