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ADVENT CLAYMORE CV SECS & INCORPORATED
ADVENT CLAYMORE CV SECS & INCORPORATED. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 40 Institutional holders with a total value of $76,992,998.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 540,571 10,184,000 13.23%
2 Windsor Capital Management, LLC 449,167 8,462,000 10.99%
3 PARAMETRIC PORTFOLIO ASSOCIATES LLC 439,652 8,283,000 10.76%
4 WELLS FARGO & COMPANY/MN 426,630 8,038,000 10.44%
5 GUGGENHEIM CAPITAL LLC 411,524 7,753,000 10.07%
6 AMERIPRISE FINANCIAL INC 326,952 6,157,000 8.00%
7 MORGAN STANLEY 234,172 4,412,000 5.73%
8 EATON VANCE MANAGEMENT 209,017 3,938,000 5.11%
9 Invesco Ltd. 185,383 3,493,000 4.54%
10 CREDIT SUISSE AG/ 173,316 3,265,000 4.24%
11 ROBINSON CAPITAL MANAGEMENT, LLC 150,973 2,837,000 3.68%
12 RAYMOND JAMES & ASSOCIATES 85,317 1,607,000 2.09%
13 LPL Financial LLC 76,391 1,439,000 1.87%
14 Capital Investment Advisors, LLC 70,365 1,326,000 1.72%
15 Shaker Financial Services, LLC 59,002 1,112,000 1.44%
16 Raymond James Financial Services Advisors, Inc. 52,185 983,000 1.28%
17 FIRST TRUST ADVISORS LP 50,144 945,000 1.23%
18 UBS AG 31,748 599,000 0.78%
19 BANK OF AMERICA CORP /DE/ 25,138 474,000 0.62%
20 Arete Wealth Advisors, LLC 19,258 363,000 0.47%
21 Janney Montgomery Scott LLC 14,185 267,245 0.35%
22 STEEL GROVE CAPITAL ADVISORS, LLC 13,058 246,000 0.32%
23 Beacon Capital Management, Inc. 10,225 193,000 0.25%
24 D.A. DAVIDSON & CO. 7,610 143,000 0.19%
25 ROYAL BANK OF CANADA 7,202 136,000 0.18%
26 AMERICAN INTERNATIONAL GROUP, INC. 6,834 128,753 0.17%
27 BANK OF MONTREAL /CAN/ 1,500 28,000 0.04%
28 DEUTSCHE BANK AG\ 1,276 24,000 0.03%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,290 24,000 0.03%
30 North Star Investment Management Corp. 1,234 23,000 0.03%
31 NEW ENGLAND SECURITIES CORP /MA/ 1,100 21,000 0.03%
32 Financial Architects, Inc 1,087 20,000 0.03%
33 NEXT Financial Group, Inc 1,000 19,000 0.02%
34 CITIGROUP INC 602 11,000 0.01%
35 Regal Investment Advisors LLC 625 9,000 0.01%
36 MUFG Americas Holdings Corp 400 8,000 0.01%
37 Bartlett & Co. LLC 382 7,000 0.01%
38 Winch Advisory Services, LLC 375 7,000 0.01%
39 B. Riley Wealth Management, Inc. 405 7,000 0.01%
40 First Horizon Advisors, Inc. 42 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.