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ADVENT CLAYMORE CV SECS & INCORPORATED
ADVENT CLAYMORE CV SECS & INCORPORATED. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 57 Institutional holders with a total value of $120,644,290.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Saba Capital Management, L.P. 2,434,545 35,496,000 29.42%
2 RIVERNORTH CAPITAL MANAGEMENT, LLC 1,091,736 15,918,000 13.19%
3 Oxbow Advisors, LLC 857,212 12,498,000 10.36%
4 MORGAN STANLEY 512,870 7,478,000 6.20%
5 WELLS FARGO & COMPANY/MN 506,600 7,387,000 6.12%
6 EATON VANCE MANAGEMENT 423,809 6,179,000 5.12%
7 Advisors Asset Management, Inc. 343,332 5,006,000 4.15%
8 GUGGENHEIM CAPITAL LLC 314,605 4,587,000 3.80%
9 Windsor Capital Management, LLC 296,989 4,330,000 3.59%
10 Koshinski Asset Management, Inc. 236,655 3,450,000 2.86%
11 RAYMOND JAMES & ASSOCIATES 170,993 2,493,000 2.07%
12 SIT INVESTMENT ASSOCIATES INC 164,736 2,402,000 1.99%
13 Arete Wealth Advisors, LLC 110,154 1,606,000 1.33%
14 ROBINSON CAPITAL MANAGEMENT, LLC 81,808 1,193,000 0.99%
15 FIRST TRUST ADVISORS LP 68,102 993,000 0.82%
16 AMERIPRISE FINANCIAL INC 64,953 947,000 0.78%
17 BANK OF AMERICA CORP /DE/ 58,774 857,000 0.71%
18 LPL Financial LLC 54,828 798,000 0.66%
19 Cetera Advisor Networks LLC 49,596 723,000 0.60%
20 Raymond James Financial Services Advisors, Inc. 46,135 673,000 0.56%
21 Capital Investment Advisors, LLC 38,496 561,000 0.47%
22 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 35,931 524,000 0.43%
23 EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC 33,579 477,000 0.40%
24 CAVALIER INVESTMENTS, LLC 30,784 449,000 0.37%
25 UBS Group AG 27,435 400,000 0.33%
26 Shaker Financial Services, LLC 25,140 367,000 0.30%
27 BAIRD FINANCIAL GROUP, INC. 24,253 354,000 0.29%
28 Commonwealth Equity Services, Inc 24,033 350,000 0.29%
29 HighTower Advisors, LLC 23,887 349,000 0.29%
30 CITIGROUP INC 22,434 327,000 0.27%
31 Invesco Ltd. 17,653 257,000 0.21%
32 CIBC WORLD MARKET INC. 11,743 171,000 0.14%
33 Advisory Services Network, LLC 10,880 159,000 0.13%
34 TFS CAPITAL LLC 10,246 149,000 0.12%
35 ROYAL BANK OF CANADA 8,426 123,000 0.10%
36 ADVISOR GROUP, INC. 6,654 97,000 0.08%
37 PNC FINANCIAL SERVICES GROUP, INC. 5,455 79,000 0.07%
38 D.A. DAVIDSON & CO. 4,790 69,000 0.06%
39 MSI Financial Services Inc 4,568 67,000 0.06%
40 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,399 65,000 0.05%
41 NINE MASTS CAPITAL Ltd 4,241 62,000 0.05%
42 ZIONS BANCORPORATION 2,010 29,000 0.02%
43 Chicago Partners Investment Group LLC 1,929 28,000 0.02%
44 BANK OF MONTREAL /CAN/ 1,500 22,000 0.02%
45 North Star Investment Management Corp. 1,221 18,000 0.01%
46 Financial Architects, Inc 1,087 16,000 0.01%
47 NEXT Financial Group, Inc 1,000 15,000 0.01%
48 ANCHOR INVESTMENT MANAGEMENT, LLC 500 7,290 0.01%
49 Liberty Capital Management, Inc. 500 7,000 0.01%
50 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 500 7,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.