Dark
Light
System
Security
ADVENT CLAYMORE CV SECS & INCORPORATED
ADVENT CLAYMORE CV SECS & INCORPORATED. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 54 Institutional holders with a total value of $123,923,340.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Saba Capital Management, L.P. 2,585,471 37,955,000 30.63%
2 RIVERNORTH CAPITAL MANAGEMENT, LLC 1,087,703 15,967,000 12.88%
3 Oxbow Advisors, LLC 828,456 12,162,000 9.81%
4 WELLS FARGO & COMPANY/MN 579,698 8,510,000 6.87%
5 Advisors Asset Management, Inc. 463,391 6,803,000 5.49%
6 MORGAN STANLEY 429,816 6,310,000 5.09%
7 GUGGENHEIM CAPITAL LLC 303,344 4,453,000 3.59%
8 Windsor Capital Management, LLC 284,991 4,183,000 3.38%
9 SIT INVESTMENT ASSOCIATES INC 259,965 3,816,000 3.08%
10 Koshinski Asset Management, Inc. 242,653 3,562,000 2.87%
11 EATON VANCE MANAGEMENT 212,138 3,114,000 2.51%
12 RAYMOND JAMES & ASSOCIATES 135,553 1,990,000 1.61%
13 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 122,470 1,798,000 1.45%
14 Arete Wealth Advisors, LLC 116,126 1,705,000 1.38%
15 FIRST TRUST ADVISORS LP 89,601 1,315,000 1.06%
16 ROBINSON CAPITAL MANAGEMENT, LLC 81,808 1,201,000 0.97%
17 BANK OF AMERICA CORP /DE/ 78,816 1,157,000 0.93%
18 UBS Group AG 70,080 1,029,000 0.83%
19 LPL Financial LLC 55,133 810,000 0.65%
20 AMERIPRISE FINANCIAL INC 47,562 698,000 0.56%
21 Raymond James Financial Services Advisors, Inc. 44,129 648,000 0.52%
22 EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC 41,674 612,000 0.49%
23 Capital Investment Advisors, LLC 37,061 544,000 0.44%
24 CAVALIER INVESTMENTS, LLC 30,784 452,000 0.36%
25 Commonwealth Equity Services, Inc 28,321 416,000 0.34%
26 Cetera Advisor Networks LLC 25,130 369,000 0.30%
27 BAIRD FINANCIAL GROUP, INC. 24,253 356,000 0.29%
28 HighTower Advisors, LLC 23,887 352,000 0.28%
29 Invesco Ltd. 22,443 329,000 0.27%
30 Shaker Financial Services, LLC 15,955 234,000 0.19%
31 TFS CAPITAL LLC 12,506 184,000 0.15%
32 ADVISOR GROUP, INC. 10,365 152,000 0.12%
33 CITIGROUP INC 9,390 138,000 0.11%
34 ROYAL BANK OF CANADA 6,702 98,000 0.08%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,371 95,000 0.08%
36 PNC FINANCIAL SERVICES GROUP, INC. 5,455 79,000 0.06%
37 MSI Financial Services Inc 4,223 62,000 0.05%
38 IFP ADVISORS, INC 2,910 43,000 0.03%
39 ZIONS BANCORPORATION 2,010 30,000 0.02%
40 Chicago Partners Investment Group LLC 1,967 29,000 0.02%
41 North Star Investment Management Corp. 1,604 24,000 0.02%
42 Avior Wealth Management, LLC 1,600 23,000 0.02%
43 BANK OF MONTREAL /CAN/ 1,500 21,000 0.02%
44 D.A. DAVIDSON & CO. 1,440 21,000 0.02%
45 Financial Architects, Inc 1,087 16,000 0.01%
46 NEXT Financial Group, Inc 1,000 15,000 0.01%
47 IHT WEALTH MANAGEMENT, LLC 941 14,000 0.01%
48 ANCHOR INVESTMENT MANAGEMENT, LLC 500 7,340 0.01%
49 Bartlett & Co. LLC 375 6,000 0.00%
50 PENSERRA CAPITAL MANAGEMENT LLC 373 5,000 0.00%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.