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Mkt Vectors BDC ETF
Mkt Vectors BDC ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 20 Institutional holders with a total value of $19,616,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BB&T SECURITIES, LLC 41,976 8,718,000 44.44%
2 STEPHENS INC /AR/ 136,815 2,842,000 14.49%
3 New England Investment & Retirement Group, Inc. 87,285 1,813,000 9.24%
4 Mosaic Financial Partners, Inc. 47,752 992,000 5.06%
5 MORGAN STANLEY 45,029 935,000 4.77%
6 JANE STREET GROUP, LLC 37,088 770,000 3.93%
7 Gradient Investments LLC 36,023 748,000 3.81%
8 Virtu KCG Holdings LLC 32,777 681,000 3.47%
9 Forvis Mazars Wealth Advisors, LLC 27,800 577,000 2.94%
10 LPL Financial LLC 23,186 482,000 2.46%
11 VSR Financial Services, Inc. 21,306 443,000 2.26%
12 Cambridge Investment Research Advisors, Inc. 12,017 250,000 1.27%
13 AMERIPRISE FINANCIAL INC 3,685 77,000 0.39%
14 ROYAL BANK OF CANADA 2,903 60,000 0.31%
15 UBS AG 2,625 55,000 0.28%
16 DEUTSCHE BANK AG\ 2,400 49,000 0.25%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,233 46,000 0.23%
18 Baltimore-Washington Financial Advisors, Inc. 2,000 42,000 0.21%
19 BOSTON PRIVATE BANK & TRUST CO 1,485 31,000 0.16%
20 MSI Financial Services Inc 225 5,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.