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Mkt Vectors BDC ETF
Mkt Vectors BDC ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 38 Institutional holders with a total value of $26,555,298.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Mosaic Financial Partners, Inc. 495,938 7,819,000 29.44%
2 ROBLE, BELKO & COMPANY, INC 184,762 2,913,000 10.97%
3 Gradient Investments LLC 174,513 2,751,000 10.36%
4 LPL Financial LLC 125,503 2,007,000 7.56%
5 STEPHENS INC /AR/ 103,819 1,637,000 6.16%
6 BANK OF AMERICA CORP /DE/ 78,538 1,238,000 4.66%
7 ROYAL BANK OF CANADA 61,743 973,000 3.66%
8 MORGAN STANLEY 58,078 916,000 3.45%
9 ENVESTNET ASSET MANAGEMENT INC 57,803 911,000 3.43%
10 MSI Financial Services Inc 53,998 851,000 3.20%
11 CITADEL ADVISORS LLC 29,796 470,000 1.77%
12 Virtu KCG Holdings LLC 27,359 431,000 1.62%
13 Patriot Wealth Management, Inc. 25,105 396,000 1.49%
14 AMERIPRISE FINANCIAL INC 21,545 340,000 1.28%
15 Sigma Planning Corp 18,305 289,000 1.09%
16 VSR Financial Services, Inc. 18,194 287,000 1.08%
17 Caprock Group, LLC 17,657 278,000 1.05%
18 Moors & Cabot, Inc. 17,150 273,000 1.03%
19 Cambridge Investment Research Advisors, Inc. 14,993 236,000 0.89%
20 LGL PARTNERS, LLC 14,562 230,000 0.87%
21 Sterling Capital Management LLC 12,965 204,000 0.77%
22 INVESTMENT CENTERS OF AMERICA INC 10,661 170,000 0.64%
23 New England Private Wealth Advisors LLC 10,723 169,000 0.64%
24 WFG Advisors, LP 10,657 168,000 0.63%
25 First Allied Advisory Services, Inc. 10,508 166,000 0.63%
26 Transamerica Financial Advisors, LLC 8,700 138,000 0.52%
27 IFP ADVISORS, INC 3,957 62,000 0.23%
28 AMERICAN INTERNATIONAL GROUP, INC. 3,328 53,000 0.20%
29 WEALTHPLAN PARTNERS, LLC 3,000 47,298 0.18%
30 WELLS FARGO & COMPANY/MN 2,700 43,000 0.16%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,873 30,000 0.11%
32 Creative Planning 1,000 16,000 0.06%
33 CAPTRUST FINANCIAL ADVISORS 1,000 16,000 0.06%
34 UBS Group AG 929 15,000 0.06%
35 SIGNATUREFD, LLC 300 5,000 0.02%
36 Argentus Capital Management, LLC 225 4,000 0.02%
37 Advisors Asset Management, Inc. 204 3,000 0.01%
38 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.