Dark
Light
System
Security
Mkt Vectors BDC ETF
Mkt Vectors BDC ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 26 Institutional holders with a total value of $24,874,538.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ENVESTNET ASSET MANAGEMENT INC 358,771 6,418,000 25.80%
2 ROBLE, BELKO & COMPANY, INC 179,412 3,210,000 12.90%
3 STEPHENS INC /AR/ 173,165 3,098,000 12.45%
4 Gradient Investments LLC 151,242 2,706,000 10.88%
5 LPL Financial LLC 116,621 2,033,000 8.17%
6 Mosaic Financial Partners, Inc. 88,558 1,584,000 6.37%
7 BANK OF AMERICA CORP /DE/ 78,445 1,403,000 5.64%
8 MORGAN STANLEY 50,011 895,000 3.60%
9 JANE STREET GROUP, LLC 46,916 839,000 3.37%
10 Forvis Mazars Wealth Advisors, LLC 27,800 497,000 2.00%
11 Patriot Wealth Management, Inc. 22,282 399,000 1.60%
12 Cambridge Investment Research Advisors, Inc. 19,342 346,000 1.39%
13 ROYAL BANK OF CANADA 16,590 297,000 1.19%
14 Sigma Planning Corp 14,731 264,000 1.06%
15 WELLS FARGO & COMPANY/MN 14,000 250,000 1.01%
16 Sterling Capital Management LLC 12,765 228,000 0.92%
17 WFG Advisors, LP 9,092 163,000 0.66%
18 AMERICAN INTERNATIONAL GROUP, INC. 3,328 59,538 0.24%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,810 50,000 0.20%
20 WESTPORT RESOURCES MANAGEMENT INC 2,277 41,000 0.16%
21 UBS Group AG 2,190 39,000 0.16%
22 MSI Financial Services Inc 1,741 31,000 0.12%
23 CAPTRUST FINANCIAL ADVISORS 1,000 18,000 0.07%
24 Advisors Asset Management, Inc. 204 4,000 0.02%
25 Tower Research Capital LLC (TRC) 100 2,000 0.01%
26 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.