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Mkt Vectors BDC ETF
Mkt Vectors BDC ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 20 Institutional holders with a total value of $25,229,134.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BB&T SECURITIES, LLC 43,091 7,726,000 30.62%
2 STEPHENS INC /AR/ 169,325 3,036,000 12.03%
3 LPL Financial LLC 149,891 2,688,000 10.65%
4 BANK OF AMERICA CORP /DE/ 123,358 2,212,000 8.77%
5 Gradient Investments LLC 118,739 2,129,000 8.44%
6 Sterling Capital Management LLC 94,650 1,697,000 6.73%
7 Atria Investments, Inc 94,259 1,690,000 6.70%
8 Mosaic Financial Partners, Inc. 62,651 1,123,000 4.45%
9 MORGAN STANLEY 51,147 918,000 3.64%
10 ROYAL BANK OF CANADA 36,402 653,000 2.59%
11 Forvis Mazars Wealth Advisors, LLC 27,800 498,000 1.97%
12 DEUTSCHE BANK AG\ 21,436 384,000 1.52%
13 Cambridge Investment Research Advisors, Inc. 12,337 221,000 0.88%
14 WFG Advisors, LP 5,074 91,000 0.36%
15 AMERICAN INTERNATIONAL GROUP, INC. 3,328 59,671 0.24%
16 UBS Group AG 2,612 47,000 0.19%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,191 39,000 0.15%
18 CAPTRUST FINANCIAL ADVISORS 700 13,000 0.05%
19 NATIONAL PLANNING CORP 250 4,463 0.02%
20 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.