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Mkt Vectors BDC ETF
Mkt Vectors BDC ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 28 Institutional holders with a total value of $33,277,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 204 3,000 0.01%
2 CAPTRUST FINANCIAL ADVISORS 1,000 16,000 0.05%
3 Creative Planning 1,000 16,000 0.05%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,907 31,000 0.09%
5 AMERICAN INTERNATIONAL GROUP, INC. 3,257 54,000 0.16%
6 IFP ADVISORS, INC 3,399 56,000 0.17%
7 WELLS FARGO & COMPANY/MN 3,758 62,000 0.19%
8 UBS Group AG 7,481 123,000 0.37%
9 Moors & Cabot, Inc. 10,250 168,000 0.50%
10 Sterling Capital Management LLC 10,960 181,000 0.54%
11 VSR Financial Services, Inc. 12,509 206,000 0.62%
12 ROYAL BANK OF CANADA 12,884 212,000 0.64%
13 Cambridge Investment Research Advisors, Inc. 13,738 227,000 0.68%
14 LGL PARTNERS, LLC 14,929 246,000 0.74%
15 Sigma Planning Corp 16,454 271,000 0.81%
16 INVESTMENT CENTERS OF AMERICA INC 24,185 396,000 1.19%
17 Patriot Wealth Management, Inc. 27,671 456,000 1.37%
18 AMERIPRISE FINANCIAL INC 48,603 801,000 2.41%
19 MSI Financial Services Inc 49,078 809,000 2.43%
20 ENVESTNET ASSET MANAGEMENT INC 54,581 900,000 2.70%
21 BANK OF AMERICA CORP /DE/ 54,585 900,000 2.70%
22 STEPHENS INC /AR/ 104,774 1,728,000 5.19%
23 MORGAN STANLEY 143,430 2,365,000 7.11%
24 TRADITION CAPITAL MANAGEMENT LLC 170,078 2,804,000 8.43%
25 Gradient Investments LLC 178,034 2,936,000 8.82%
26 ROBLE, BELKO & COMPANY, INC 191,505 3,158,000 9.49%
27 Mosaic Financial Partners, Inc. 383,980 6,332,000 19.03%
28 LPL Financial LLC 488,777 7,820,000 23.50%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.