Dark
Light
System
Security
CAROLINA FINANCIAL
CAROLINA FINANCIAL. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 72 Institutional holders with a total value of $120,509,361.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 42 1,000 0.00%
2 BlackRock Japan Co. Ltd 64 2,000 0.00%
3 ROYAL BANK OF CANADA 459 14,000 0.01%
4 BNP PARIBAS FINANCIAL MARKETS 474 14,594 0.01%
5 BlackRock Group LTD 639 20,000 0.02%
6 FEDERATED HERMES, INC. 1,384 43,000 0.04%
7 UBS Group AG 1,935 60,000 0.05%
8 BARCLAYS PLC 2,101 65,000 0.05%
9 INDEPENDENT ADVISOR ALLIANCE 2,351 68,767 0.06%
10 Eidelman Virant Capital 2,500 76,000 0.06%
11 QS Investors, LLC 2,800 86,000 0.07%
12 Legal & General Group Plc 3,227 98,000 0.08%
13 AMERICAN INTERNATIONAL GROUP, INC. 5,887 181,000 0.15%
14 RUSSELL INVESTMENTS GROUP, LTD. 6,463 197,000 0.16%
15 Nationwide Fund Advisors 6,437 198,000 0.16%
16 TWO SIGMA ADVISERS, LP 6,500 200,000 0.17%
17 BlackRock Finance, Inc. 6,484 200,000 0.17%
18 HIGHBRIDGE CAPITAL MANAGEMENT LLC 7,360 227,000 0.19%
19 Allianz Asset Management GmbH 7,396 228,000 0.19%
20 PARK NATIONAL CORP /OH/ 7,491 231,000 0.19%
21 LINCOLN NATIONAL CORP 7,684 237,000 0.20%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 7,897 243,000 0.20%
23 METROPOLITAN LIFE INSURANCE CO/NY 8,216 253,000 0.21%
24 MENTA CAPITAL LLC 8,660 267,000 0.22%
25 BLACKROCK ADVISORS LLC 10,016 308,000 0.26%
26 PANAGORA ASSET MANAGEMENT INC 10,119 312,000 0.26%
27 RHUMBLINE ADVISERS 10,277 316,000 0.26%
28 CITIGROUP INC 10,311 317,000 0.26%
29 Commonwealth Equity Services, Inc 10,902 336,000 0.28%
30 Spark Investment Management LLC 11,800 363,000 0.30%
31 BESSEMER GROUP INC 14,100 434,000 0.36%
32 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 15,600 481,000 0.40%
33 TEACHERS ADVISORS, LLC 16,368 504,000 0.42%
34 JPMORGAN CHASE & CO 17,454 537,000 0.45%
35 SouthState Bank Corp 19,200 591,000 0.49%
36 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 21,068 649,000 0.54%
37 CORNERCAP INVESTMENT COUNSEL INC 23,985 738,000 0.61%
38 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 24,100 742,000 0.62%
39 BANK OF AMERICA CORP /DE/ 24,269 747,000 0.62%
40 MARTINGALE ASSET MANAGEMENT L P 24,762 763,000 0.63%
41 TWO SIGMA INVESTMENTS, LP 25,698 791,000 0.66%
42 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 25,845 796,000 0.66%
43 CCM INVESTMENT ADVISERS LLC 26,400 812,000 0.67%
44 CHICAGO EQUITY PARTNERS LLC 27,580 849,000 0.70%
45 TIAA CREF INVESTMENT MANAGEMENT LLC 29,070 895,000 0.74%
46 NICHOLAS HOFFMAN & COMPANY, LLC. 30,038 915,000 0.76%
47 MORGAN STANLEY 29,799 918,000 0.76%
48 Bank of New York Mellon Corp 31,728 977,000 0.81%
49 FIRST TRUST ADVISORS LP 32,995 1,016,000 0.84%
50 Raymond James Financial Services Advisors, Inc. 34,586 1,065,000 0.88%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.