| 1 |
Advisors Asset Management, Inc. |
1,489,036 |
28,962,000 |
23.72% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
626,881 |
12,193,000 |
9.99% |
|
|
| 3 |
MORGAN STANLEY |
599,051 |
11,652,000 |
9.54% |
|
|
| 4 |
WELLS FARGO & COMPANY/MN |
588,488 |
11,446,000 |
9.37% |
|
|
| 5 |
GUGGENHEIM CAPITAL LLC |
508,263 |
9,886,000 |
8.10% |
|
|
| 6 |
Invesco Ltd. |
381,794 |
7,426,000 |
6.08% |
|
|
| 7 |
Karpus Management, Inc. |
313,872 |
6,105,000 |
5.00% |
|
|
| 8 |
Relative Value Partners, LLC |
235,005 |
4,571,000 |
3.74% |
|
|
| 9 |
UBS AG |
180,363 |
3,508,000 |
2.87% |
|
|
| 10 |
LPL Financial LLC |
115,009 |
2,237,000 |
1.83% |
|
|
| 11 |
Cetera Advisor Networks LLC |
111,063 |
2,161,000 |
1.77% |
|
|
| 12 |
ROYAL BANK OF CANADA |
108,222 |
2,105,000 |
1.72% |
|
|
| 13 |
BNP PARIBAS FINANCIAL MARKETS |
96,810 |
1,915,870 |
1.57% |
|
|
| 14 |
OPPENHEIMER & CO INC |
87,268 |
1,697,000 |
1.39% |
|
|
| 15 |
BANK OF AMERICA CORP /DE/ |
77,903 |
1,515,000 |
1.24% |
|
|
| 16 |
SG Americas Securities, LLC |
75,380 |
1,466,000 |
1.20% |
|
|
| 17 |
CORNERSTONE ADVISORS INC |
70,767 |
1,376,000 |
1.13% |
|
|
| 18 |
Global Endowment Management, LP |
64,722 |
1,259,000 |
1.03% |
|
|
| 19 |
RAYMOND JAMES & ASSOCIATES |
62,933 |
1,224,000 |
1.00% |
|
|
| 20 |
Shaker Financial Services, LLC |
61,383 |
1,194,000 |
0.98% |
|
|
| 21 |
ROBINSON CAPITAL MANAGEMENT, LLC |
60,546 |
1,178,000 |
0.96% |
|
|
| 22 |
Thomas J. Herzfeld Advisors, Inc. |
53,911 |
1,049,000 |
0.86% |
|
|
| 23 |
ROTHSCHILD INVESTMENT LLC /IL |
39,296 |
764,000 |
0.63% |
|
|
| 24 |
1607 Capital Partners, LLC |
30,700 |
597,000 |
0.49% |
|
|
| 25 |
Raymond James Financial Services Advisors, Inc. |
28,424 |
553,000 |
0.45% |
|
|
| 26 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
26,530 |
520,000 |
0.43% |
|
|
| 27 |
Concert Wealth Management Inc. |
22,777 |
442,000 |
0.36% |
|
|
| 28 |
Robert W. Baird & Co. Inc |
18,971 |
369,000 |
0.30% |
|
|
| 29 |
First Allied Advisory Services, Inc. |
15,580 |
302,000 |
0.25% |
|
|
| 30 |
SHEPHERD KAPLAN KROCHUK, LLC |
14,980 |
291,000 |
0.24% |
|
|
| 31 |
MSI Financial Services Inc |
14,215 |
276,000 |
0.23% |
|
|
| 32 |
Commonwealth Equity Services, Inc |
13,860 |
270,000 |
0.22% |
|
|
| 33 |
TFS CAPITAL LLC |
13,065 |
254,000 |
0.21% |
|
|
| 34 |
HOLLENCREST CAPITAL MANAGEMENT |
12,887 |
250,000 |
0.20% |
|
|
| 35 |
CITIGROUP INC |
11,607 |
226,000 |
0.19% |
|
|
| 36 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
11,388 |
221,000 |
0.18% |
|
|
| 37 |
Beacon Capital Management, Inc. |
10,200 |
198,000 |
0.16% |
|
|
| 38 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
7,710 |
150,000 |
0.12% |
|
|
| 39 |
SIGNATUREFD, LLC |
3,627 |
71,000 |
0.06% |
|
|
| 40 |
US BANCORP \DE\ |
2,345 |
46,000 |
0.04% |
|
|
| 41 |
B. Riley Wealth Management, Inc. |
1,850 |
36,000 |
0.03% |
|
|
| 42 |
DEUTSCHE BANK AG\ |
1,850 |
35,000 |
0.03% |
|
|
| 43 |
D.A. DAVIDSON & CO. |
1,500 |
29,000 |
0.02% |
|
|
| 44 |
Hoxton Financial, Inc. |
923 |
18,000 |
0.01% |
|
|
| 45 |
BANK OF MONTREAL /CAN/ |
769 |
15,000 |
0.01% |
|
|
| 46 |
Tower Research Capital LLC (TRC) |
707 |
14,000 |
0.01% |
|
|
| 47 |
Crosspoint Capital Strategies, LLC |
646 |
13,000 |
0.01% |
|
|
| 48 |
PNC FINANCIAL SERVICES GROUP, INC. |
600 |
12,000 |
0.01% |
|
|
| 49 |
AMERICAN INTERNATIONAL GROUP, INC. |
200 |
3,890 |
0.00% |
|
|
| 50 |
Creative Planning |
134 |
3,000 |
0.00% |
|
|
