| 1 |
Advisors Asset Management, Inc. |
1,422,847 |
24,459,000 |
21.71% |
|
|
| 2 |
Karpus Management, Inc. |
1,033,258 |
17,762,000 |
15.77% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
705,997 |
12,136,000 |
10.77% |
|
|
| 4 |
GUGGENHEIM CAPITAL LLC |
438,863 |
7,543,000 |
6.70% |
|
|
| 5 |
MORGAN STANLEY |
297,940 |
5,121,000 |
4.55% |
|
|
| 6 |
UBS Group AG |
296,305 |
5,093,000 |
4.52% |
|
|
| 7 |
WOLVERINE ASSET MANAGEMENT LLC |
270,808 |
4,655,000 |
4.13% |
|
|
| 8 |
WELLS FARGO & COMPANY/MN |
269,659 |
4,635,000 |
4.11% |
|
|
| 9 |
Invesco Ltd. |
255,717 |
4,396,000 |
3.90% |
|
|
| 10 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
244,729 |
4,207,000 |
3.73% |
|
|
| 11 |
1607 Capital Partners, LLC |
166,000 |
2,854,000 |
2.53% |
|
|
| 12 |
RELATIVE VALUE PARTNERS GROUP, LLC |
147,788 |
2,540,000 |
2.25% |
|
|
| 13 |
ROYAL BANK OF CANADA |
143,920 |
2,474,000 |
2.20% |
|
|
| 14 |
BANK OF AMERICA CORP /DE/ |
110,406 |
1,898,000 |
1.68% |
|
|
| 15 |
OPPENHEIMER & CO INC |
110,027 |
1,892,000 |
1.68% |
|
|
| 16 |
RAYMOND JAMES & ASSOCIATES |
95,770 |
1,646,000 |
1.46% |
|
|
| 17 |
LPL Financial LLC |
72,060 |
1,278,000 |
1.13% |
|
|
| 18 |
Global Endowment Management, LP |
60,000 |
1,031,000 |
0.92% |
|
|
| 19 |
PNC FINANCIAL SERVICES GROUP, INC. |
56,213 |
967,000 |
0.86% |
|
|
| 20 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
44,787 |
770,000 |
0.68% |
|
|
| 21 |
ROTHSCHILD INVESTMENT LLC /IL |
37,896 |
651,000 |
0.58% |
|
|
| 22 |
DOLIVER ADVISORS, LP |
32,949 |
566,000 |
0.50% |
|
|
| 23 |
Virtu KCG Holdings LLC |
31,892 |
548,000 |
0.49% |
|
|
| 24 |
POINTE CAPITAL MANAGEMENT LLC |
24,840 |
427,000 |
0.38% |
|
|
| 25 |
BAIRD FINANCIAL GROUP, INC. |
22,031 |
379,000 |
0.34% |
|
|
| 26 |
Brick & Kyle, Associates |
18,460 |
317,000 |
0.28% |
|
|
| 27 |
Raymond James Financial Services Advisors, Inc. |
16,868 |
290,000 |
0.26% |
|
|
| 28 |
SHEPHERD KAPLAN KROCHUK, LLC |
16,690 |
287,000 |
0.25% |
|
|
| 29 |
CITIGROUP INC |
15,483 |
266,000 |
0.24% |
|
|
| 30 |
AQR ARBITRAGE LLC |
15,207 |
261,000 |
0.23% |
|
|
| 31 |
Cetera Advisor Networks LLC |
13,676 |
236,000 |
0.21% |
|
|
| 32 |
Curi Capital, LLC |
13,496 |
232,000 |
0.21% |
|
|
| 33 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
11,071 |
191,000 |
0.17% |
|
|
| 34 |
Cetera Advisors LLC |
10,510 |
181,000 |
0.16% |
|
|
| 35 |
AMERICAN INTERNATIONAL GROUP, INC. |
4,825 |
82,000 |
0.07% |
|
|
| 36 |
DEUTSCHE BANK AG\ |
4,050 |
69,000 |
0.06% |
|
|
| 37 |
Beacon Capital Management, Inc. |
3,900 |
67,000 |
0.06% |
|
|
| 38 |
ENVESTNET ASSET MANAGEMENT INC |
3,279 |
56,000 |
0.05% |
|
|
| 39 |
D.A. DAVIDSON & CO. |
2,500 |
42,000 |
0.04% |
|
|
| 40 |
Thomas J. Herzfeld Advisors, Inc. |
2,000 |
34,000 |
0.03% |
|
|
| 41 |
SIGNATUREFD, LLC |
2,000 |
34,000 |
0.03% |
|
|
| 42 |
CENTRAL TRUST Co |
1,250 |
21,000 |
0.02% |
|
|
| 43 |
MSI Financial Services Inc |
1,238 |
21,000 |
0.02% |
|
|
| 44 |
Hoxton Financial, Inc. |
923 |
16,000 |
0.01% |
|
|
| 45 |
BANK OF MONTREAL /CAN/ |
769 |
13,000 |
0.01% |
|
|
| 46 |
Edge Wealth Management LLC |
450 |
8,000 |
0.01% |
|
|
| 47 |
WEALTHCARE CAPITAL MANAGEMENT LLC |
115 |
2,000 |
0.00% |
|
|
| 48 |
MassMutual Private Wealth & Trust, FSB |
29 |
577 |
0.00% |
|
|
