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Institutional Investment Manager
NORTHERN TRUST CORP
NORTHERN TRUST CORP (CIK: 0000073124) incorporated in Delaware, registered under State Commercial Banks, located at 50 S Lasalle St, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Portfolio Summary: 4,312 holdings with a total value of $318,407,094,000.
#
Name
Shares
Value ($)
%
Options
Notes
4151 INUVO INC 32,889 49,000 0.00%
4152 FIRST MARBLEHEAD CORP 16,948 48,000 0.00%
4153 GOLDEN MINERALS CO 73,209 47,000 0.00%
4154 MCG CAPITAL CORP 13,265 47,000 0.00%
4155 GSE SYS INC 29,707 47,000 0.00%
4156 DOVER DOWNS GAMING & ENTMT I 47,543 47,000 0.00%
4157 DAKOTA PLAINS HOLDINGS INC 19,336 46,000 0.00%
4158 OPEXA THERAPEUTICS EQUITY WARRANTS 03/13/201 45,117 45,000 0.00%
4159 PALATIN TECHNOLOGIES INC COM 46,730 44,000 0.00%
4160 TETRALOGIC PHARMA CO 10,554 44,000 0.00%
4161 NATIONAL AMERN UNIV HLDGS IN 14,093 43,000 0.00%
4162 ESSEX RENTAL CORP 20,306 43,000 0.00%
4163 LIGHTBRIDGE CORP 18,541 43,000 0.00%
4164 BIODEL INC 25,167 42,000 0.00%
4165 CHYRONHEGO CORP 14,020 42,000 0.00%
4166 INFUSYSTEM HLDGS INC 13,254 42,000 0.00%
4167 VISION-SCIENCES INC DEL 43,013 42,000 0.00%
4168 Wright Medical Group Inc 19,125 41,000 0.00%
4169 BTU INTERNATIONAL INC 12,453 41,000 0.00%
4170 DARA BIOSCIENCES INC 37,386 40,000 0.00%
4171 AUTHENTIDATE HLDG CORP 56,804 39,000 0.00%
4172 SOLITARIO EXPL & RTY CORP COM 31,856 38,000 0.00%
4173 GLOBALSCAPE INC 15,823 38,000 0.00%
4174 CASI PHARMACEUTICALS INC COM 21,183 38,000 0.00%
4175 AMARIN CORP PLC 34,921 38,000 0.00%
4176 KOSS CORP 18,167 37,000 0.00%
4177 LiveDeal Inc 12,376 37,000 0.00%
4178 BOOKS-A-MILLION INC 21,869 37,000 0.00%
4179 AXOGEN INC 14,631 36,000 0.00%
4180 ATLANTICUS HLDGS CORP 19,497 36,000 0.00%
4181 LPATH INC 10,324 36,000 0.00%
4182 Saratoga Resources Inc 29,692 35,000 0.00%
4183 CESCA THERAPEUTICS INC 28,672 35,000 0.00%
4184 CLEVELAND BIOLABS INC 71,110 33,000 0.00%
4185 CLEAN DIESEL TECHNOLOGIES IN 18,629 32,000 0.00%
4186 BSD MEDICAL CORP 55,046 32,000 0.00%
4187 RXI PHARMACEUTICALS CORP NEW 15,560 31,000 0.00%
4188 LILIS ENERGY INC 13,723 31,000 0.00%
4189 RETRACTABLE TECHNOLOGIES INC 10,631 31,000 0.00%
4190 FLAMEL TECHNOLOGIES SA SPONSORED ADR 2,075 30,000 0.00%
4191 GIGPEAK INC 25,241 30,000 0.00%
4192 GRNHNTR ENRGY 17,863 28,000 0.00%
4193 LOOKSMART LTD 12,828 28,000 0.00%
4194 DELIA'S INC NEW 97,843 27,000 0.00%
4195 OCEAN PWR TECHNOLOGIES INC 23,192 27,000 0.00%
4196 LANTRONIX INC 15,266 27,000 0.00%
4197 SPDR SERIES TRUST 47,878 27,000 0.00%
4198 ATOSSA GENETICS INC COM 19,682 27,000 0.00%
4199 CACHE INC COM STK 30,978 27,000 0.00%
4200 INSTITUTIONAL FINL MKTS INC 13,703 27,000 0.00%
Page 84 of 87

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001256484-14-000022, filed 2014.11.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.