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Institutional Investment Manager
BARCLAYS PLC
BARCLAYS PLC (CIK: 0000312069), registered under Commercial Banks, Nec, located at 1 Churchill Place, London, X0. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 6,733 holdings with a total value of $90,130,922,000.
#
Name
Shares
Value ($)
%
Options
Notes
6651 DIREXION SHS ETF TR 1 0 0.00%
6652 ImmunoCellular Therapeutics Lt 2,000 0 0.00%
6653 BON-TON STORES INC 49 0 0.00%
6654 FORESIGHT ENERGY LP 92 0 0.00%
6655 GAFISA ADR RPSG 2 ORD 97 0 0.00%
6656 NL INDS INC COM NEW 103 0 0.00%
6657 BLUE BIRD CORP 35 0 0.00%
6658 ONCOCYTE CORP 3 0 0.00%
6659 SecureWorks Corp. 39 0 0.00%
6660 GLOBAL WTR RES INC 52 0 0.00%
6661 NETLIST INC 59 0 0.00%
6662 NAVIOS MARITIME MIDSTREAM LP 23 0 0.00%
6663 Sunesis Pharmaceuticals, Inc. 13 0 0.00%
6664 MADRIGAL PHARMACEUTICALS INC 4 0 0.00%
6665 ISHARES TR 9 0 0.00%
6666 WILLIAMS CLAYTON ENERGY INC 1 0 0.00%
6667 LEMAITRE VASCULAR INC COM 1 0 0.00%
6668 CHINA BAK BATTERY INC 97 0 0.00%
6669 TANZANIAN ROYALTY EXPL CORP 52 0 0.00%
6670 CAREDX INC 68 0 0.00%
6671 RENESOLA LTD 28 0 0.00%
6672 MAJESCO 38 0 0.00%
6673 DRYSHIPS INC 40 0 0.00%
6674 AMPIO PHARMACEUTICALS INC 50 0 0.00%
6675 CASTLE A M & CO 23 0 0.00%
6676 FRANCO NEVADA CORP 3 0 0.00%
6677 ADVERUM BIOTECHNOLOGIES INC 2 0 0.00%
6678 MEDALLION FINL CORP 36 0 0.00%
6679 BROADWIND ENERGY INC COM NEW 61 0 0.00%
6680 COMSTOCK RES INC 5 0 0.00%
6681 GLOBALSTAR INC 100 0 0.00% Put
6682 RADIO ONE INC CL D NON VTG 155 0 0.00%
6683 TRIANGLE PETE CORP 75 0 0.00%
6684 GENIE ENERGY LTD CL B 81 0 0.00%
6685 CHINA YUCHAI INTL LTD 30 0 0.00%
6686 STEMCELLS INC COM 5 0 0.00%
6687 CAPSTONE TURBINE CORP 17 0 0.00%
6688 CALADRIUS BIOSCIENCES INC 60 0 0.00%
6689 DBX ETF TR 1 0 0.00%
6690 EAGLE BULK SHIPPING INC 2 0 0.00%
6691 WIDEPOINT CORP 18 0 0.00%
6692 BROOKFIELD BUSINESS PARTNERS 2 0 0.00% Call
6693 Socket Mobile Inc New 133 0 0.00%
6694 RENREN INCORPORATED SPONSORED ADR 200 0 0.00% Call
6695 COGINT INC 96 0 0.00%
6696 PJT PARTNERS INC 12 0 0.00% Call
6697 VANECK VECTORS ETF TR 4 0 0.00%
6698 SEARS CDA INC 98 0 0.00%
6699 RADISYS CORP COM 4 0 0.00%
6700 SYNGENTA AG 4 0 0.00%
Page 134 of 135

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000312069-16-000279, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.