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Institutional Investment Manager
BARCLAYS PLC
BARCLAYS PLC (CIK: 0000312069), registered under Commercial Banks, Nec, located at 1 Churchill Place, London, X0. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 6,733 holdings with a total value of $90,130,922,000.
#
Name
Shares
Value ($)
%
Options
Notes
6601 BIOANALYTICAL SYS INC 83 0 0.00%
6602 PERNIX THERAPEUTICS HLDGS IN 576 0 0.00%
6603 FORM HLDGS CORP COM 131 0 0.00%
6604 BioPharmX Corporation 270 0 0.00%
6605 ONCOCYTE CORP 3 0 0.00%
6606 BROOKFIELD BUSINESS PARTNERS 2 0 0.00% Call
6607 XOMA CORP DEL 4 0 0.00%
6608 Socket Mobile Inc New 133 0 0.00%
6609 PACIFIC DRILLING SA LUXEMBOU 4 0 0.00%
6610 HALYARD HEALTH INC 12 0 0.00% Call
6611 SYNGENTA AG 4 0 0.00%
6612 NEWTEK BUSINESS SVCS CORP COM NEW 35 0 0.00%
6613 ELEPHANT TALK COMM CORP 12 0 0.00%
6614 MATEON THERAPEUTICS INC 105 0 0.00%
6615 MAGICJACK VOCALTEC LTD 53 0 0.00%
6616 SHARPS COMPLIANCE CORP 91 0 0.00%
6617 EMPIRE RESORTS INC 21 0 0.00%
6618 CALIFORNIA FIRST NTNL BANCOR 30 0 0.00%
6619 DRYSHIPS INC 127 0 0.00% Put
6620 VTV THERAPEUTICS INC 49 0 0.00%
6621 FARMERS NATIONAL BANC CORP 2 0 0.00%
6622 RESEARCH FRONTIERS INC 15 0 0.00%
6623 POWERSHS DB MULTI SECT COMM 55 0 0.00%
6624 FIFTH STREET FINANCE CORP 16 0 0.00%
6625 YINGLI GREEN ENERGY HLDG CO 106 0 0.00%
6626 CREDIT SUISSE AG NASSAU BRH 12 0 0.00%
6627 LIPOCINE INC NEW 105 0 0.00%
6628 Centrus Energy Corp. 2 0 0.00%
6629 VALUE LINE INC 16 0 0.00%
6630 RADIO ONE INC CL D NON VTG 155 0 0.00%
6631 AUDIOCODES LTD 16 0 0.00%
6632 FIVE OAKS INVT CORPORATION REIT 76 0 0.00%
6633 QUMU CORP 59 0 0.00%
6634 CORVUS PHARMACEUTICALS INC COM 21 0 0.00%
6635 MAJESCO 38 0 0.00%
6636 CAPITALA FIN CORP 14 0 0.00%
6637 NAVIOS MARITIME PARTNERS L P 1 0 0.00%
6638 EARTHSTONE ENERGY INC 28 0 0.00%
6639 RENESOLA LTD 28 0 0.00%
6640 BERKSHIRE HATHAWAY INC DEL 2 0 0.00%
6641 NUVECTRA CORP COM 66 0 0.00%
6642 CHINA BAK BATTERY INC 97 0 0.00%
6643 CHINA YUCHAI INTL LTD 30 0 0.00%
6644 DS HEALTHCARE GROUP INC 3 0 0.00%
6645 Echelon Corp 31 0 0.00%
6646 VIEWRAY INC COM USD0.01 83 0 0.00%
6647 AXOGEN INC 2 0 0.00%
6648 SKY-MOBI LTD 83 0 0.00%
6649 EAGLE BULK SHIPPING INC 2 0 0.00%
6650 AMIRA NATURE FOODS LTD 10 0 0.00%
Page 133 of 135

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000312069-16-000279, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.