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Institutional Investment Manager
BARCLAYS PLC
BARCLAYS PLC (CIK: 0000312069), registered under Commercial Banks, Nec, located at 1 Churchill Place, London, X0. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 6,733 holdings with a total value of $90,130,922,000.
#
Name
Shares
Value ($)
%
Options
Notes
6701 LIPOCINE INC NEW 105 0 0.00%
6702 SHARPS COMPLIANCE CORP 91 0 0.00%
6703 CORVUS PHARMACEUTICALS INC COM 21 0 0.00%
6704 REPROS THERAPEUTICS INC 69 0 0.00%
6705 MAST THERAPEUTICS INC COM 400 0 0.00%
6706 CLEARSIGN COMBUSTION CRP 71 0 0.00%
6707 HOUSTON AMERN ENERGY CORP 38 0 0.00%
6708 Socket Mobile Inc New 133 0 0.00%
6709 GLOBALSTAR INC 100 0 0.00% Put
6710 NAVIOS MARITIME PARTNERS L P 1 0 0.00%
6711 EARTHSTONE ENERGY INC 28 0 0.00%
6712 FIFTH STREET FINANCE CORP 16 0 0.00%
6713 CORINDUS VASCULAR ROBOTICS INCORPORATED 344 0 0.00%
6714 SecureWorks Corp. 39 0 0.00%
6715 CHINA BAK BATTERY INC 97 0 0.00%
6716 ImmunoCellular Therapeutics Lt 2,000 0 0.00%
6717 CALIFORNIA FIRST NTNL BANCOR 30 0 0.00%
6718 ORIGIN AGRITECH LIMITED 1 0 0.00%
6719 HARTE-HANKS INC 54 0 0.00%
6720 AXOGEN INC 2 0 0.00%
6721 DS HEALTHCARE GROUP INC 3 0 0.00%
6722 RADIO ONE INC CL D NON VTG 155 0 0.00%
6723 FORESIGHT ENERGY LP 92 0 0.00%
6724 FALCONSTOR SOFTWARE INC 191 0 0.00%
6725 AMIRA NATURE FOODS LTD 10 0 0.00%
6726 SKY-MOBI LTD 83 0 0.00%
6727 VIVINT SOLAR INC 217 0 0.00%
6728 DRYSHIPS INC 354 0 0.00% Call
6729 APTEVO THERAPEUTICS INC 104 0 0.00%
6730 GENIE ENERGY LTD CL B 81 0 0.00%
6731 P A M TRANSN SVCS INC COM 15 0 0.00%
6732 HERITAGE COMMERCE CORP 3 0 0.00%
6733 AUDIOVOX CORP CL A 97 0 0.00%
Page 135 of 135

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000312069-16-000279, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.