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Institutional Investment Manager
DIMENSIONAL FUND ADVISORS LP
DIMENSIONAL FUND ADVISORS LP (CIK: 0000354204) incorporated in Delaware, located at 6300 Bee Cave Road, Austin, TX. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 3,290 holdings with a total value of $173,790,677,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 CATALYST 61,870 94,000 0.00%
52 DRDGOLD LIMITED 15,866 94,000 0.00%
53 CELLDEX THERAPEUTICS INC NEW 21,600 95,000 0.00%
54 JUST ENERGY GROUP INC 16,055 98,000 0.00%
55 ENDOCYTE INC 30,910 99,000 0.00%
56 ADVAXIS INC COM NEW 12,189 99,000 0.00%
57 DICERNA PHARMACEUTICALS INC 34,273 103,000 0.00%
58 TENAX THERAPEUTICS INC 40,190 103,000 0.00%
59 CAFEPRESS INCORPORATED 33,603 104,000 0.00%
60 TETRAPHASE PHARMACEUTICALS INC COM 25,450 109,000 0.00%
61 BROADWIND ENERGY INC COM NEW 25,882 109,000 0.00%
62 BRIGHTCOVE INC COM 12,470 110,000 0.00%
63 ARRAY BIOPHARMA INC 32,019 114,000 0.00%
64 PERMA-FIX ENVIRONMENTAL SVCS 22,504 115,000 0.00%
65 IDENTIV INC 65,869 118,000 0.00%
66 FULL HOUSE RESORTS INC 58,687 119,000 0.00%
67 ZAFGEN INC COM 19,791 119,000 0.00%
68 PB BANCORP INC 14,562 123,000 0.00%
69 CUI GLOBAL INC COM NEW 24,355 123,000 0.00%
70 SYNACOR INC COM 40,365 124,000 0.00%
71 HARVEST NATURAL RESOURCES IN 149,056 124,000 0.00%
72 Support.Com Inc 150,233 126,000 0.00%
73 CARBONITE INC COM 13,011 127,000 0.00%
74 VICON INDS INC 250,351 128,000 0.00%
75 CARTESIAN INC 134,118 134,000 0.00%
76 COMMUNITY BANKERS TR CORP 26,173 136,000 0.00%
77 LIGHT & WONDER INC COM 14,908 137,000 0.00%
78 MATTERSIGHT CORP COM 35,910 139,000 0.00%
79 CARE COM INC 12,011 140,000 0.00%
80 CGG 202,104 141,000 0.00%
81 GENOCEA BIOSCIENCES INC 34,799 143,000 0.00%
82 TEL INSTR ELECTRS CORP 33,173 143,000 0.00%
83 FUELCELL ENERGY INC 23,218 144,000 0.00%
84 LAKE SHORE BANCORP INC 11,130 145,000 0.00%
85 SORRENTO THERAPEUTICS INC COM NEW 26,050 146,000 0.00%
86 PARTNER COMMUNICATIONS 30,961 147,000 0.00%
87 CONTROL4 CORP 18,378 150,000 0.00%
88 EAGLE BANCORP MONT INC 11,893 151,000 0.00%
89 MODEL N INCORPORATED 11,389 152,000 0.00%
90 FIAT CHRYSLER AUTOMOBILES N 24,800 152,000 0.00%
91 TOFUTTI BRANDS INC 79,785 168,000 0.00%
92 TONIX PHARMACEUTICALS HOLDING 84,975 169,000 0.00%
93 GREAT ELM CAP GROUP INC COM 25,739 170,000 0.00%
94 LCNB CORP COM 10,987 174,000 0.00%
95 ALPHA PRO TECH LTD 76,829 174,000 0.00%
96 SMTC CORP 115,655 175,000 0.00%
97 ENVIROSTAR INC 47,920 176,000 0.00%
98 ENERGY FOCUS INC COM NEW 28,701 179,000 0.00%
99 C&J ENERGY SVCS LTD 298,329 180,000 0.00%
100 COMMUNITYONE BANCORP COM 14,223 180,000 0.00%
Page 2 of 66

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000354204-16-000051, filed 2016.08.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.