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ADVAXIS INC COM NEW
ADVAXIS INC COM NEW. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 104 Institutional holders with a total value of $183,624,072.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ADAGE CAPITAL PARTNERS GP, L.L.C. 5,939,366 48,049,000 26.17%
2 FMR LLC 2,827,799 22,877,000 12.46%
3 Broadfin Capital, LLC 1,690,517 13,676,000 7.45%
4 PICTET ASSET MANAGEMENT LTD 1,428,619 13,229,000 7.20%
5 VANGUARD GROUP INC 1,326,913 10,735,000 5.85%
6 BlackRock Fund Advisors 869,989 7,038,000 3.83%
7 Cormorant Asset Management, LP 809,804 6,551,000 3.57%
8 BlackRock Institutional Trust Company, N.A. 728,300 5,892,000 3.21%
9 Sarissa Capital Management LP 600,000 4,853,000 2.64%
10 STATE STREET CORP 501,235 4,052,000 2.21%
11 ORBIMED ADVISORS LLC 445,400 3,603,000 1.96%
12 SECTORAL ASSET MANAGEMENT INC 433,859 3,510,000 1.91%
13 NORTHERN TRUST CORP 386,249 3,125,000 1.70%
14 MARSHALL WACE, LLP 273,597 2,213,000 1.21%
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 193,700 1,567,000 0.85% Call
16 GEODE CAPITAL MANAGEMENT, LLC 188,818 1,527,000 0.83%
17 Allianz Asset Management GmbH 185,813 1,503,000 0.82%
18 MONASHEE INVESTMENT MANAGEMENT LLC 170,611 1,380,000 0.75% PRN
19 Bank of New York Mellon Corp 164,368 1,330,000 0.72%
20 GRATICULE ASIA MACRO ADVISORS LLC 160,000 1,294,000 0.70%
21 Jefferies Group LLC 151,672 1,227,000 0.67%
22 CREDIT SUISSE AG/ 148,536 1,200,000 0.65%
23 FRANKLIN STREET ADVISORS INC /NC 136,350 1,103,000 0.60%
24 BlackRock Investment Management, LLC 126,544 1,024,000 0.56%
25 THRIVENT FINANCIAL FOR LUTHERANS 125,900 1,018,000 0.55%
26 NEXTHERA CAPITAL LP 125,000 1,011,000 0.55%
27 D. E. Shaw & Co., Inc. 123,726 1,001,000 0.55%
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 106,000 858,000 0.47% Put
29 TIAA CREF INVESTMENT MANAGEMENT LLC 102,545 830,000 0.45%
30 EcoR1 Capital, LLC 92,800 751,000 0.41%
31 CITADEL ADVISORS LLC 86,115 697,000 0.38%
32 Vident Investment Advisory, LLC 79,843 646,000 0.35%
33 BANK OF MONTREAL /CAN/ 77,807 629,000 0.34%
34 D.A. DAVIDSON & CO. 75,000 606,000 0.33%
35 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 70,041 567,000 0.31%
36 EMERALD ACQUISITION LTD. 65,338 529,000 0.29%
37 PARAMETRIC PORTFOLIO ASSOCIATES LLC 62,424 505,000 0.28%
38 TEACHERS ADVISORS, LLC 58,061 470,000 0.26%
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 56,679 459,000 0.25%
40 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 56,300 456,000 0.25%
41 ALLIANCEBERNSTEIN L.P. 54,100 438,000 0.24%
42 TOCQUEVILLE ASSET MANAGEMENT L.P. 53,950 436,000 0.24%
43 Swiss National Bank 53,500 433,000 0.24%
44 MORGAN STANLEY 52,383 423,000 0.23%
45 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 44,111 357,000 0.19%
46 Weiss Multi-Strategy Advisers LLC 41,553 336,000 0.18%
47 RHUMBLINE ADVISERS 39,105 316,000 0.17%
48 Jefferies Group LLC 36,900 299,000 0.16% Call
49 Birchview Capital, LP 35,600 288,000 0.16%
50 CITIGROUP INC 34,400 278,000 0.15% Put
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.