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Institutional Investment Manager
STEPHENS INC /AR/
STEPHENS INC /AR/ (CIK: 0000757657) incorporated in Arkansas, located at 111 Center St, Little Rock, AR. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000757657-16-000062) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
701 POTBELLY CORP COM 15,100 188 0.01%
702 INTUITIVE SURGICAL INC 255 185 0.01%
703 KNOWLES CORP 13,002 183 0.01%
704 BRIGHT HORIZONS FAM SOL IN D 2,716 182 0.01%
705 COVANTA HLDG CORP 11,541 178 0.01%
706 YAMANA GOLD INC 40,868 176 0.01%
707 ADVISORSHARES TR 18,000 173 0.01%
708 CLEARBRIDGE ENERGY MLP OPP F 12,679 169 0.01%
709 Alcoa 16,715 169 0.01%
710 Aaron's Inc 6,421 163 0.01%
711 STAAR SURGICAL CO 16,873 159 0.01%
712 POWERSHS DB MULTI SECT COMM 12,460 154 0.01%
713 GANNETT CO INC 12,730 148 0.01%
714 COGNEX CORP 2,589 137 0.01%
715 OASIS PETE INC NEW 11,700 134 0.01%
716 HALOZYME THERAPEUTICS INC 11,000 133 0.01%
717 NVIDIA CORPORATION 1,926 132 0.01%
718 PENNANTPARK INVT CORP COM 17,448 131 0.01%
719 iShares 11,936 125 0.01%
720 TELEFONAKTIEBOLAGET LM ERICS 14,375 104 0.00%
721 UNITED STS 12 MONTH NAT GAS 10,157 103 0.00%
722 TICC CAPITAL CORP 17,560 102 0.00%
723 MEDIDATA SOLUTIONS INC 1,672 93 0.00%
724 POWER INTEGRATIONS INC COM 1,435 90 0.00%
725 IMPERVA INC 1,637 88 0.00%
726 DENTSPLY SIRONA INC 1,457 87 0.00%
727 MEMORIAL PRODTN PARTNERS LP 47,450 84 0.00%
728 NOBLE CORP PLC 12,994 82 0.00%
729 LIGAND PHARMACEUTICALS INC 801 82 0.00%
730 NEW YORK MTG TR INC 13,150 79 0.00%
731 HENRY SCHEIN INC 476 78 0.00%
732 MOBILE TELESYSTEMS PJSC 10,256 78 0.00%
733 Abraxas Petroleum Corp 45,000 76 0.00%
734 LAM RESEARCH CORP 795 75 0.00%
735 AEGON N V 19,255 74 0.00%
736 HOLOGIC INC 1,876 73 0.00%
737 GOLDMAN SACHS MLP ENERGY RENAI 10,000 73 0.00%
738 MICROSEMI CORP 1,701 71 0.00%
739 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 11,756 69 0.00%
740 XILINX INC 1,221 66 0.00%
741 SYNERGY PHARMACEUTICALS DEL 12,000 66 0.00%
742 HILLTOP HOLDINGS INC 2,458 55 0.00%
743 TABLEAU SOFTWARE INC 969 54 0.00%
744 SPS COMM INC COM 722 53 0.00%
745 RESEARCH FRONTIERS INC 20,000 52 0.00%
746 CABOT OIL & GAS CORP 1,810 47 0.00%
747 FLIR SYS INC 1,460 46 0.00%
748 TRIPADVISOR INC 706 45 0.00%
749 TREX CO INC COM 723 42 0.00%
750 IMATION CORP 66,664 42 0.00%
Page 15 of 16
Restatement filing (0000757657-16-000068) filed in 2016.11.30
#
Name
Shares
Value ($)
%
Options
Notes
1 AKORN INCORPORATED 122 3 0.00%
2 ROPER TECHNOLOGIES INC 15 3 0.00%
3 MIMEDX GROUP INC COM 500 4 0.00%
4 CINEMARK HOLDINGS INC 119 5 0.00%
5 AEROVIRONMENT INC 200 5 0.00%
6 RPC INC 387 7 0.00%
7 PAPA JOHNS INTL INC 103 8 0.00%
8 Forum Energy Technologies Inc 436 9 0.00%
9 NAVIDEA BIOPHARM INC 15,000 14 0.00%
10 IPG PHOTONICS CORP 190 16 0.00%
11 Parexel International Corp. 285 20 0.00%
12 EXCO RESOURCES INC 21,502 23 0.00%
13 QUALYS INC 672 26 0.00%
14 HUB GROUP INC CL A 634 26 0.00%
15 BIODELIVERY SCIENCES INTL IN 10,000 27 0.00%
16 AUTODESK INC 430 31 0.00%
17 FIREEYE INC 2,198 32 0.00%
18 IMMUNOMEDICS INCORPORATED 10,000 33 0.00%
19 TIDEWATER INC 11,900 34 0.00%
20 HEALTHSTREAM INC COM 1,246 34 0.00%
21 TASER INTL INC 1,219 35 0.00%
22 IMATION CORP 66,664 42 0.00%
23 TREX CO INC COM 723 42 0.00%
24 TRIPADVISOR INC 706 45 0.00%
25 FLIR SYS INC 1,460 46 0.00%
26 CABOT OIL & GAS CORP 1,810 47 0.00%
27 RESEARCH FRONTIERS INC 20,000 52 0.00%
28 SPS COMM INC COM 722 53 0.00%
29 TABLEAU SOFTWARE INC 969 54 0.00%
30 HILLTOP HOLDINGS INC 2,458 55 0.00%
31 XILINX INC 1,221 66 0.00%
32 SYNERGY PHARMACEUTICALS DEL 12,000 66 0.00%
33 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 11,756 69 0.00%
34 MICROSEMI CORP 1,701 71 0.00%
35 HOLOGIC INC 1,876 73 0.00%
36 GOLDMAN SACHS MLP ENERGY RENAI 10,000 73 0.00%
37 AEGON N V 19,255 74 0.00%
38 LAM RESEARCH CORP 795 75 0.00%
39 Abraxas Petroleum Corp 45,000 76 0.00%
40 MOBILE TELESYSTEMS PJSC 10,256 78 0.00%
41 HENRY SCHEIN INC 476 78 0.00%
42 NEW YORK MTG TR INC 13,150 79 0.00%
43 LIGAND PHARMACEUTICALS INC 801 82 0.00%
44 NOBLE CORP PLC 12,994 82 0.00%
45 MEMORIAL PRODTN PARTNERS LP 47,450 84 0.00%
46 DENTSPLY SIRONA INC 1,457 87 0.00%
47 IMPERVA INC 1,637 88 0.00%
48 POWER INTEGRATIONS INC COM 1,435 90 0.00%
49 MEDIDATA SOLUTIONS INC 1,672 93 0.00%
50 TICC CAPITAL CORP 17,560 102 0.00%
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