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Institutional Investment Manager
STEPHENS INC /AR/
STEPHENS INC /AR/ (CIK: 0000757657) incorporated in Arkansas, located at 111 Center St, Little Rock, AR. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000757657-16-000062) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
251 PROOFPOINT INC 25,508 1,909 0.08%
252 ROYAL DUTCH SHELL PLC 36,074 1,906 0.08%
253 VANGUARD WORLD FD 30,366 1,903 0.08%
254 PAYCHEX INC 32,705 1,893 0.08%
255 ESTERLINE TECHNOLOGIES CORP 24,838 1,889 0.08%
256 METLIFE INC 42,189 1,874 0.08%
257 BRITISH AMERN TOB PLC 14,652 1,870 0.08%
258 HUNT J B TRANS SVCS INC 23,034 1,869 0.08%
259 O REILLY AUTOMOTIVE INC NEW 6,660 1,866 0.08%
260 PPG INDS INC 18,015 1,862 0.08%
261 DISCOVERY COMMUNICATNS NEW 68,397 1,841 0.08%
262 ALLIANT ENERGY CORP 47,898 1,835 0.08%
263 LKQ CORP 51,731 1,834 0.08%
264 UNILEVER N V 39,726 1,831 0.08%
265 POWERSHARES ETF TRUST II S&P SMALLCAP ENERGY PORT 98,947 1,812 0.08%
266 INTL PAPER CO 37,693 1,809 0.08%
267 ISHARES TR 45,997 1,794 0.08%
268 DXP ENTERPRISES INC NEW COM NEW 63,427 1,788 0.08%
269 UBS AG 89,807 1,780 0.08%
270 FIRST TR EXCHANGE TRADED FD 47,298 1,738 0.08%
271 BERKSHIRE HATHAWAY INC DEL 8 1,730 0.08%
272 VANGUARD WORLD FD 19,762 1,729 0.08%
273 WHOLE FOODS MKT INC 60,530 1,716 0.08%
274 POWERSHARES ETF TR II 26,660 1,692 0.07%
275 ROYAL DUTCH SHELL PLC 33,278 1,666 0.07%
276 FIRST TR MID CAP CORE ALPHAD 31,269 1,652 0.07%
277 MPLX LP 48,685 1,648 0.07%
278 V F CORP 29,388 1,647 0.07%
279 LAUDER ESTEE COS INC 18,387 1,628 0.07%
280 ANNALY CAP MGMT INC 154,846 1,626 0.07%
281 SPDR SERIES TRUST 36,770 1,625 0.07%
282 SHERWIN WILLIAMS CO 5,806 1,606 0.07%
283 HCP INC 42,257 1,604 0.07%
284 LOCKHEED MARTIN CORP 6,663 1,597 0.07%
285 G-III APPAREL GROUP LTD 54,501 1,589 0.07%
286 FRANKLIN RESOURCES INC 44,673 1,589 0.07%
287 ABIOMED INC 12,340 1,587 0.07%
288 HCA HOLDINGS INC 20,865 1,578 0.07%
289 CAPITALA FIN CORP 119,643 1,569 0.07%
290 INTERCONTINENTAL EXCHANGE IN 5,821 1,568 0.07%
291 SIMMONS 1ST NATL CORP CL A $1 PAR 31,366 1,565 0.07%
292 VALERO ENERGY CORP NEW 29,275 1,552 0.07%
293 PALO ALTO NETWORKS INC 9,728 1,550 0.07%
294 MCKESSON CORP 9,100 1,517 0.07%
295 REGIONS FINANCIAL CORP NEW 149,049 1,471 0.06%
296 UNITED NATURAL FOODSINC 36,480 1,461 0.06%
297 KELLOGG CO 18,849 1,460 0.06%
298 AGREE RLTY CORP COM 29,452 1,456 0.06%
299 DELTA AIRLINES INC DEL 36,934 1,454 0.06%
300 LL FLOORING HOLDINGS INC COM 73,901 1,454 0.06%
Page 6 of 16
Restatement filing (0000757657-16-000068) filed in 2016.11.30
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 40,248 7,093 0.31%
2 ABBOTT LABS 168,566 7,129 0.31%
3 ABBVIE INC 316,283 19,948 0.87%
4 ABIOMED INC 12,340 1,587 0.07%
5 ACADIA COMPANY COM 6,933 344 0.02%
6 ACTUANT CORP 110,291 2,563 0.11%
7 ACUITY BRANDS INC 989 262 0.01%
8 ADOBE INC 41,826 4,540 0.20%
9 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 11,756 69 0.00%
10 ADVISORSHARES TR 18,000 173 0.01%
11 ADVISORY BRD CO COM 13,987 626 0.03%
12 AEGON N V 19,255 74 0.00%
13 AEROVIRONMENT INC 200 5 0.00%
14 AETNA INC NEW 4,496 519 0.02%
15 AFFILIATED MANAGERS GROUP 1,874 271 0.01%
16 AFLAC INC 58,165 4,180 0.18%
17 AGCO CORP 4,890 241 0.01%
18 AGREE RLTY CORP COM 29,452 1,456 0.06%
19 AIR METHODS CORP 32,137 1,012 0.04%
20 AIR PRODS & CHEMS INC 16,200 2,436 0.11%
21 AIRCASTLE LTD 18,492 367 0.02%
22 AKAMAI TECHNOLOGIES INC 7,297 387 0.02%
23 AKORN INCORPORATED 122 3 0.00%
24 ALASKA AIR GROUP INC 6,401 422 0.02%
25 ALEX REAL ESTATE EQ 37,835 4,115 0.18%
26 ALEXION PHARMACEUTIC 2,769 339 0.01%
27 ALIGN TECHNOLOGY INC 81,292 7,621 0.33%
28 ALLEGIANT TRAVEL CO 5,090 672 0.03%
29 ALLIANT ENERGY CORP 47,898 1,835 0.08%
30 ALLIANZGI DIVIDEND INT PRM 20,490 259 0.01%
31 ALLSTATE CORP 4,372 302 0.01%
32 ALPS ETF TR 507,227 6,437 0.28%
33 ALTRIA GROUP INC 309,063 19,542 0.86%
34 AMAZON COM INC 5,532 4,632 0.20%
35 AMBEV SA 34,185 208 0.01%
36 AMERICAN AIRLS GROUP INC 8,529 312 0.01%
37 AMERICAN CAMPUS CMNTYS INC 45,443 2,312 0.10%
38 AMERICAN CAP LTD 31,684 536 0.02%
39 AMERICAN ELEC PWR INC 45,851 2,944 0.13%
40 AMERICAN EXPRESS CO 72,771 4,660 0.20%
41 AMERICAN INTL GROUP INC 8,265 490 0.02%
42 AMERICAN TOWER CORP NEW 45,742 5,184 0.23%
43 AMERICAN WTR WKS CO INC NEW 7,380 552 0.02%
44 AMERIPRISE FINL INC 3,917 391 0.02%
45 AMERIS BANCORP 22,777 796 0.03%
46 AMERISOURCEBERGEN CORP 4,716 381 0.02%
47 AMETEK INC NEW 5,375 257 0.01%
48 AMGEN INC 25,066 4,181 0.18%
49 AMPHENOL CORP NEW 99,047 6,430 0.28%
50 AMSURG CORP 28,597 1,917 0.08%
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