Dark
Light
System
Institutional Investment Manager
STEPHENS INC /AR/
STEPHENS INC /AR/ (CIK: 0000757657) incorporated in Arkansas, located at 111 Center St, Little Rock, AR. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000757657-16-000062) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
351 Monsanto Co 10,715 1,095 0.05%
352 ECHO GLOBAL LOGISTICS INC COM 47,137 1,087 0.05%
353 ECOLAB INC 8,842 1,076 0.05%
354 LEAR CORP COM NEW 8,844 1,072 0.05%
355 VANECK VECTORS ETF TR 31,479 1,072 0.05%
356 NATIONAL RETAIL PPTYS 21,000 1,068 0.05%
357 DEL FRISCOS RESTAURANT GROUP I COM 79,232 1,067 0.05%
358 GENESIS ENERGY L P UNIT LTD PARTN 28,080 1,066 0.05%
359 ISHARES TR 11,804 1,062 0.05%
360 VANGUARD FTSE PACIFIC ETF 17,471 1,058 0.05%
361 VULCAN MATLS CO 9,259 1,053 0.05%
362 LYONDELLBASELL INDUSTRIES N 12,967 1,046 0.05%
363 WESTERN DIGITAL CORP 17,871 1,045 0.05%
364 PENSKE AUTOMOTIVE GRP INC 21,498 1,036 0.05%
365 PENNSYLVANIA RL ESTATE INVT 44,631 1,028 0.05%
366 AIR METHODS CORP 32,137 1,012 0.04%
367 ONEOK PARTNERS LP 25,331 1,012 0.04%
368 REALOGY HLDGS CORP COM 39,053 1,010 0.04%
369 BUILDERS FIRSTSOURCE INC COM 87,400 1,006 0.04%
370 FIRST TR EXCHANGE TRADED FD 20,618 1,003 0.04%
371 Devon Energy Corporation 22,727 1,002 0.04%
372 EASTMAN CHEM CO COM 14,764 999 0.04%
373 SIGNET JEWELERS LIMITED SHS 13,307 992 0.04%
374 MIDDLEBY CORP COM 7,994 988 0.04%
375 ROYAL BK CDA MONTREAL QUE 15,937 987 0.04%
376 DIAMOND OFFSHORE DRILLING INC COM 55,878 984 0.04%
377 FIRST TRUST NASDAQ-100 EQUAL WEIGHTED INDEX FUND 21,480 983 0.04%
378 HSBC HLDGS PLC 26,091 981 0.04%
379 MTS SYS CORP COM 21,247 978 0.04%
380 PLAINS GP HOLDINGS LP 74,947 970 0.04%
381 SMUCKER J M CO 7,095 962 0.04%
382 FIDELITY NATL INFORMATION SV 12,457 960 0.04%
383 TRISTATE CAP HLDGS INC COM 59,465 960 0.04%
384 TRINITY BIOTECH PLC SPON ADR NEW 69,697 921 0.04%
385 ISHS S&P SHT NTL MUN ETF 8,670 919 0.04%
386 Total S.A. 19,168 914 0.04%
387 PACWEST BANCORP DEL COM 21,164 908 0.04%
388 MOSAIC CO/THE 37,141 908 0.04%
389 NUCOR CORP 18,326 906 0.04%
390 MONDELEZ INTL INC 20,550 902 0.04%
391 First Trust Exch 36,998 899 0.04%
392 HELMERICH & PAYNE INC COM 12,998 875 0.04%
393 COSTAR GROUP INC COM 4,041 875 0.04%
394 ENTERGY CORP NEW COM 11,362 872 0.04%
395 Knight Transportation Inc 30,173 866 0.04%
396 SONIC CORP 33,015 864 0.04%
397 Guggenheim S&P MidCap 400 Pure Gr ETF 6,872 857 0.04%
398 Monmouth Real Est Investment Corp 60,008 856 0.04%
399 CHUYS HLDGS INC COM 30,509 852 0.04%
400 ISHARES CORE TOTAL USD BOND MARKET ETF 16,347 852 0.04%
Page 8 of 16
Restatement filing (0000757657-16-000068) filed in 2016.11.30
#
Name
Shares
Value ($)
%
Options
Notes
1 Global X Funds MLP Index ETF 39,250 456 0.02%
2 3M CO 40,248 7,093 0.31%
3 ABBOTT LABS 168,566 7,129 0.31%
4 ABBVIE INC 316,283 19,948 0.87%
5 ABIOMED INC COM 12,340 1,587 0.07%
6 ABRAXAS PETROLEUM 45,000 76 0.00%
7 ACADIA HEALTHCARE COMPANY INC COM 6,933 344 0.02%
8 ACTUANT CORP CL A NEW 110,291 2,563 0.11%
9 ACUITY BRANDS INC COM 989 262 0.01%
10 ADOBE SYS INC COM 41,826 4,540 0.20%
11 ADVISORSHARES RANGER EQUITY BEAR ETF 18,000 173 0.01%
12 ADVISORY BRD CO 13,987 626 0.03%
13 AEGON N V NY REGISTRY SH 19,255 74 0.00%
14 AEROVIRONMENT INC 200 5 0.00%
15 AETNA INC NEW COM 4,496 519 0.02%
16 AFFILIATED MANAGERS GROUP 1,874 271 0.01%
17 AFLAC INC 58,165 4,180 0.18%
18 AGCO CORP COM 4,890 241 0.01%
19 AGREE REALTY CORP COM 29,452 1,456 0.06%
20 AIR METHODS CORP 32,137 1,012 0.04%
21 AIR PRODS & CHEMS INC 16,200 2,436 0.11%
22 AIRCASTLE LTD COM 18,492 367 0.02%
23 AKAMAI TECHNOLOGIES INC COM 7,297 387 0.02%
24 AKORN INC COM 122 3 0.00%
25 ALASKA AIR GROUP INC COM 6,401 422 0.02%
26 ALEXANDRIA REAL ESTATE EQ INC COM 37,835 4,115 0.18%
27 ALEXION PHARMACEUTICALS INC COM 2,769 339 0.01%
28 ALLIANT ENERGY CORP COM 47,898 1,835 0.08%
29 ALLIANZGI NFJ DIVID INT & PR 20,490 259 0.01%
30 ALLSTATE CORP 4,372 302 0.01%
31 ALPS ETF TR 507,227 6,437 0.28%
32 ALTRIA GROUP INC 309,063 19,542 0.86%
33 AMAZON COM INC 5,532 4,632 0.20%
34 AMBEV SA SPONSORED ADR 34,185 208 0.01%
35 AMERICAN AIRLS GROUP INC COM 8,529 312 0.01%
36 AMERICAN CAMPUS CMNTYS INC COM 45,443 2,312 0.10%
37 AMERICAN CAP LTD 31,684 536 0.02%
38 AMERICAN ELEC PWR INC COM 45,851 2,944 0.13%
39 AMERICAN EXPRESS CO 72,771 4,660 0.20%
40 AMERICAN INTL GROUP INC 8,265 490 0.02%
41 AMERICAN TOWER CORP NEW 45,742 5,184 0.23%
42 AMERIPRISE FINL INC COM 3,917 391 0.02%
43 AMERIS BANCORP 22,777 796 0.03%
44 AMERISOURCEBERGEN CORP COM 4,716 381 0.02%
45 AMETEK INC NEW COM 5,375 257 0.01%
46 AMGEN INC 25,066 4,181 0.18%
47 AMPHENOL CORP NEW CL A 99,047 6,430 0.28%
48 AMSURG CORP 28,597 1,917 0.08%
49 ANADARKO PETE CORP 4,861 308 0.01%
50 ANALOG DEVICES INC COM 40,487 2,609 0.11%
Page 1 of 16