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Institutional Investment Manager
STEPHENS INC /AR/
STEPHENS INC /AR/ (CIK: 0000757657) incorporated in Arkansas, located at 111 Center St, Little Rock, AR. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000757657-16-000062) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 40,248 7,093 0.31%
2 ABBOTT LABS 168,566 7,129 0.31%
3 ABBVIE INC 316,283 19,948 0.87%
4 ABIOMED INC 12,340 1,587 0.07%
5 ACADIA COMPANY COM 6,933 344 0.02%
6 ACTUANT CORP 110,291 2,563 0.11%
7 ACUITY BRANDS INC 989 262 0.01%
8 ADOBE INC 41,826 4,540 0.20%
9 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 11,756 69 0.00%
10 ADVISORSHARES TR 18,000 173 0.01%
11 ADVISORY BRD CO COM 13,987 626 0.03%
12 AEGON N V 19,255 74 0.00%
13 AEROVIRONMENT INC 200 5 0.00%
14 AETNA INC NEW 4,496 519 0.02%
15 AFFILIATED MANAGERS GROUP 1,874 271 0.01%
16 AFLAC INC 58,165 4,180 0.18%
17 AGCO CORP 4,890 241 0.01%
18 AGREE RLTY CORP COM 29,452 1,456 0.06%
19 AIR METHODS CORP 32,137 1,012 0.04%
20 AIR PRODS & CHEMS INC 16,200 2,436 0.11%
21 AIRCASTLE LTD 18,492 367 0.02%
22 AKAMAI TECHNOLOGIES INC 7,297 387 0.02%
23 AKORN INCORPORATED 122 3 0.00%
24 ALASKA AIR GROUP INC 6,401 422 0.02%
25 ALEX REAL ESTATE EQ 37,835 4,115 0.18%
26 ALEXION PHARMACEUTIC 2,769 339 0.01%
27 ALIGN TECHNOLOGY INC 81,292 7,621 0.33%
28 ALLEGIANT TRAVEL CO 5,090 672 0.03%
29 ALLIANT ENERGY CORP 47,898 1,835 0.08%
30 ALLIANZGI DIVIDEND INT PRM 20,490 259 0.01%
31 ALLSTATE CORP 4,372 302 0.01%
32 ALPS ETF TR 507,227 6,437 0.28%
33 ALTRIA GROUP INC 309,063 19,542 0.86%
34 AMAZON COM INC 5,532 4,632 0.20%
35 AMBEV SA 34,185 208 0.01%
36 AMERICAN AIRLS GROUP INC 8,529 312 0.01%
37 AMERICAN CAMPUS CMNTYS INC 45,443 2,312 0.10%
38 AMERICAN CAP LTD 31,684 536 0.02%
39 AMERICAN ELEC PWR INC 45,851 2,944 0.13%
40 AMERICAN EXPRESS CO 72,771 4,660 0.20%
41 AMERICAN INTL GROUP INC 8,265 490 0.02%
42 AMERICAN TOWER CORP NEW 45,742 5,184 0.23%
43 AMERICAN WTR WKS CO INC NEW 7,380 552 0.02%
44 AMERIPRISE FINL INC 3,917 391 0.02%
45 AMERIS BANCORP 22,777 796 0.03%
46 AMERISOURCEBERGEN CORP 4,716 381 0.02%
47 AMETEK INC NEW 5,375 257 0.01%
48 AMGEN INC 25,066 4,181 0.18%
49 AMPHENOL CORP NEW 99,047 6,430 0.28%
50 AMSURG CORP 28,597 1,917 0.08%
Page 1 of 16
Restatement filing (0000757657-16-000068) filed in 2016.11.30
#
Name
Shares
Value ($)
%
Options
Notes
701 NATIONAL HEALTH INVS INC 2,550 200 0.01%
702 NEW GOLD INC CDA 44,020 191 0.01%
703 POTBELLY CORP 15,100 188 0.01%
704 INTUITIVE SURGICAL INC 255 185 0.01%
705 KNOWLES CORP COM 13,002 183 0.01%
706 BRIGHT HORIZONS FAM SOL IN DEL COM 2,716 182 0.01%
707 COVANTA HLDG CORP 11,541 178 0.01%
708 YAMANA GOLD INC 40,868 176 0.01%
709 ADVISORSHARES TR 18,000 173 0.01%
710 Clearbridge Energy MLP Opportunity FD 12,679 169 0.01%
711 Alcoa 16,715 169 0.01%
712 Aaron's Inc 6,421 163 0.01%
713 STAAR Surgical Co 16,873 159 0.01%
714 POWERSHS DB MULTI SECT COMM 12,460 154 0.01%
715 GANNETT CO INC 12,730 148 0.01%
716 COGNEX CORP 2,589 137 0.01%
717 OASIS PETE INC NEW 11,700 134 0.01%
718 HALOZYME THERAPEUTICS INC 11,000 133 0.01%
719 NVIDIA CORPORATION 1,926 132 0.01%
720 PENNANTPARK INVT CORP 17,448 131 0.01%
721 iShares Mortgage Real Estate C 11,936 125 0.01%
722 TELEFONAKTIEBOLAGET LM ERICS 14,375 104 0.00%
723 UNITED STS 12 MNTH NATURL GAS FD LP UNIT BEN INT 10,157 103 0.00%
724 TICC CAPITAL CORP 17,560 102 0.00%
725 MEDIDATA SOLUTIONS INC 1,672 93 0.00%
726 POWER INTEGRATIONS INC COM 1,435 90 0.00%
727 IMPERVA INC 1,637 88 0.00%
728 DENTSPLY SIRONA INC 1,457 87 0.00%
729 MEMORIAL PRODTN PARTNERS LP 47,450 84 0.00%
730 NOBLE CORP PLC 12,994 82 0.00%
731 LIGAND PHARMACEUTICALS INC 801 82 0.00%
732 NEW YORK MORTGAGE TRUST INC COM 13,150 79 0.00%
733 MOBILE TELESYSTEMS PJSC 10,256 78 0.00%
734 HENRY SCHEIN INC 476 78 0.00%
735 Abraxas Petroleum Corp 45,000 76 0.00%
736 LAM RESEARCH CORP 795 75 0.00%
737 AEGON N V 19,255 74 0.00%
738 HOLOGIC INC 1,876 73 0.00%
739 GOLDMAN SACHS MLP ENERGY RENAI 10,000 73 0.00%
740 MICROSEMI CORP 1,701 71 0.00%
741 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 11,756 69 0.00%
742 SYNERGY PHARMACEUTICALS DEL 12,000 66 0.00%
743 XILINX INC 1,221 66 0.00%
744 HILLTOP HOLDINGS INC 2,458 55 0.00%
745 TABLEAU SOFTWARE INC 969 54 0.00%
746 SPS COMM INC 722 53 0.00%
747 RESEARCH FRONTIERS INC 20,000 52 0.00%
748 CABOT OIL & GAS CORP 1,810 47 0.00%
749 FLIR SYS INC 1,460 46 0.00%
750 TRIPADVISOR INC 706 45 0.00%
Page 15 of 16