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Institutional Investment Manager
STEPHENS INC /AR/
STEPHENS INC /AR/ (CIK: 0000757657) incorporated in Arkansas, located at 111 Center St, Little Rock, AR. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000757657-16-000062) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 40,248 7,093 0.31%
2 ABBOTT LABS 168,566 7,129 0.31%
3 ABBVIE INC 316,283 19,948 0.87%
4 ABIOMED INC 12,340 1,587 0.07%
5 ACADIA COMPANY COM 6,933 344 0.02%
6 ACTUANT CORP 110,291 2,563 0.11%
7 ACUITY BRANDS INC 989 262 0.01%
8 ADOBE INC 41,826 4,540 0.20%
9 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 11,756 69 0.00%
10 ADVISORSHARES TR 18,000 173 0.01%
11 ADVISORY BRD CO 13,987 626 0.03%
12 AEGON N V 19,255 74 0.00%
13 AEROVIRONMENT INC 200 5 0.00%
14 AETNA INC NEW 4,496 519 0.02%
15 AFFILIATED MANAGERS GROUP 1,874 271 0.01%
16 AFLAC INC 58,165 4,180 0.18%
17 AGCO CORP 4,890 241 0.01%
18 AGREE RLTY CORP COM 29,452 1,456 0.06%
19 AIR METHODS CORP 32,137 1,012 0.04%
20 AIR PRODS & CHEMS INC 16,200 2,436 0.11%
21 AIRCASTLE LTD 18,492 367 0.02%
22 AKAMAI TECHNOLOGIES INC 7,297 387 0.02%
23 AKORN INCORPORATED 122 3 0.00%
24 ALASKA AIR GROUP INC 6,401 422 0.02%
25 ALEX REAL ESTATE EQ 37,835 4,115 0.18%
26 ALEXION PHARMACEUTICALS INC 2,769 339 0.01%
27 ALIGN TECHNOLOGY INC 81,292 7,621 0.33%
28 ALLEGIANT TRAVEL CO COM 5,090 672 0.03%
29 ALLIANT ENERGY CORP 47,898 1,835 0.08%
30 ALLIANZGI DIVIDEND INT PRM 20,490 259 0.01%
31 ALLSTATE CORP 4,372 302 0.01%
32 ALPS ETF TR 507,227 6,437 0.28%
33 ALTRIA GROUP INC 309,063 19,542 0.86%
34 AMAZON COM INC 5,532 4,632 0.20%
35 AMBEV SA 34,185 208 0.01%
36 AMERICAN AIRLS GROUP INC 8,529 312 0.01%
37 AMERICAN CAMPUS CMNTYS INC 45,443 2,312 0.10%
38 AMERICAN CAP LTD 31,684 536 0.02%
39 AMERICAN ELEC PWR INC 45,851 2,944 0.13%
40 AMERICAN EXPRESS CO 72,771 4,660 0.20%
41 AMERICAN INTL GROUP INC 8,265 490 0.02%
42 AMERICAN TOWER CORP NEW 45,742 5,184 0.23%
43 AMERICAN WTR WKS CO INC NEW 7,380 552 0.02%
44 AMERIPRISE FINL INC 3,917 391 0.02%
45 AMERIS BANCORP 22,777 796 0.03%
46 AMERISOURCEBERGEN CORP 4,716 381 0.02%
47 AMETEK INC NEW 5,375 257 0.01%
48 AMGEN INC 25,066 4,181 0.18%
49 AMPHENOL CORP NEW 99,047 6,430 0.28%
50 AMSURG CORP 28,597 1,917 0.08%
Page 1 of 16
Restatement filing (0000757657-16-000068) filed in 2016.11.30
#
Name
Shares
Value ($)
%
Options
Notes
351 MONSANTO CO NEW 10,715 1,095 0.05%
352 ECHO GLOBAL LOGISTICS INC COM 47,137 1,087 0.05%
353 ECOLAB INC 8,842 1,076 0.05%
354 VANECK VECTORS ETF TR 31,479 1,072 0.05%
355 LEAR CORP 8,844 1,072 0.05%
356 NATIONAL RETAIL PPTYS INC 21,000 1,068 0.05%
357 DEL FRISCOS RESTAURANT GROUP COM 79,232 1,067 0.05%
358 GENESIS ENERGY L P 28,080 1,066 0.05%
359 ISHARES TR 11,804 1,062 0.05%
360 VANGUARD INTL EQUITY INDEX F 17,471 1,058 0.05%
361 VULCAN MATLS CO 9,259 1,053 0.05%
362 LYONDELLBASELL INDUSTRIES N 12,967 1,046 0.05%
363 WESTERN DIGITAL CORP 17,871 1,045 0.05%
364 PENSKE AUTOMOTIVE GRP INC 21,498 1,036 0.05%
365 PENNSYLVANIA REAL ESTATE INV 44,631 1,028 0.05%
366 AIR METHODS CORP 32,137 1,012 0.04%
367 ONEOK PARTNERS LP 25,331 1,012 0.04%
368 REALOGY HLDGS CORP 39,053 1,010 0.04%
369 BUILDERS FIRSTSOURCE INC COM 87,400 1,006 0.04%
370 FIRST TR EXCHANGE TRADED FD 20,618 1,003 0.04%
371 DEVON ENERGY CORP NEW 22,727 1,002 0.04%
372 EASTMAN CHEM CO 14,764 999 0.04%
373 SIGNET JEWELERS LIMITED 13,307 992 0.04%
374 MIDDLEBY CORP 7,994 988 0.04%
375 ROYAL BK CDA MONTREAL QUE 15,937 987 0.04%
376 DIAMOND OFFSHR DRILLING 55,878 984 0.04%
377 FIRST TRUST NASDAQ-100 EQUAL WEIGHTED INDEX FUND 21,480 983 0.04%
378 HSBC HLDGS PLC 26,091 981 0.04%
379 MTS SYS CORP 21,247 978 0.04%
380 PLAINS GP HOLDINGS LP 74,947 970 0.04%
381 SMUCKER J M CO 7,095 962 0.04%
382 FIDELITY NATL INFORMATION SV 12,457 960 0.04%
383 TRISTATE CAP HLDGS INC COM 59,465 960 0.04%
384 TRINITY BIOTECH PLC 69,697 921 0.04%
385 ISHARES TR 8,670 919 0.04%
386 TOTAL S A 19,168 914 0.04%
387 PACWEST BANCORP DEL COM 21,164 908 0.04%
388 MOSAIC CO NEW 37,141 908 0.04%
389 NUCOR CORP 18,326 906 0.04%
390 MONDELEZ INTL INC 20,550 902 0.04%
391 FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF 36,998 899 0.04%
392 HELMERICH & PAYNE INC 12,998 875 0.04%
393 COSTAR GROUP 4,041 875 0.04%
394 ENTERGY CORP NEW 11,362 872 0.04%
395 KNIGHT TRANSN INC 30,173 866 0.04%
396 SONIC CORP 33,015 864 0.04%
397 RYDEX ETF TRUST 6,872 857 0.04%
398 MONMOUTH REAL ESTATE INVT CO 60,008 856 0.04%
399 CHUYS HLDGS INC COM 30,509 852 0.04%
400 ISHARES TR 16,347 852 0.04%
Page 8 of 16