| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RESOLUTE ENERGY CORP WTS EXP 09/25/2014 | 40,119 | 1,000 | 0.00% | Call | |
| 2 | COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 | 42,832 | 2,000 | 0.00% | ||
| 3 | STR HOLDINGS INC | 2,251 | 3,000 | 0.00% | ||
| 4 | BANRO CORP | 10,769 | 5,000 | 0.00% | ||
| 5 | MAST THERAPEUTICS | 10,885 | 7,000 | 0.00% | ||
| 6 | Standard Register Co | 1,458 | 8,000 | 0.00% | ||
| 7 | EXETER RES CORP | 13,312 | 9,000 | 0.00% | ||
| 8 | REXAHN PHARMACEUTICALS INC | 11,736 | 10,000 | 0.00% | ||
| 9 | SAMSON OIL & GAS LTD | 25,966 | 11,000 | 0.00% | ||
| 10 | CAMAC ENERGY INC | 14,900 | 11,000 | 0.00% | ||
| 11 | SILVER BULL RES INC | 36,579 | 11,000 | 0.00% | ||
| 12 | NORTHERN DYNASTY MINERALS LTD COM | 14,100 | 12,000 | 0.00% | ||
| 13 | NORTH AMERN PALLADIUM LTD | 50,698 | 14,000 | 0.00% | ||
| 14 | MAGNEGAS CORP | 11,722 | 17,000 | 0.00% | ||
| 15 | CEL SCI CORP | 18,453 | 22,000 | 0.00% | ||
| 16 | MATTSON TECHNOLOGY INC | 10,962 | 24,000 | 0.00% | ||
| 17 | Echo Therapeutics Inc | 10,488 | 24,000 | 0.00% | ||
| 18 | RMG NETWORKS HLDG CORP | 11,000 | 25,000 | 0.00% | ||
| 19 | BIOAMBER INC | 10,000 | 25,000 | 0.00% | Call | |
| 20 | AETERNA ZENTARIS INC | 22,196 | 26,000 | 0.00% | ||
| 21 | SINOCOKING COAL & COKE CH IN | 21,210 | 26,000 | 0.00% | ||
| 22 | EVRYWARE GLOBAL INC | 20,386 | 27,000 | 0.00% | ||
| 23 | BODY CENT CORP | 32,007 | 28,000 | 0.00% | ||
| 24 | LOCAL CORP COM | 13,754 | 29,000 | 0.00% | ||
| 25 | U.S. GEOTHERMAL INC | 48,964 | 29,000 | 0.00% | ||
| 26 | ELEPHANT TALK COMM CORP | 31,446 | 30,000 | 0.00% | ||
| 27 | NEWTEK BUSINESS SERVICES | 11,095 | 30,000 | 0.00% | ||
| 28 | Epirus Biopharma | 25,432 | 31,000 | 0.00% | ||
| 29 | AVALON RARE METALS INC | 66,196 | 31,000 | 0.00% | ||
| 30 | CODEXIS INC | 21,893 | 32,000 | 0.00% | ||
| 31 | STEMCELLS INC COM NEW | 16,007 | 32,000 | 0.00% | ||
| 32 | KALOBIOS PHARMACEUTICALS INC | 14,664 | 33,000 | 0.00% | ||
| 33 | China Recycling Energy Corp | 18,903 | 33,000 | 0.00% | ||
| 34 | BIOTA PHARMACEUTIALS INC COM | 11,841 | 33,000 | 0.00% | ||
| 35 | FREESEAS INC | 50,515 | 34,000 | 0.00% | ||
| 36 | GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT | 11,435 | 34,000 | 0.00% | ||
| 37 | REVOLUTION LIGHTING TECHNOLO COM | 15,693 | 36,000 | 0.00% | ||
| 38 | Education Management Corporation | 22,715 | 38,000 | 0.00% | ||
| 39 | TRANSPORTADORA DE GAS SUR SPON ADR B | 13,800 | 38,000 | 0.00% | ||
| 40 | Education Management Corporation | 22,900 | 39,000 | 0.00% | Put | |
| 41 | SHUTTERFLY INC NOTE | 40,000 | 40,000 | 0.00% | PRN | |
| 42 | MERU NETWORKS INC | 10,882 | 40,000 | 0.00% | ||
| 43 | CORCEPT THERAPEUTICS INC | 14,765 | 41,000 | 0.00% | ||
| 44 | ImmunoCellular Therapeutics Lt | 37,255 | 42,000 | 0.00% | ||
| 45 | TANZANIAN ROYALTY EXPL CORP | 18,939 | 43,000 | 0.00% | ||
| 46 | CLEAN DIESEL TECHNOLOGIES IN | 16,022 | 43,000 | 0.00% | ||
| 47 | ZHONE TECHNOLOGIES INC NEW | 14,135 | 44,000 | 0.00% | ||
| 48 | Cal Dive International | 55,000 | 47,000 | 0.00% | PRN | |
| 49 | 22ND CENTY GROUP INC | 15,294 | 47,000 | 0.00% | ||
| 50 | BIOTIME INC | 15,415 | 47,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-14-031714, filed 2014.08.11).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
