Dark
Light
System
Institutional Investment Manager
CREDIT SUISSE AG/
CREDIT SUISSE AG/ (CIK: 0000824468), located at Paradeplatz 8, Zurich, V8. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 4,064 holdings with a total value of $105,552,920,000.
#
Name
Shares
Value ($)
%
Options
Notes
4001 ARALEZ PHARMACEUTICALS INC 12,361 60,000 0.00%
4002 DESTINATION XL GROUP INC COM 13,748 59,000 0.00%
4003 Codexis Inc Com 13,239 59,000 0.00%
4004 SEADRILL PARTNERS LLC 16,755 59,000 0.00%
4005 SANDRIDGE PERMIAN TR 20,174 57,000 0.00%
4006 HILL INTERNATIONAL INC 12,384 57,000 0.00%
4007 MEDGENICS INC 10,117 56,000 0.00%
4008 AFFIMED N V COM 19,694 55,000 0.00%
4009 MAST THERAPEUTICS INC COM 500,160 55,000 0.00%
4010 GENESIS HEALTHCARE INC 20,446 55,000 0.00%
4011 REPUBLIC FIRST BANCORP INC 13,028 54,000 0.00%
4012 GIGPEAK INC 22,928 54,000 0.00%
4013 LIMELIGHT NETWORKS INC COM 28,820 54,000 0.00%
4014 EV Energy Partners, L.P. 21,816 52,000 0.00%
4015 CESCA THERAPEUTICS INC COM NEW 13,300 52,000 0.00%
4016 ACELRX PHARMACEUTICALS INC 13,313 52,000 0.00%
4017 INFORMATION SERVICES GROUP I 13,148 52,000 0.00%
4018 TENAX THERAPEUTICS INC 22,100 51,000 0.00%
4019 SENSEONICS HOLDINGS INC 13,042 51,000 0.00%
4020 KOPIN CORP 23,193 50,000 0.00%
4021 TONIX PHARMACEUTICALS HOLDING 70,000 49,000 0.00%
4022 GALMED PHARMACEUTICALS LTD 11,000 49,000 0.00%
4023 SYNTHETIC BIOLOGICS INCORPORATED 28,638 49,000 0.00%
4024 ROCKET FUEL INC 18,391 48,000 0.00%
4025 BIO PATH HOLDINGS INC 33,791 47,000 0.00%
4026 CASCADIAN THERAPEUTICS INC 28,895 47,000 0.00%
4027 ChinaCache International Holdi 11,639 45,000 0.00%
4028 YINGLI GREEN ENERGY HLDG CO 11,641 45,000 0.00%
4029 GOLDEN OCEAN GROUP LTD 10,830 44,000 0.00%
4030 NAVIOS MARITIME ACQUIS CORP SHS 31,788 43,000 0.00%
4031 RADIANT LOGISTICS INC 14,745 42,000 0.00%
4032 ZAFGEN INC COM 12,894 42,000 0.00%
4033 CYTRX CORP 71,957 42,000 0.00%
4034 FORTRESS BIOTECH INC 13,770 41,000 0.00%
4035 DENISON MINES CORP 88,123 41,000 0.00%
4036 Biostar Pharmaceuticals Inc 11,023 41,000 0.00%
4037 PLURISTEM THERAPEUTICS INC 25,003 40,000 0.00%
4038 INTREPID POTASH INC 34,188 39,000 0.00%
4039 Marchex Inc 13,322 37,000 0.00%
4040 WESTPORT FUEL SYSTEMS INC 22,125 36,000 0.00%
4041 WILLBROS GROUP INC DEL COM 18,668 35,000 0.00%
4042 APTEVO THERAPEUTICS INC 13,054 34,000 0.00%
4043 CHROMADEX CORP 11,382 34,000 0.00%
4044 GULFMARK OFFSHORE INC 18,952 32,000 0.00%
4045 Lloyds Banking Group Plc 10,900 31,000 0.00%
4046 BIODELIVERY SCIENCES INTL IN 11,649 31,000 0.00%
4047 GALENA BIOPHARMA INC 88,987 30,000 0.00%
4048 RENESOLA LTD 28,702 29,000 0.00%
4049 MEMORIAL PRODTN PARTNERS LP 16,500 29,000 0.00%
4050 Internap Network Services Corp 17,086 28,000 0.00%
Page 81 of 82

Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001140361-16-090941, filed 2016.12.28).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.