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Institutional Investment Manager
CITIGROUP INC
CITIGROUP INC (CIK: 0000831001) incorporated in Delaware, registered under National Commercial Banks, located at 388 Greenwich Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 7,113 holdings with a total value of $107,017,134,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 PROSHARES TR 9 0 0.00%
52 SILICON LABORATORIES INC 1 0 0.00%
53 DYNEGY INC NEW DEL 1 0 0.00% Call
54 EASTMAN KODAK CO 161 0 0.00% Call
55 SPHERE 3D CORP NEW 1,000 0 0.00%
56 VIVUS INC 375 0 0.00%
57 PROVECTUS BIOPHARMACEUTICALS I 1,000 0 0.00%
58 BARCLAYS BK PLC 1 0 0.00%
59 IVY HIGH INC OPPORTUNITIES F 15 0 0.00%
60 WERNER ENTERPRISES INC COM 2 0 0.00%
61 Sequential Brands Group, Inc. 3 0 0.00%
62 STEMCELLS INC COM 12 0 0.00%
63 ENTREE GOLD INC 848 0 0.00%
64 LIBERTY GLOBAL PLC 1 0 0.00%
65 OCULUS INNOVATIVE SCIENCES I 34 0 0.00%
66 DERMA SCIENCES INC COM PAR .01 15 0 0.00%
67 SIFY TECHNOLOGIES LTD 32 0 0.00%
68 CASTLE A M & CO 10 0 0.00%
69 AVIAT NETWORKS INCORPORATED COM NEW 22 0 0.00%
70 FIRST TR STRATEGIC HIGH INC 12 0 0.00%
71 YINGLI GREEN ENERGY HLDG CO 50 0 0.00%
72 REAL GOODS SOLAR INC 5 0 0.00%
73 OCEAN RIG 861 0 0.00%
74 MIDATECH PHARMA PLC 6 0 0.00%
75 MEREDITH CORP COM 1 0 0.00%
76 CLAYMORE EXCHANGE TRD FD TR 31 1,000 0.00%
77 HARRIS & HARRIS GROUP INC 665 1,000 0.00%
78 ROCKET FUEL INC COM 200 1,000 0.00% Put
79 DENISON MINES CORP 3,805 1,000 0.00%
80 BRAINSTORM CELL THERAPEUTICS 370 1,000 0.00%
81 BIOTIME INC WT EXP 100118 783 1,000 0.00% Call
82 GENETIC TECHNOLOGIES LTD 300 1,000 0.00%
83 SEASPINE HLDGS CORP COM 128 1,000 0.00%
84 FXCM Inc 100 1,000 0.00%
85 IMS HEALTH HLDS INC 45 1,000 0.00%
86 BROOKFIELD BUSINESS PARTNERS 45 1,000 0.00%
87 HANCOCK JOHN PFD INCOME FD I 62 1,000 0.00%
88 FLAGSTAR BANCORP INC 50 1,000 0.00%
89 PERMIAN BASIN RTY TR 109 1,000 0.00%
90 W T OFFSHORE INC 500 1,000 0.00%
91 POWERSHARES DWA CONSUMER CYCLICALS MOMENTUM PORTFOLIO 30 1,000 0.00%
92 ROSETTA GENOMICS LTD 1,000 1,000 0.00%
93 NUVEEN SHT DUR CR OPP FD 34 1,000 0.00%
94 FIRSTHAND TECHNOLOGY VALUE FD COM 137 1,000 0.00%
95 BELLATRIX EXPLORATION LTD 1,558 1,000 0.00%
96 PEREGRINE PHARMACEUTICALS IN 3,240 1,000 0.00%
97 ATHERSYS INC 500 1,000 0.00% Put
98 WISDOMTREE CONTINUOUS COMMODITY INDEX FUND 70 1,000 0.00%
99 Navidea Biopharm Inc 1,000 1,000 0.00%
100 ELBIT SYS LTD 7 1,000 0.00%
Page 2 of 143

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000831001-16-000370, filed 2016.11.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.