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Institutional Investment Manager
COMMERZBANK AKTIENGESELLSCHAFT /FI
COMMERZBANK AKTIENGESELLSCHAFT /FI (CIK: 0000852933), registered under American Depositary Receipts, located at 1 Kaiserplatz, Frankfurt, 2m. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q4)
Original 13F HR (0001019687-16-005044) filed in 2016.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 6,521,865 1,329,613 9.74%
2 APPLE INC 5,948,814 626,172 4.59%
3 STARWOOD PPTY TR INC COM 29,455,107 605,597 4.44%
4 DEUTSCHE BANK AG 15,203,607 367,167 2.69%
5 CITIGROUPINC 6,508,864 336,834 2.47%
6 SELECT SECTOR SPDR TR 6,904,328 298,819 2.19%
7 INTNED 6 PERP C 2,875,000 287,500 2.11%
8 FACEBOOK INC 2,561,509 268,088 1.96%
9 AMAZON COM INC 299,048 202,124 1.48%
10 MANULIFE FINL CORP 12,914,821 193,464 1.42%
11 ALTRIA GROUP INC 3,143,900 183,006 1.34% Call
12 SELECT SECTOR SPDR TR 4,102,674 178,138 1.31%
13 MICROSOFT CORP 3,201,402 177,614 1.30%
14 SELECT SECTOR SPDR TR 2,251,796 176,002 1.29%
15 YAHOO INC 4,856,309 161,521 1.18%
16 GILEAD SCIENCES INC 1,531,638 154,986 1.14%
17 JPMORGAN CHASE & CO 2,256,199 148,977 1.09%
18 SELECT SECTOR SPDR TR 2,886,990 145,764 1.07%
19 ALPHABET INC 190,704 144,721 1.06%
20 DEUTSCHE BANK AG 5,814,900 140,430 1.03% Call
21 COMCAST CORP NEW 2,382,974 134,471 0.99%
22 SELECT SECTOR SPDR TR 2,504,089 132,742 0.97%
23 ALPHABET INC 165,322 128,622 0.94%
24 UNITEDHEALTH GROUP INC 1,037,988 122,109 0.89%
25 HSBC HLDGS PLC 1,147,000 115,130 0.84%
26 ROYAL BK CDA MONTREAL QUE 2,002,994 107,320 0.79%
27 INTEL CORP 2,942,779 101,379 0.74%
28 SELECT SECTOR SPDR TR 1,642,873 99,098 0.73%
29 ISHARES TR 2,806,338 99,036 0.73%
30 ALTRIA GROUP INC 1,697,593 98,817 0.72%
31 GENERAL MTRS CO 2,742,952 93,288 0.68%
32 MASTERCARD INCORPORATED 823,600 80,186 0.59% Call
33 PFIZER INC 2,443,212 78,867 0.58%
34 SELECT SECTOR SPDR TR 1,013,370 72,993 0.53%
35 COCA COLA CO 1,600,601 68,762 0.50%
36 JOHNSON & JOHNSON 666,050 68,417 0.50%
37 AMERICAN EXPRESS CO 966,253 67,203 0.49%
38 TESLA INC 274,577 65,901 0.48%
39 MCDONALDS CORP 542,848 64,132 0.47%
40 DEUTSCHE BANK AG 2,609,937 63,030 0.46% Put
41 PRICELINE GRP INC 49,001 62,474 0.46%
42 GENERAL ELECTRIC CO 1,926,971 60,025 0.44%
43 WAL-MART STORES INC 966,399 59,240 0.43%
44 ISHARES TR 1,812,142 58,333 0.43%
45 PAYPAL HLDGS INC 1,570,799 56,863 0.42%
46 NETFLIX INC 483,888 55,347 0.41%
47 EXXON MOBIL CORP 699,148 54,499 0.40%
48 CISCO SYS INC 1,975,847 53,654 0.39%
49 AMGEN INC 328,872 53,386 0.39%
50 VERIZON COMMUNICATIONS INC 1,147,099 53,019 0.39%
Page 1 of 23
Restatement filing (0001019687-16-005137) filed in 2016.02.11
#
Name
Shares
Value ($)
%
Options
Notes
951 SUN LIFE FINL INC 6,827 213 0.00%
952 MARKETAXESS HLDGS INC 1,883 210 0.00%
953 ENERGEN CORP COM 5,101 209 0.00%
954 SHAW COMMUNICATIONS INC 12,135 209 0.00%
955 YY INC 3,344 209 0.00%
956 BALLARD PWR SYS INC NEW 134,124 209 0.00%
957 Market Vectors Biotech 1,640 208 0.00%
958 MARINE HARVEST ASA 15,530 205 0.00%
959 NOVAVAX INC COM 24,295 204 0.00%
960 VAIL RESORTS INC 1,581 202 0.00%
961 SANOFI SPOND FUNSPONSORED ADR 24,960 197 0.00%
962 TECK RESOURCES LTD 50,096 193 0.00%
963 Ishares - Italy 13,871 191 0.00%
964 CADIZ INC COM USD0.01 36,369 191 0.00%
965 MANNKIND CORP. 124,431 180 0.00%
966 CENOVUS ENERGY INC 13,592 172 0.00%
967 SUPERVALU INC 24,784 168 0.00%
968 CEMEX SAB DE CV 29,042 162 0.00%
969 PEABODY ENERGY ORD 21,022 161 0.00%
970 KCG HLDGS INC 12,745 157 0.00%
971 POLYMET MINING CORP 192,320 152 0.00%
972 UNITED STS BRENT OIL FD LP UNIT 12,318 151 0.00%
973 ING GROEP N V 11,041 149 0.00%
974 ARIAD PHARMACEUTICALS ORD (NMS) 23,895 149 0.00%
975 TAHOE RES INC 16,652 144 0.00%
976 UR ENERGY INC 209,431 136 0.00%
977 Plains Gp Hldgs Lp Npv A 14,355 136 0.00%
978 TELECOM ITALIA S P A NEW 10,696 135 0.00%
979 CHIMERIX INC 14,373 129 0.00%
980 INVESTORS BANCORP INC NEW 10,286 128 0.00%
981 ENCANA CORP 24,963 127 0.00%
982 E-HOUSE CHINA HOLDINGS 20,238 127 0.00%
983 OI SA 247,873 115 0.00%
984 NOBLE CORP PLC 10,807 114 0.00%
985 OPKO HEALTH INC 10,784 108 0.00%
986 AMICUS THERAPEUTICS INC COM 10,692 104 0.00%
987 NQ MOBILE INC 27,362 100 0.00%
988 MBIA INC 14,987 97 0.00%
989 MESOBLAST LTD 15,077 96 0.00%
990 YINGLI GREEN ENERGY HLDG CO 21,126 96 0.00%
991 ATMEL CORP 11,054 95 0.00%
992 CPFL ENERGIA S A 12,393 92 0.00%
993 RARE ELEMENT RES LTD 555,475 84 0.00%
994 AMARIN CORP PLC 39,231 74 0.00%
995 PLUG POWER INC 35,084 74 0.00%
996 RAPTOR PHARMACEUTICAL CORP 14,058 73 0.00%
997 EXELIXIS INC 12,724 72 0.00%
998 CHEMOURS CO 13,269 71 0.00%
999 THOMPSON CREEK METALS CO COM 351,826 71 0.00%
1000 NAVIOS MARITIME PARTNERS L P 23,620 71 0.00%
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