| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CASTLE A M & CO | 13,000 | 21,000 | 0.00% | ||
| 2 | SCHMITT INDS INC ORE | 15,000 | 28,000 | 0.00% | ||
| 3 | EQUUS TOTAL RETURN INC | 17,735 | 32,000 | 0.00% | ||
| 4 | DREYFUS HIGH YIELD STRATEGIE | 15,275 | 51,000 | 0.01% | PRN | |
| 5 | ARTS WAY MFG INC | 17,775 | 53,000 | 0.01% | ||
| 6 | ARALEZ PHARMACEUTICALS INC | 16,487 | 54,000 | 0.01% | ||
| 7 | MFC BANCORP LTD | 29,350 | 64,000 | 0.01% | ||
| 8 | MITCHAM INDS | 20,100 | 75,000 | 0.01% | ||
| 9 | NUVEEN PFD INCOME OPPORTUN | 10,000 | 100,000 | 0.01% | PRN | |
| 10 | FREQUENCY ELECTRS INC | 11,191 | 104,000 | 0.01% | ||
| 11 | MORGAN STANLEY EMER MKTS DEB | 12,450 | 115,000 | 0.01% | PRN | |
| 12 | TICC CAPITAL CORP | 22,000 | 116,000 | 0.01% | ||
| 13 | NUVEEN CR STRATEGIES INCOME FD COM SHS | 15,300 | 124,000 | 0.01% | PRN | |
| 14 | VOYA PRIME RATE TR | 26,000 | 133,000 | 0.01% | PRN | |
| 15 | RTI SURGICAL HOLDINGS INC COM | 38,500 | 138,000 | 0.02% | ||
| 16 | HARRIS & HARRIS GROUP INC | 88,500 | 142,000 | 0.02% | ||
| 17 | ASTRONOVA INC | 10,004 | 152,000 | 0.02% | ||
| 18 | ERA GROUP INC COM | 16,300 | 153,000 | 0.02% | ||
| 19 | ENERPLUS CORP | 24,210 | 159,000 | 0.02% | ||
| 20 | JETBLUE AIRWAYS CORP | 10,050 | 166,000 | 0.02% | ||
| 21 | ATLANTIC AMERN CORP | 42,050 | 167,000 | 0.02% | ||
| 22 | WESTERN ASSET GLB PTNRS INCO | 19,700 | 169,000 | 0.02% | PRN | |
| 23 | BLACKROCK MUNIHLDGS NY QLTY | 11,800 | 181,000 | 0.02% | PRN | |
| 24 | NUVEEN MUN VALUE FD INC | 17,000 | 184,000 | 0.02% | PRN | |
| 25 | EATON VANCE SR FLTNG RTE TR | 14,650 | 192,000 | 0.02% | PRN | |
| 26 | ABERDEEN ASIA PACIFIC INCOM | 38,300 | 192,000 | 0.02% | PRN | |
| 27 | WISDOMTREE INVTS INC | 20,000 | 196,000 | 0.02% | ||
| 28 | HONEYWELL INTL INC | 1,730 | 201,000 | 0.02% | ||
| 29 | MANHATTAN BRIDGE CAPITAL INC COM | 38,175 | 203,000 | 0.02% | ||
| 30 | STARBUCKS CORP | 3,600 | 206,000 | 0.02% | ||
| 31 | PROCTER AND GAMBLE CO | 2,430 | 206,000 | 0.02% | ||
| 32 | FIRST TR SR FLG RTE INCM FD | 16,100 | 207,000 | 0.02% | PRN | |
| 33 | REGENERON PHARMACEUTICALS | 600 | 210,000 | 0.02% | ||
| 34 | PEPSICO INC | 1,990 | 211,000 | 0.02% | ||
| 35 | PHILLIPS 66 | 2,700 | 214,000 | 0.02% | ||
| 36 | Pandora Media Inc | 17,500 | 218,000 | 0.02% | ||
| 37 | BLACKROCK ENHANCED EQT DIV T | 28,385 | 224,000 | 0.02% | PRN | |
| 38 | KELLOGG CO | 2,780 | 227,000 | 0.03% | ||
| 39 | POWERSHARES QQQ TRUST | 2,122 | 228,000 | 0.03% | ||
| 40 | AMERICAN AIRLS GROUP INC | 8,102 | 229,000 | 0.03% | ||
| 41 | NORTHERN TRUST | 3,500 | 232,000 | 0.03% | ||
| 42 | KONINKLIJKE PHILIPS N V | 9,444 | 236,000 | 0.03% | ||
| 43 | GATX CORP | 5,600 | 246,000 | 0.03% | ||
| 44 | ALPHABET INC | 357 | 247,000 | 0.03% | ||
| 45 | HOSPITALITY PPTYS TR | 8,600 | 248,000 | 0.03% | ||
| 46 | UNITED TECHNOLOGIES CORP | 2,425 | 249,000 | 0.03% | ||
| 47 | WESTERN ASST MN PRT FD INC | 14,945 | 257,000 | 0.03% | PRN | |
| 48 | GLADSTONE LD CORP COM | 23,200 | 257,000 | 0.03% | ||
| 49 | BLACKROCK MUNIYIELD NY QLTY FD | 18,000 | 258,000 | 0.03% | PRN | |
| 50 | SWISS HELVETIA FD INC | 24,931 | 258,000 | 0.03% | PRN |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004173, filed 2016.08.05).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
