Dark
Light
System
Institutional Investment Manager
D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. (CIK: 0001009207) incorporated in Delaware, located at Two Manhattan West, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001144204-17-008946) filed in 2017.02.14
#
Name
Shares
Value ($)
%
Options
Notes
4401 WI-LAN INC 82,100 134 0.00%
4402 SYNTHETIC BIOLOGICS INCORPORATED 173,957 133 0.00%
4403 ABERCROMBIE & FITCH CO 11,100 133 0.00% Call
4404 CIVEO CORP CDA 59,851 132 0.00%
4405 FORD MTR CO DEL 10,782 131 0.00%
4406 MVC CAPITAL INC 14,914 128 0.00%
4407 MFC BANCORP LTD 65,417 128 0.00%
4408 GASTAR EXPL INC NEW COM 82,719 128 0.00%
4409 TUESDAY MORNING CORP 23,473 127 0.00%
4410 OVERSEAS SHIPHOLDING GROUP I 32,543 125 0.00%
4411 GENMARK DIAGNOSTICS INC 10,217 125 0.00%
4412 SONUS NETWORKS INC 19,909 125 0.00%
4413 NEWS CORPORATION NEW CLASS B 10,500 124 0.00%
4414 UNITED MICROELECTRONICS CORP 70,426 123 0.00%
4415 TICC CAPITAL CORP 18,550 123 0.00%
4416 SecureWorks Corp. 11,546 122 0.00%
4417 ORION GROUP HLDGS INC COM 12,158 121 0.00%
4418 ANNALY CAP MGMT INC 12,149 121 0.00%
4419 J ALEXANDERS HLDGS INCORPORATED 11,242 121 0.00%
4420 FelCor Lodging Trust Inc 14,842 119 0.00%
4421 LIVEPERSON INC 15,688 118 0.00%
4422 CHINACACHE INTL HLDG LTD 45,986 118 0.00%
4423 TREVENA INC 19,717 116 0.00%
4424 ALCOBRA LTD 54,263 114 0.00%
4425 ORCHID IS CAP INC 10,413 113 0.00%
4426 GRAN TIERRA ENERGY INC 37,303 113 0.00%
4427 ATLANTIC PWR CORP 44,026 110 0.00%
4428 LAYNE CHRISTENSEN CO 10,088 110 0.00%
4429 REGULUS THERAPEUTICS INC 48,629 109 0.00%
4430 GERON CORP 52,121 108 0.00%
4431 GOPRO INC 12,400 108 0.00% Call
4432 INTREPID POTASH INC 52,078 108 0.00%
4433 PACIFIC BIOSCIENCES CALIF IN 28,372 108 0.00%
4434 STONE ENERGY CORP 15,048 108 0.00%
4435 MBIA INC 10,000 107 0.00% Call
4436 AGILYSYS INC COM 10,352 107 0.00%
4437 SEQUENTIAL BRANDS 22,890 107 0.00%
4438 TITAN PHARMACEUTICALS 26,389 106 0.00%
4439 PLUG POWER INC 87,111 105 0.00%
4440 SEABRIDGE GOLD INC 12,763 104 0.00%
4441 APPLIED GENETIC TECHNOL CORP 11,085 104 0.00%
4442 LION BIOTECHNOLOGIES INC COM 14,778 103 0.00%
4443 GARRISON CAP INC COM 10,898 102 0.00%
4444 ARROWHEAD PHARMACEUTICALS IN 65,342 101 0.00%
4445 HUDBAY MINERALS INC 17,600 101 0.00%
4446 HALOZYME THERAPEUTICS INC 10,112 100 0.00%
4447 TRANSALTA CORP 18,000 100 0.00%
4448 TUNIU CORP 11,295 99 0.00%
4449 PROSPECT CAPITAL CORPORATION 11,700 98 0.00%
4450 Karyopharm 10,366 97 0.00%
Page 89 of 92