| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 742,418 | 6,942,000 | 18.71% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 734,552 | 6,868,000 | 18.51% | ||
| 3 | DRW Securities, LLC | 572,917 | 5,357,000 | 14.43% | ||
| 4 | UBS Group AG | 367,522 | 3,436,000 | 9.26% | ||
| 5 | ARES MANAGEMENT LLC | 306,744 | 2,868,000 | 7.73% | ||
| 6 | ALLIANCEBERNSTEIN L.P. | 252,617 | 2,362,000 | 6.36% | ||
| 7 | BlackRock Group LTD | 109,713 | 1,026,000 | 2.76% | ||
| 8 | NUVEEN ASSET MANAGEMENT INC. | 93,553 | 875,000 | 2.36% | ||
| 9 | TWO SIGMA INVESTMENTS, LP | 75,575 | 707,000 | 1.90% | ||
| 10 | GREAT AMERICAN GROUP, INC. | 75,055 | 702,000 | 1.89% | ||
| 11 | TWO SIGMA ADVISERS, LP | 74,206 | 694,000 | 1.87% | ||
| 12 | BLAIR WILLIAM & CO/IL | 69,900 | 654,000 | 1.76% | ||
| 13 | SHELTON CAPITAL MANAGEMENT | 63,931 | 598,000 | 1.61% | ||
| 14 | D. E. Shaw & Co., Inc. | 59,757 | 559,000 | 1.51% | ||
| 15 | BAIRD FINANCIAL GROUP, INC. | 52,950 | 495,000 | 1.33% | ||
| 16 | CAXTON CORP | 52,128 | 487,000 | 1.31% | ||
| 17 | Janney Montgomery Scott LLC | 47,700 | 446,000 | 1.20% | ||
| 18 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 43,000 | 402,000 | 1.08% | ||
| 19 | OPPENHEIMER & CO INC | 41,435 | 387,000 | 1.04% | ||
| 20 | MORGAN STANLEY | 30,891 | 288,000 | 0.78% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 24,510 | 229,000 | 0.62% | ||
| 22 | STEPHENS INC /AR/ | 18,934 | 177,000 | 0.48% | ||
| 23 | ALPINE WOODS CAPITAL INVESTORS, LLC | 15,000 | 140,000 | 0.38% | ||
| 24 | GAM Holding AG | 12,257 | 115,000 | 0.31% | ||
| 25 | Cambridge Investment Research Advisors, Inc. | 11,900 | 111,000 | 0.30% | ||
| 26 | TFS CAPITAL LLC | 11,460 | 107,000 | 0.29% | ||
| 27 | CITIGROUP INC | 6,034 | 56,000 | 0.15% | ||
| 28 | ROYAL BANK OF CANADA | 1,000 | 9,000 | 0.02% | ||
| 29 | ADVISOR GROUP, INC. | 665 | 6,000 | 0.02% | ||
| 30 | Hudock, Inc. | 609 | 5,000 | 0.01% | ||
| 31 | Tower Research Capital LLC (TRC) | 293 | 3,000 | 0.01% | ||
| 32 | CUTLER GROUP LLC / CA | 200 | 1,000 | 0.00% | ||
| 33 | WELLS FARGO & COMPANY/MN | 91 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
