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Institutional Investment Manager
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD (CIK: 0001051042) incorporated in Michigan, located at 111 Cass Street, Traverse City, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001062993-14-002235) filed in 2014.04.17
#
Name
Shares
Value ($)
%
Options
Notes
51 AMERICAN STRATEGIC INCM PTFL 173,780 1,715 0.50%
52 MAINSTAY MACKAY DEFINEDTERM FD COM 98,873 1,678 0.49%
53 LEGG MASON BW GLB INC OPP FD 93,366 1,640 0.48%
54 LIFEWAY FOODS INC 104,351 1,534 0.45%
55 GAMCO GLOBAL GOLD NAT RES & 153,610 1,524 0.44%
56 B2GOLD CORP 542,645 1,460 0.43%
57 WESTERN ASST MN PRT FD INC 97,162 1,402 0.41%
58 NORTHEASTUTILITI 29,860 1,359 0.40%
59 COHEN & STEERS INFRASTRUCTUR 60,849 1,344 0.39%
60 MADISON COVERED CALL EQUIT 161,046 1,332 0.39%
61 MORGAN STANLEY TRUSTS 75,242 1,320 0.39%
62 FASTENAL CO 25,446 1,255 0.37%
63 MFS INTERMARKET INCOME TRUST I SH BEN INT 132,783 1,105 0.32%
64 BANCROFT FD LTD 55,226 1,080 0.32%
65 Comstock Mining Inc 620,864 1,024 0.30%
66 SPECIAL OPPORTUNITIES FUND INC COM 59,849 973 0.28%
67 AMERN STRATEGIC INCOME PTFL 115,853 963 0.28%
68 DELAWARE INVT NAT MUNI INC F 75,838 937 0.27%
69 Nuveen Sel Inc Port 3 68,300 934 0.27%
70 WESTERN ASSET WORLDWIDE INCO 74,385 917 0.27%
71 BERKSHIRE HATHAWAY INC DEL 7,222 903 0.26%
72 TEMPLETON DRAGON FD INC 36,497 894 0.26%
73 First Federal Northern Michigan Bancorp. 166,811 834 0.24%
74 BLACKROCK UTILITIES INFRSTRC 43,937 833 0.24%
75 COLGATE PALMOLIVE CO 12,200 791 0.23%
76 NUVEEN SELECT TAX FREE INCM 58,514 789 0.23%
77 ZWEIG TOTAL RETURN FD INC 54,173 762 0.22%
78 Real Goods Solar Cl A Class A 186,078 757 0.22%
79 COFFEE HLDGS INC 94,907 723 0.21%
80 INVESCO MUNI INCOME OPP TRST 99,000 653 0.19%
81 CALAMOS STRATEGIC TOTL RETN 57,535 640 0.19%
82 PROCTER AND GAMBLE CO 7,924 639 0.19%
83 DREYFUS MUN BD INFRSTRCTR FD SHS 56,000 629 0.18%
84 BOULDER GROWTH & INCOME (BIF) 25,155 612 0.18%
85 ROYCE MICRO CAP TR INC 47,840 586 0.17%
86 FEDERATED PREM INTR MUN INC 44,650 572 0.17%
87 NOAH HOLDINGS 38,525 556 0.16%
88 NUVEEN SELECT TAX FREE INCOM 41,877 549 0.16%
89 MFS MULTIMARKET INCOME TR 80,726 527 0.15%
90 APPLE INC 854 459 0.13%
91 CONSOLIDATED EDISON INC 8,343 448 0.13%
92 MFS INVT GRADE MUN TR SH BEN INT 45,500 407 0.12%
93 TEMPLETON GLOBAL INCOME FD 46,777 376 0.11%
94 PUTNAM MASTER INTER INCOME T 71,748 370 0.11%
95 ZWEIG FD 23,074 350 0.10%
96 MORGAN STANLEY EMERGING MKTS FD INC 22,695 346 0.10%
97 NUVEEN REAL ASSET INC & GROW 18,770 345 0.10%
98 Walgreens 4,480 296 0.09%
99 DENALI FD INC 14,174 290 0.08%
100 DTE ENERGY CO 3,575 266 0.08%
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