| 1 |
Karpus Management, Inc. |
1,238,546 |
18,814,000 |
29.56% |
|
|
| 2 |
Advisors Asset Management, Inc. |
892,574 |
13,558,000 |
21.30% |
|
|
| 3 |
Relative Value Partners, LLC |
792,686 |
12,041,000 |
18.92% |
|
|
| 4 |
1607 Capital Partners, LLC |
301,199 |
4,575,000 |
7.19% |
|
|
| 5 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
176,072 |
2,693,000 |
4.23% |
|
|
| 6 |
Gramercy Funds Management LLC |
131,737 |
2,001,000 |
3.14% |
|
|
| 7 |
MORGAN STANLEY |
88,498 |
1,345,000 |
2.11% |
|
|
| 8 |
Shaker Financial Services, LLC |
85,613 |
1,300,000 |
2.04% |
|
|
| 9 |
DOLIVER ADVISORS, LP |
84,404 |
1,282,000 |
2.01% |
|
|
| 10 |
Raymond James Financial Services Advisors, Inc. |
78,220 |
1,188,000 |
1.87% |
|
|
| 11 |
SG Americas Securities, LLC |
64,586 |
981,000 |
1.54% |
|
|
| 12 |
AQR CAPITAL MANAGEMENT LLC |
54,830 |
833,000 |
1.31% |
|
|
| 13 |
First Allied Advisory Services, Inc. |
52,657 |
802,000 |
1.26% |
|
|
| 14 |
PNC FINANCIAL SERVICES GROUP, INC. |
34,601 |
525,000 |
0.82% |
|
|
| 15 |
BANK OF AMERICA CORP /DE/ |
25,358 |
385,000 |
0.60% |
|
|
| 16 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
23,074 |
350,000 |
0.55% |
|
|
| 17 |
Thomas J. Herzfeld Advisors, Inc. |
17,238 |
262,000 |
0.41% |
|
|
| 18 |
WELLS FARGO & COMPANY/MN |
13,970 |
212,000 |
0.33% |
|
|
| 19 |
Cambridge Investment Research Advisors, Inc. |
11,011 |
167,000 |
0.26% |
|
|
| 20 |
Carroll Financial Associates, Inc. |
3,750 |
57,000 |
0.09% |
|
|
| 21 |
ALLIANCEBERNSTEIN L.P. |
2,787 |
42,000 |
0.07% |
|
|
| 22 |
Creative Planning |
2,392 |
36,000 |
0.06% |
|
|
| 23 |
Gradient Investments LLC |
1,896 |
29,000 |
0.05% |
|
|
| 24 |
Lehman Financial Resources, Inc. |
1,475 |
22,000 |
0.03% |
|
|
| 25 |
Tradewinds Capital Management, LLC |
1,384 |
21,000 |
0.03% |
|
|
| 26 |
HABERER REGISTERED INVESTMENT ADVISOR INC |
1,382 |
21,000 |
0.03% |
|
SH |
| 27 |
Formidable Asset Management, LLC |
1,278 |
19,000 |
0.03% |
|
|
| 28 |
PALLADIUM PARTNERS LLC |
956 |
15,000 |
0.02% |
|
|
| 29 |
FIFTH THIRD BANCORP |
1,000 |
15,000 |
0.02% |
|
|
| 30 |
FineMark National Bank & Trust |
717 |
11,000 |
0.02% |
|
|
| 31 |
US BANCORP \DE\ |
664 |
10,000 |
0.02% |
|
|
| 32 |
CITIGROUP INC |
678 |
10,000 |
0.02% |
|
|
| 33 |
Focused Wealth Management, Inc |
494 |
8,000 |
0.01% |
|
|
| 34 |
UBS AG |
524 |
8,000 |
0.01% |
|
|
| 35 |
D.A. DAVIDSON & CO. |
325 |
4,000 |
0.01% |
|
|
| 36 |
NEW ENGLAND SECURITIES CORP /MA/ |
222 |
3,000 |
0.00% |
|
|
