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GAMCO GLOBAL GOLD NAT RES
GAMCO GLOBAL GOLD NAT RES . Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 77 Institutional holders with a total value of $95,621,754.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,992,223 19,763,000 20.67%
2 BANK OF AMERICA CORP /DE/ 1,571,848 15,593,000 16.31%
3 UBS AG 839,584 8,329,000 8.71%
4 LPL Financial LLC 568,960 5,644,000 5.90%
5 Invesco Ltd. 413,179 4,099,000 4.29%
6 Investors Capital Advisory Services 400,087 3,968,000 4.15%
7 GUGGENHEIM CAPITAL LLC 399,104 3,959,000 4.14%
8 RAYMOND JAMES & ASSOCIATES 274,670 2,725,000 2.85%
9 BB&T SECURITIES, LLC 18,700 1,855,000 1.94%
10 NEW ENGLAND SECURITIES CORP /MA/ 185,520 1,840,000 1.92%
11 CITIGROUP INC 175,629 1,742,000 1.82%
12 MSI Financial Services Inc 166,315 1,650,000 1.73%
13 Apriem Advisors 162,275 1,610,000 1.68%
14 BNP PARIBAS FINANCIAL MARKETS 151,222 1,554,560 1.63%
15 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 153,610 1,524,000 1.59%
16 D.A. DAVIDSON & CO. 152,195 1,509,000 1.58%
17 CORNERSTONE ADVISORS INC 148,664 1,475,000 1.54%
18 Index Management Solutions, LLC 146,260 1,451,000 1.52%
19 Cetera Advisor Networks LLC 111,104 1,103,000 1.15%
20 WELLS FARGO & COMPANY/MN 109,296 1,084,000 1.13%
21 ROYAL BANK OF CANADA 103,365 1,026,000 1.07%
22 Cordasco Financial Network 92,121 914,000 0.96%
23 Alpine Global Management, LLC 87,617 869,000 0.91%
24 Raymond James Financial Services Advisors, Inc. 86,603 859,000 0.90%
25 Commonwealth Equity Services, Inc 81,358 807,000 0.84%
26 Robert W. Baird & Co. Inc 69,219 687,000 0.72%
27 B. Riley Wealth Advisors, Inc. 67,172 666,000 0.70%
28 WEDBUSH SECURITIES INC 66,259 657,000 0.69%
29 KMS FINANCIAL SERVICES, INC 54,369 539,000 0.56%
30 OPPENHEIMER & CO INC 39,396 391,000 0.41%
31 Elite Wealth Management, Inc. 35,000 384,000 0.40%
32 Orca Investment Management, LLC 38,290 380,000 0.40%
33 Nuveen Asset Management, LLC 37,500 372,000 0.39%
34 Cambridge Investment Research Advisors, Inc. 34,560 343,000 0.36%
35 ADELL HARRIMAN & CARPENTER INC 34,110 338,371 0.35%
36 Janney Montgomery Scott LLC 34,019 337,464 0.35%
37 STIFEL FINANCIAL CORP 29,848 296,000 0.31%
38 First Allied Advisory Services, Inc. 27,031 268,000 0.28%
39 Cetera Advisors LLC 24,497 244,000 0.26%
40 JPMORGAN CHASE & CO 24,000 238,000 0.25%
41 BLAIR WILLIAM & CO/IL 23,400 232,000 0.24%
42 Virtu KCG Holdings LLC 21,190 210,000 0.22%
43 NWAM LLC 20,146 200,000 0.21%
44 VSR Financial Services, Inc. 18,743 186,000 0.19%
45 NATIONAL PLANNING CORP 18,343 184,000 0.19%
46 LADENBURG THALMANN FINANCIAL SERVICES INC. 17,269 171,000 0.18%
47 BENJAMIN F. EDWARDS & COMPANY, INC. 14,698 146,000 0.15%
48 BOKF, NA 14,000 139,000 0.15%
49 GOLDMAN SACHS GROUP INC 11,649 116,000 0.12%
50 Placemark Investments, Inc. 11,727 116,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.