| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Relative Value Partners, LLC | 3,265,150 | 21,321,000 | 19.42% | ||
| 2 | MORGAN STANLEY | 1,731,171 | 11,305,000 | 10.30% | ||
| 3 | Saba Capital Management, L.P. | 1,585,656 | 10,354,000 | 9.43% | ||
| 4 | WELLS FARGO & COMPANY/MN | 1,559,773 | 10,185,000 | 9.28% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 1,014,429 | 6,628,000 | 6.04% | ||
| 6 | Invesco Ltd. | 794,396 | 5,187,000 | 4.72% | ||
| 7 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 793,420 | 5,181,000 | 4.72% | ||
| 8 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 594,453 | 3,882,000 | 3.54% | ||
| 9 | 1607 Capital Partners, LLC | 579,421 | 3,784,000 | 3.45% | ||
| 10 | UBS AG | 576,517 | 3,764,000 | 3.43% | ||
| 11 | ROBINSON CAPITAL MANAGEMENT, LLC | 542,993 | 3,546,000 | 3.23% | ||
| 12 | Sterneck Capital Management, LLC | 441,876 | 2,885,000 | 2.63% | ||
| 13 | Kingfisher Capital LLC | 240,273 | 1,569,000 | 1.43% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 235,903 | 1,540,000 | 1.40% | ||
| 15 | Assured Investment Management LLC | 230,415 | 1,505,000 | 1.37% | ||
| 16 | WOLVERINE ASSET MANAGEMENT LLC | 210,830 | 1,376,000 | 1.25% | ||
| 17 | COHEN & STEERS, INC. | 196,070 | 1,280,000 | 1.17% | ||
| 18 | Ancora Advisors LLC | 185,000 | 1,208,000 | 1.10% | ||
| 19 | DOLIVER ADVISORS, LP | 135,564 | 885,000 | 0.81% | ||
| 20 | GEODE CAPITAL MANAGEMENT, LLC | 128,092 | 836,000 | 0.76% | PRN | |
| 21 | HighTower Advisors, LLC | 108,751 | 711,000 | 0.65% | ||
| 22 | RAYMOND JAMES & ASSOCIATES | 100,489 | 656,000 | 0.60% | ||
| 23 | LPL Financial LLC | 98,710 | 645,000 | 0.59% | ||
| 24 | CORNERSTONE ADVISORS INC | 93,053 | 608,000 | 0.55% | ||
| 25 | NEW ENGLAND SECURITIES CORP /MA/ | 92,355 | 603,000 | 0.55% | ||
| 26 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 80,726 | 527,000 | 0.48% | ||
| 27 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 74,435 | 486,000 | 0.44% | ||
| 28 | Investors Capital Advisory Services | 72,402 | 472,000 | 0.43% | ||
| 29 | Capital Investment Advisors, LLC | 59,835 | 390,723 | 0.36% | ||
| 30 | Shaker Financial Services, LLC | 55,763 | 364,000 | 0.33% | ||
| 31 | BLB&B Advisors, LLC | 49,198 | 321,000 | 0.29% | ||
| 32 | First Allied Advisory Services, Inc. | 45,515 | 297,000 | 0.27% | ||
| 33 | WFG Advisors, LP | 45,261 | 296,000 | 0.27% | ||
| 34 | KMS FINANCIAL SERVICES, INC | 45,265 | 296,000 | 0.27% | ||
| 35 | STIFEL FINANCIAL CORP | 42,347 | 277,000 | 0.25% | ||
| 36 | LAZARD ASSET MANAGEMENT LLC | 40,370 | 263,000 | 0.24% | PRN | |
| 37 | VICUS CAPITAL | 37,891 | 247,000 | 0.22% | ||
| 38 | Independence Trust CO | 36,238 | 237,000 | 0.22% | ||
| 39 | Janney Montgomery Scott LLC | 35,392 | 231,110 | 0.21% | ||
| 40 | Private Harbour Investment Management & Counsel, LLC | 32,700 | 214,000 | 0.19% | ||
| 41 | HOERTKORN RICHARD CHARLES | 32,000 | 209,000 | 0.19% | ||
| 42 | ALLIANCEBERNSTEIN L.P. | 31,322 | 205,000 | 0.19% | ||
| 43 | Yellowstone Partners, LLC | 31,163 | 203,000 | 0.18% | ||
| 44 | SHEPHERD KAPLAN KROCHUK, LLC | 29,320 | 191,000 | 0.17% | ||
| 45 | NWAM LLC | 26,900 | 176,000 | 0.16% | ||
| 46 | CADENCE BANK NA | 24,852 | 162,000 | 0.15% | ||
| 47 | RAYMOND JAMES TRUST N.A. | 24,264 | 158,000 | 0.14% | ||
| 48 | GOLDMAN SACHS GROUP INC | 22,196 | 145,000 | 0.13% | ||
| 49 | PAYDEN & RYGEL | 20,000 | 131,000 | 0.12% | ||
| 50 | ROYAL BANK OF CANADA | 18,343 | 120,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
