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Institutional Investment Manager
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD (CIK: 0001051042) incorporated in Michigan, located at 111 Cass Street, Traverse City, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001062993-14-002235) filed in 2014.04.17
#
Name
Shares
Value ($)
%
Options
Notes
51 DOVER SADDLERY INC 322,550 1,768 0.52%
52 AMERICAN STRATEGIC INCM PTFL 173,780 1,715 0.50%
53 MAINSTAY MACKAY DEFINEDTERM FD COM 98,873 1,678 0.49%
54 LEGG MASON BW GLB INC OPP FD 93,366 1,640 0.48%
55 LIFEWAY FOODS INC 104,351 1,534 0.45%
56 GAMCO GLOBAL GOLD NAT RES & 153,610 1,524 0.44%
57 B2GOLD CORP 542,645 1,460 0.43%
58 WESTERN ASST MN PRT FD INC 97,162 1,402 0.41%
59 NORTHEASTUTILITI 29,860 1,359 0.40%
60 COHEN & STEERS INFRASTRUCTUR 60,849 1,344 0.39%
61 MADISON COVERED CALL EQUIT 161,046 1,332 0.39%
62 MORGAN STANLEY TRUSTS 75,242 1,320 0.39%
63 FASTENAL CO 25,446 1,255 0.37%
64 MFS INTERMARKET INCOME TRUST I SH BEN INT 132,783 1,105 0.32%
65 BANCROFT FD LTD 55,226 1,080 0.32%
66 Comstock Mining Inc 620,864 1,024 0.30%
67 SPECIAL OPPORTUNITIES FUND INC COM 59,849 973 0.28%
68 AMERN STRATEGIC INCOME PTFL 115,853 963 0.28%
69 DELAWARE INVT NAT MUNI INC F 75,838 937 0.27%
70 Nuveen Sel Inc Port 3 68,300 934 0.27%
71 WESTERN ASSET WORLDWIDE INCO 74,385 917 0.27%
72 BERKSHIRE HATHAWAY INC DEL 7,222 903 0.26%
73 TEMPLETON DRAGON FD INC 36,497 894 0.26%
74 First Federal Northern Michigan Bancorp. 166,811 834 0.24%
75 BLACKROCK UTILITIES INFRSTRC 43,937 833 0.24%
76 COLGATE PALMOLIVE CO 12,200 791 0.23%
77 NUVEEN SELECT TAX FREE INCM 58,514 789 0.23%
78 ZWEIG TOTAL RETURN FD INC 54,173 762 0.22%
79 Real Goods Solar Cl A Class A 186,078 757 0.22%
80 COFFEE HLDGS INC 94,907 723 0.21%
81 INVESCO MUNI INCOME OPP TRST 99,000 653 0.19%
82 CALAMOS STRATEGIC TOTL RETN 57,535 640 0.19%
83 PROCTER AND GAMBLE CO 7,924 639 0.19%
84 DREYFUS MUN BD INFRSTRCTR FD SHS 56,000 629 0.18%
85 BOULDER GROWTH & INCOME (BIF) 25,155 612 0.18%
86 ROYCE MICRO CAP TR INC 47,840 586 0.17%
87 FEDERATED PREM INTR MUN INC 44,650 572 0.17%
88 NOAH HOLDINGS 38,525 556 0.16%
89 NUVEEN SELECT TAX FREE INCOM 41,877 549 0.16%
90 MFS MULTIMARKET INCOME TR 80,726 527 0.15%
91 APPLE INC 854 459 0.13%
92 CONSOLIDATED EDISON INC 8,343 448 0.13%
93 MFS INVT GRADE MUN TR SH BEN INT 45,500 407 0.12%
94 TEMPLETON GLOBAL INCOME FD 46,777 376 0.11%
95 PUTNAM MASTER INTER INCOME T 71,748 370 0.11%
96 ZWEIG FD 23,074 350 0.10%
97 MORGAN STANLEY EMERGING MKTS FD INC 22,695 346 0.10%
98 NUVEEN REAL ASSET INC & GROW 18,770 345 0.10%
99 Walgreens 4,480 296 0.09%
100 DENALI FD INC 14,174 290 0.08%
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