| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UCBH HOLDINGS INC COM | 14,002 | 0 | 0.00% | ||
| 2 | PAR PACIFIC HLDGS INC-RT | 18,552 | 0 | 0.00% | ||
| 3 | PENSON WORLDWIDE INC COM ESCRO | 13,700 | 0 | 0.00% | ||
| 4 | Colonial BancGroup Inc/The | 23,800 | 0 | 0.00% | ||
| 5 | CONTRA LEAP WIRELESS CVR | 50,520 | 0 | 0.00% | ||
| 6 | Contra Dyax Corp Contigent Value Right | 162,744 | 0 | 0.00% | ||
| 7 | ULURU INC | 22,000 | 1,000 | 0.00% | ||
| 8 | CIBER INC | 20,636 | 13,000 | 0.00% | ||
| 9 | Safeway PDC, LLC CVR | 288,733 | 14,000 | 0.00% | ||
| 10 | SECOND SIGHT MED PRODS INC | 10,323 | 20,000 | 0.00% | ||
| 11 | CORINDUS VASCULAR ROBOTICS INCORPORATED | 30,627 | 21,000 | 0.00% | ||
| 12 | CYTRX CORP | 60,421 | 22,000 | 0.00% | ||
| 13 | ANTHERA PHARMACEUTICALS I | 34,480 | 22,000 | 0.00% | ||
| 14 | AMPIO PHARMACEUTICALS INC | 33,976 | 31,000 | 0.00% | ||
| 15 | TANDEM DIABETES CARE INC COM | 15,489 | 33,000 | 0.00% | ||
| 16 | RADIO ONE INC CL D NON VTG | 11,823 | 34,000 | 0.00% | ||
| 17 | AGROFRESH SOLUTIONS COM | 13,141 | 35,000 | 0.00% | ||
| 18 | ERIN ENERGY CORP COM | 11,340 | 35,000 | 0.00% | ||
| 19 | DIMENSION THERAPEUTICS INC | 10,027 | 44,000 | 0.00% | ||
| 20 | FUELCELL ENERGY INC | 25,304 | 44,000 | 0.00% | ||
| 21 | COGINT INC | 12,778 | 44,000 | 0.00% | ||
| 22 | AVINGER INC | 11,866 | 44,000 | 0.00% | ||
| 23 | APTEVO THERAPEUTICS INC | 18,636 | 45,000 | 0.00% | ||
| 24 | LUBYS INC COM | 10,842 | 46,000 | 0.00% | ||
| 25 | SYNTHETIC BIOLOGICS INCORPORATED | 60,147 | 46,000 | 0.00% | ||
| 26 | LIPOCINE INC NEW | 12,521 | 46,000 | 0.00% | ||
| 27 | VIVINT SOLAR INC | 19,270 | 49,000 | 0.00% | ||
| 28 | TROVAGENE INC | 24,915 | 52,000 | 0.00% | ||
| 29 | CPI CARD GROUP INC | 12,439 | 52,000 | 0.00% | ||
| 30 | OVASCIENCE INC COM | 34,884 | 53,000 | 0.00% | ||
| 31 | T2 BIOSYSTEMS INCORPORATED | 10,480 | 55,000 | 0.00% | ||
| 32 | MIRATI THERAPEUTICS INC COM | 11,629 | 55,000 | 0.00% | ||
| 33 | SENSEONICS HOLDINGS INC | 21,881 | 58,000 | 0.00% | ||
| 34 | ADVERUM BIOTECHNOLOGIES INC | 19,833 | 58,000 | 0.00% | ||
| 35 | TITAN PHARMACEUTICALS | 14,879 | 60,000 | 0.00% | ||
| 36 | ALJ REGIONAL HOLDINGS INC | 14,351 | 63,000 | 0.00% | ||
| 37 | INFINITY PHARMACEUTICALS INC | 47,625 | 64,000 | 0.00% | ||
| 38 | ASTERIAS BIOTHERAPEUTICS INC COM SER A | 14,050 | 65,000 | 0.00% | ||
| 39 | IMMUNE DESIGN CORP | 12,151 | 67,000 | 0.00% | ||
| 40 | VALHI INC NEW COM | 19,439 | 67,000 | 0.00% | ||
| 41 | ZAFGEN INC COM | 21,283 | 68,000 | 0.00% | ||
| 42 | VINCE HLDG CORP | 17,348 | 70,000 | 0.00% | ||
| 43 | FORTRESS BIOTECH INC | 27,039 | 73,000 | 0.00% | ||
| 44 | CHROMADEX CORP | 22,314 | 74,000 | 0.00% | ||
| 45 | TRANSENTERIX INC | 56,775 | 74,000 | 0.00% | ||
| 46 | GENIE ENERGY LTD CL B | 13,184 | 76,000 | 0.00% | ||
| 47 | NEOS THERAPEUTICS INC COM | 12,983 | 76,000 | 0.00% | ||
| 48 | ACELRX PHARMACEUTICALS INC | 31,567 | 82,000 | 0.00% | ||
| 49 | PACIFIC MERCANTILE BANCORP | 11,363 | 83,000 | 0.00% | ||
| 50 | ARROWHEAD PHARMACEUTICALS IN | 54,398 | 84,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001115418-17-000001, filed 2017.01.27).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
