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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
701 SUNSTONE HOTEL INVS INC NEW 143,943 1,737 0.00%
702 COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 74,100 1,729 0.00%
703 SAGE THERAPEUTICS INC 57,300 1,726 0.00%
704 DIGITAL RLTY TR INC 15,816 1,723 0.00%
705 NEUROCRINE BIOSCIENCES INC 37,738 1,715 0.00%
706 GROUP 1 AUTOMOTIVE INC 34,600 1,707 0.00%
707 FLEX PHARMA INC COM 165,950 1,694 0.00%
708 PUBLIC SVC ENTERPRISE GRP IN 36,333 1,693 0.00%
709 NUVEEN NEW YORK QLT MUN INCORPORATED FD 107,805 1,689 0.00% PRN
710 ENCORE CAP GROUP INC 70,668 1,662 0.00%
711 VEREIT INC 163,900 1,661 0.00%
712 AIR METHODS CORP 46,100 1,651 0.00%
713 GATX CORP 37,374 1,643 0.00%
714 ISHARES TR 14,450 1,637 0.00% PRN
715 SHERWIN WILLIAMS CO 5,561 1,633 0.00%
716 STARBUCKS CORP 28,572 1,632 0.00%
717 SMITH & WESSON HLDG 59,100 1,606 0.00%
718 TYSON FOODS INC 23,952 1,599 0.00%
719 VANECK VECTORS ETF TR 63,550 1,578 0.00% PRN
720 SELECT SECTOR SPDR TR 27,850 1,558 0.00%
721 MASCO CORP 50,300 1,556 0.00%
722 BIOMARIN PHARMACEUTICAL INC 19,813 1,541 0.00%
723 Hortonworks Inc. 143,200 1,530 0.00%
724 SANTANDER CONSUMER 147,906 1,527 0.00%
725 INTERNATIONAL BUSINESS MACHS 10,063 1,527 0.00%
726 PREMIER INC CL A 46,713 1,527 0.00%
727 FEDERAL REALTY INVS 9,085 1,504 0.00%
728 SERVICENOW INC 22,600 1,500 0.00%
729 STAG INDL INC 61,813 1,471 0.00%
730 COLUMBIA PPTY TR INC 68,247 1,460 0.00%
731 TETRALOGIC PHARMACEUTICALS C 8,500,000 1,455 0.00% PRN
732 MANHATTAN ASSOCS INC 22,604 1,449 0.00%
733 JETBLUE AIRWAYS CORP 85,219 1,411 0.00%
734 TJX COS INC NEW 18,283 1,411 0.00%
735 ALEX REAL ESTATE EQ 13,542 1,401 0.00%
736 XCEL ENERGY INC 30,670 1,373 0.00%
737 WEYERHAEUSER CO 45,842 1,364 0.00%
738 SEQUENOM INC 1,488,180 1,359 0.00%
739 NEUROCRINE BIOSCIENCES INC 29,821 1,355 0.00%
740 CIGNA CORPORATION 10,436 1,335 0.00%
741 PENNSYLVANIA REAL ESTATE INV 62,082 1,331 0.00%
742 CHESAPEAKE LODGING TRUSTSH BEN INT 56,540 1,314 0.00%
743 FACTSET RESH SYS INC 8,118 1,310 0.00%
744 EAGLE PHARMACEUTICALS INC 33,400 1,295 0.00%
745 EDISON INTL 16,410 1,274 0.00%
746 AMBEV SA 215,300 1,272 0.00%
747 BAXTER INTL INC 27,679 1,251 0.00%
748 BIOMARIN PHARMACEUTICAL INC 15,741 1,224 0.00%
749 PROCTER AND GAMBLE CO 14,380 1,217 0.00%
750 S&P GLOBAL INC 11,313 1,213 0.00%
Page 15 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 13,820 2,420 0.01%
2 3M CO 222,118 38,897 0.08%
3 ABBOTT LABS 844,196 33,185 0.07%
4 ABBOTT LABS 7,577 297 0.00%
5 ABBVIE INC 133,947 8,292 0.02%
6 ABERDEEN EMERGING MKTS SMALL 1,925,874 23,226 0.05%
7 ABERDEEN GTR CHINA FD INC 55,202 460 0.00%
8 ABERDEEN INDONESIA FD INC 60,955 373 0.00%
9 ABERDEEN ISRAEL FUND INC COM 52,198 863 0.00%
10 ABERDEEN JAPAN EQUITY FD INC 1,365,492 10,473 0.02%
11 ABERDEEN LATIN AMER EQTY FD 980,626 19,730 0.04%
12 ABERDEEN SINGAPORE FD INC COM 804,787 7,275 0.02%
13 ACADIA RLTY TR COM SH BEN INT 12,415 440 0.00%
14 ACCENTURE PLC IRELAND 988 111 0.00%
15 ACCENTURE PLC IRELAND 300,981 34,098 0.07%
16 ACTIVISION BLIZZARD INC 321,676 12,748 0.03%
17 ADAMS DIVERSIFIED EQUITY FD 3,441,704 43,606 0.09%
18 ADEPTUS HEALTH INC CL A 13,000 671 0.00%
19 ADVANCE AUTO PARTS INC 3,620 585 0.00%
20 ADVANCE AUTO PARTS INC 104,854 16,947 0.04%
21 ADVANCE AUTO PARTS INC 3,471,267 561,060 1.18%
22 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 388,354 2,167 0.00%
23 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 1,351,626 7,542 0.02%
24 AEGEAN MARINE PETE NETWORK I 20,400,000 16,116 0.03% PRN
25 AEGEAN MARINE PETROLEUM NETW 1,258 6 0.00%
26 AEGON N V 2,145 8 0.00%
27 AERCAP HOLDINGS NV 99,331 3,336 0.01%
28 AES CORP 3,230,726 40,319 0.09%
29 AES CORP 27,707 345 0.00%
30 AETNA INC NEW 4,400 537 0.00%
31 AETNA INC NEW 2,325 283 0.00%
32 AETNA INC NEW 2,312,690 282,448 0.60%
33 AFFILIATED MANAGERS GROUP 44,685 6,290 0.01%
34 AGILENT TECHNOLOGIES INC 45,731 2,028 0.00%
35 AGNICO EAGLE MINES LTD 296,800 15,878 0.03%
36 AGNICO EAGLE MINES LTD 2,500 133 0.00%
37 AGREE RLTY CORP COM 1,000 48 0.00%
38 AIR LEASE CORP 188,658 5,052 0.01%
39 AIR METHODS CORP 46,100 1,651 0.00%
40 AIRCASTLE LTD 8,000 156 0.00%
41 AK STL CORP 22,217,000 25,757 0.05% PRN
42 AKAMAI TECHNOLOGIES INC 18,156,000 17,940 0.04% PRN
43 AKAMAI TECHNOLOGIES INC 2,462 137 0.00%
44 ALASKA AIR GROUP INC 272,848 15,904 0.03%
45 ALBANY MOLECULAR RESH INC 11,000,000 11,323 0.02% PRN
46 ALEX REAL ESTATE EQ 13,542 1,401 0.00%
47 ALEXANDRIA REAL ESTATE EQ IN 32,058 1,094 0.00%
48 ALEXION PHARMACEUTICALS INC 12 1 0.00%
49 ALIBABA GROUP HLDG LTD 1,762,229 140,150 0.30%
50 ALIBABA GROUP HLDG LTD 40,210 3,197 0.01%
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