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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000919574-16-014761) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
151 CVR PARTNERS LP 34,739 284 0.07%
152 MFS MULTIMARKET INCOME TR 47,220 286 0.07%
153 APPLE INC 3,014 288 0.07%
154 VERIFONE SYS INC 15,632 290 0.07%
155 TOWER INTL INC 14,129 291 0.07%
156 AIR METHODS CORP 8,149 292 0.07%
157 INVESCO DYNAMIC CR OPPORTUNI 26,600 293 0.07%
158 MADISON COVERED CALL EQUIT 38,670 296 0.07%
159 SMTC CORP 196,093 296 0.07%
160 SHIP FINANCE INTERNATIONAL L 20,072 296 0.07%
161 NEUBERGER BERMAN HIGH YIELD 27,130 297 0.07%
162 DOMTAR CORP 8,552 299 0.07%
163 MATIV HOLDINGS INC COM 8,472 299 0.07%
164 NUVEEN SR INCOME FD 50,200 303 0.08%
165 EXPEDIA INC DEL 2,872 305 0.08%
166 CHEMTURA CORP 11,551 305 0.08%
167 TORTOISE PIPELINE & ENERGY FD 16,520 307 0.08%
168 FIRST TR ENHANCED EQTY INC F 23,450 308 0.08%
169 SERVOTRONICS INC 31,219 308 0.08%
170 NEW AMER HIGH INCOME FD INC 36,190 309 0.08%
171 UNITED RENTALS INC 4,602 309 0.08%
172 ALLIANZGI EQUITY CONV INCO 16,960 312 0.08%
173 Lazard Glb Total Return & Income 24,035 314 0.08%
174 TITAN MACHY INC COM 28,225 315 0.08%
175 AMERICAN AXLE & MFG HLDGS INC COM 22,167 321 0.08%
176 CRESCENT PT ENERGY CORP 20,655 325 0.08%
177 UNIVERSAL INS HLDGS INC 17,552 326 0.08%
178 COFFEE HLDGS INC 58,047 328 0.08%
179 AVID TECHNOLOGY 57,000 331 0.08%
180 SYNOPSYS INC 10,846 332 0.08%
181 INTEL CORP 10,304 338 0.08%
182 NEUBERGER BERMAN RE ES SEC FD 59,850 340 0.08%
183 GENOMIC HEALTH INC COM 13,256 343 0.09%
184 ACELRX PHARMACEUTICALS INC 127,846 344 0.09%
185 AMERICAN EAGLE OUTFITTERS NE 21,651 345 0.09%
186 HILL ROM HLDGS INC 6,881 347 0.09%
187 FEDERATED HERMES INC CL B 12,092 348 0.09%
188 BLACKSTONE GSO LNG SHRT CR I 24,120 349 0.09%
189 UNITED THERAPEUTICS CORP DEL 3,317 351 0.09%
190 CELGENE CORP 3,582 353 0.09%
191 CUTERA INC COM 31,630 355 0.09%
192 DAWSON GEOPHYSICAL CO NEW 43,959 358 0.09%
193 NUANCE COMM 22,928 358 0.09%
194 FIDELITY NATIONAL FINANCIAL 9,600 360 0.09%
195 AMERICAN CAP LTD 22,849 362 0.09%
196 PHILLIPS 66 4,558 362 0.09%
197 SCRIPPS E W CO OHIO CL A NEW 23,000 364 0.09%
198 INTELIQUENT ORD 18,434 367 0.09%
199 ISHARES 7-10 YEAR TREASURY BOND ETF 3,250 367 0.09%
200 ATKORE INTL GROUP INC COM 23,000 368 0.09%
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