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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000919574-16-014761) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
151 LUMEN TECHNOLOGIES INC 12,902 374 0.09%
152 ATKORE INTL GROUP INC COM 23,000 368 0.09%
153 INTELIQUENT ORD 18,434 367 0.09%
154 ISHARES 7-10 YEAR TREASURY BOND ETF 3,250 367 0.09%
155 SCRIPPS E W CO OHIO CL A NEW 23,000 364 0.09%
156 AMERICAN CAP LTD 22,849 362 0.09%
157 PHILLIPS 66 4,558 362 0.09%
158 FIDELITY NATIONAL FINANCIAL 9,600 360 0.09%
159 NUANCE COMMUNICATIONS INC 22,928 358 0.09%
160 DAWSON GEOPHYSICAL CO NEW 43,959 358 0.09%
161 CUTERA INC COM 31,630 355 0.09%
162 CELGENE CORP 3,582 353 0.09%
163 UNITED THERAPEUTICS CORP DEL 3,317 351 0.09%
164 BLACKSTONE GSO LNG SHRT CR I 24,120 349 0.09%
165 FEDERATED HERMES INC CL B 12,092 348 0.09%
166 HILL ROM HLDGS INC 6,881 347 0.09%
167 AMERICAN EAGLE OUTFITTERS NE 21,651 345 0.09%
168 ACELRX PHARMACEUTICALS INC 127,846 344 0.09%
169 GENOMIC HEALTH INC COM 13,256 343 0.09%
170 NEUBERGER BERMAN RE ES SEC FD 59,850 340 0.08%
171 INTEL CORP 10,304 338 0.08%
172 SYNOPSYS INC 10,846 332 0.08%
173 AVID TECHNOLOGY INCORPORATED 57,000 331 0.08%
174 COFFEE HLDGS INC 58,047 328 0.08%
175 UNIVERSAL INS HLDGS INC 17,552 326 0.08%
176 CRESCENT PT ENERGY CORP 20,655 325 0.08%
177 AMERICAN AXLE & MFG HLDGS INC COM 22,167 321 0.08%
178 TITAN MACHY INC 28,225 315 0.08%
179 LAZARD GLB TTL RET&INCM FD I 24,035 314 0.08%
180 ALLIANZGI EQUITY CONV INCO 16,960 312 0.08%
181 UNITED RENTALS INC 4,602 309 0.08%
182 NEW AMER HIGH INCOME FD INC 36,190 309 0.08%
183 FIRST TR ENHANCED EQTY INC F 23,450 308 0.08%
184 SERVOTRONICS INC 31,219 308 0.08%
185 TORTOISE PIPELINE & ENERGY FD 16,520 307 0.08%
186 CHEMTURA CORP 11,551 305 0.08%
187 EXPEDIA INC DEL 2,872 305 0.08%
188 NUVEEN SR INCOME FD 50,200 303 0.08%
189 DOMTAR CORP 8,552 299 0.07%
190 MATIV HOLDINGS INC COM 8,472 299 0.07%
191 NEUBERGER BERMAN HIGH YIELD 27,130 297 0.07%
192 SHIP FINANCE INTERNATIONAL L 20,072 296 0.07%
193 MADISON COVERED CALL EQUIT 38,670 296 0.07%
194 SMTC CORP 196,093 296 0.07%
195 INVESCO DYNAMIC CR OPPORTUNI 26,600 293 0.07%
196 AIR METHODS CORP 8,149 292 0.07%
197 TOWER INTL INC 14,129 291 0.07%
198 VERIFONE SYS INC 15,632 290 0.07%
199 APPLE INC 3,014 288 0.07%
200 MFS MULTIMARKET INCOME TR 47,220 286 0.07%
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