Dark
Light
System
Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000919574-16-016372) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
51 BERRY PLASTICS GROUP INC 22,996 1,008 0.21%
52 BILL BARRETT CP 1,343,878 7,472 1.55%
53 BIODELIVERY SCIENCES INTL IN 803,810 2,170 0.45%
54 BIOGEN INC 5,900 1,847 0.38% Put
55 BLACK DIAMOND INC 13,000 67 0.01%
56 BLACKROCK ENHANCED EQT DIV T 19,520 154 0.03%
57 BLACKROCK GLOBAL OPP EQTY TR 45,180 553 0.12%
58 BLACKROCK RES COMMODITIES 63,720 519 0.11%
59 BLACKSTONE GSO LNG SHRT CR I 24,120 375 0.08%
60 BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 10,530 157 0.03%
61 BLUCORA INC 51,425 576 0.12%
62 BLUE HILLS BANCORP INC 45,025 676 0.14%
63 BOULDER GROWTH & INCOME FUND COM 14,260 119 0.02%
64 BUILD A BEAR WORKSHOP COM 13,000 135 0.03% Call
65 CABOT OIL & GAS CORP 363,218 9,371 1.95%
66 CAFEPRESS INCORPORATED 12,259 39 0.01%
67 CALIFORNIA RES CORP 1,330,094 16,626 3.46%
68 CALLON PETE CO DEL 1,538,282 24,151 5.03%
69 CAMTEK LTD 23,000 69 0.01%
70 CARA THERAPEUTICS INC 161,689 1,350 0.28%
71 CARRIZO OIL & GAS INC 292,214 11,870 2.47%
72 CASCADIAN THERAPEUTICS INC 261,843 429 0.09%
73 CBIZ INC 23,740 266 0.06%
74 CBRE CLARION GLOBAL REAL EST 67,250 565 0.12%
75 CEDAR FAIR L P 5,551 318 0.07%
76 CELGENE CORP 3,582 374 0.08%
77 CELLCOM ISRAEL LTD 15,086 113 0.02%
78 CENOVUS ENERGY INC 19,551 281 0.06%
79 CERAGON NETWORKS LTD 30,900 73 0.02%
80 CHAMPIONS ONCOLOGY INC 28,000 47 0.01%
81 CIMAREX ENERGY 110,282 14,819 3.08%
82 CITIGROUPINC 31,000 1,464 0.30%
83 CLIFFS NAT RES INC 18,214 107 0.02%
84 COCA COLA CO 21,050 891 0.19%
85 COFFEE HLDGS INC 42,547 237 0.05%
86 COHEN & STEERS INFRASTRUCTUR 23,850 514 0.11%
87 CONCHO RESOURCES 72,781 9,996 2.08%
88 CONCURRENT COMPUTER CORP NEW COM PAR $.01 28,016 154 0.03%
89 CONTANGO OIL & GAS CO COM NEW 300,809 3,074 0.64%
90 CONTINENTAL RESOURE 41,927 2,179 0.45%
91 COPART INC 35,768 1,916 0.40%
92 CORE LABORATORIES N V 8,165 917 0.19%
93 CRESCENT PT ENERGY CORP 20,655 272 0.06%
94 CRESCENT PT ENERGY CORP 8,528 113 0.02%
95 CRYSTAL ROCK HLDGS INC 58,394 53 0.01%
96 CUTERA INC COM 31,630 377 0.08%
97 CVS HEALTH CORP 27,900 2,483 0.52% Put
98 CVS HEALTH CORP 6,836 608 0.13%
99 Corrections Cp Amer Ne 22,000 305 0.06% Call
100 Corrections Cp Amer Ne 1,000 14 0.00%
Page 2 of 8