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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
801 ASSOCIATED BANC CORP 879,400 15,319 0.04%
802 WESTERN ASSET GLOBAL HIGH IN 1,255,628 15,306 0.04%
803 BAXTER INTL INC 212,897 15,280 0.04%
804 WABTEC CORP 188,078 15,242 0.04%
805 WESCO INTL INC 194,500 15,222 0.04%
806 WESTERN ASSET HIGH INCM FD I 1,694,326 15,197 0.04%
807 GENERAL ELECTRIC CO 592,355 15,176 0.04%
808 TORTOISE MLP FD INCORPORATED 522,557 15,175 0.04%
809 PIONEER FLOATING RATE TR 1,288,971 15,145 0.04%
810 ALTISOURCE ASSET MGMT CORP 22,415 15,130 0.04%
811 CLEARBRIDGE ENERGY MLP TR FD 656,323 15,123 0.04%
812 NATIONAL GRID PLC ADR 209,291 15,043 0.04%
813 UNITED STATIONERS INC 400,368 15,042 0.04%
814 PROCTER AND GAMBLE CO 178,900 14,980 0.04%
815 PIMCO DYNAMIC INCOME FD 474,253 14,968 0.04%
816 PIMCO DYNMIC CREDIT AND MRT 665,434 14,952 0.04%
817 BLACKROCK FLOATING RATE INCO 1,059,855 14,901 0.04%
818 CONOCOPHILLIPS 194,531 14,885 0.04%
819 SALIENT MIDSTREAM & MLP FD SH BEN INT 509,873 14,878 0.04%
820 AMERIGAS PARTNERS L P 325,219 14,836 0.04%
821 GILEAD SCIENCES INC 139,263 14,826 0.04%
822 ISHARES TR 174,822 14,774 0.04%
823 BLACKROCK CORPOR HI YLD FD I 1,245,572 14,735 0.04%
824 HCP INC 370,755 14,724 0.04%
825 TEVA PHARMACEUTICAL INDS LTD 273,808 14,717 0.04%
826 FIESTA RESTAURANT GROUP INC COM 295,674 14,689 0.04%
827 VANGUARD SCOTTSDALE FDS 171,051 14,671 0.04%
828 GENUINE PARTS CO 166,717 14,622 0.04%
829 COHEN & STEERS MLP INC & ENR 692,255 14,622 0.04%
830 VANGUARD INTL EQUITY INDEX F 262,850 14,515 0.04%
831 DOMTAR CORP 412,717 14,499 0.03%
832 POST HLDGS INC 436,044 14,468 0.03%
833 UNITED TECHNOLOGIES CORP 136,915 14,460 0.03%
834 PACWEST BANCORP DEL COM 349,349 14,404 0.03%
835 TOLL BROTHERS INC 460,752 14,357 0.03%
836 CHEVRON CORP NEW 119,960 14,314 0.03%
837 BP PLC 324,573 14,265 0.03%
838 POWERSHARES ETF TR II 985,825 14,255 0.03%
839 TAKE-TWO INTERACTIVE SOFTWAR 617,816 14,253 0.03%
840 ALASKA AIR GROUP INC 324,938 14,148 0.03%
841 LOCKHEED MARTIN CORP 77,386 14,145 0.03%
842 WELLS FARGO GLOBAL DIVID OPP 1,763,170 14,142 0.03%
843 Energy Transfer Partners, L.P. 220,774 14,127 0.03%
844 TARGET CORP 225,161 14,113 0.03%
845 ALLIANZGI CONV & INCOME FD 1,463,986 13,981 0.03%
846 ASCENA RETAIL GROUP INC COM 1,049,528 13,959 0.03%
847 EATON VANCE ENHANCED EQUITY 1,020,384 13,887 0.03%
848 FREEPORT-MCMORAN INC 424,883 13,873 0.03%
849 CISCO SYS INC 550,879 13,866 0.03%
850 SEADRILL LIMITED 517,824 13,859 0.03%
Page 17 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%