| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 995,247 | 29,041,000 | 39.99% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 509,873 | 14,878,000 | 20.49% | ||
| 3 | Invesco Ltd. | 393,383 | 11,479,000 | 15.81% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 189,237 | 5,522,000 | 7.60% | ||
| 5 | SIT INVESTMENT ASSOCIATES INC | 146,882 | 4,286,000 | 5.90% | ||
| 6 | UBS AG | 66,096 | 1,929,000 | 2.66% | ||
| 7 | MORGAN STANLEY | 63,785 | 1,861,000 | 2.56% | ||
| 8 | Thomas J. Herzfeld Advisors, Inc. | 36,908 | 1,077,000 | 1.48% | ||
| 9 | TFS CAPITAL LLC | 22,648 | 661,000 | 0.91% | ||
| 10 | ROYAL BANK OF CANADA | 21,952 | 641,000 | 0.88% | ||
| 11 | Salient Capital Advisors, LLC | 11,029 | 322,000 | 0.44% | ||
| 12 | WELLS FARGO & COMPANY/MN | 10,867 | 317,000 | 0.44% | ||
| 13 | B. Riley Wealth Management, Inc. | 5,200 | 151,000 | 0.21% | ||
| 14 | BNP PARIBAS FINANCIAL MARKETS | 5,160 | 150,569 | 0.21% | ||
| 15 | DEUTSCHE BANK AG\ | 4,141 | 120,000 | 0.17% | ||
| 16 | Joel Isaacson & Co., LLC | 2,000 | 58,000 | 0.08% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,019 | 30,000 | 0.04% | ||
| 18 | WOLVERINE ASSET MANAGEMENT LLC | 830 | 24,000 | 0.03% | ||
| 19 | ENVESTNET ASSET MANAGEMENT INC | 747 | 22,000 | 0.03% | ||
| 20 | AMERIPRISE FINANCIAL INC | 649 | 19,000 | 0.03% | ||
| 21 | PNC FINANCIAL SERVICES GROUP, INC. | 500 | 15,000 | 0.02% | ||
| 22 | BARCLAYS PLC | 475 | 14,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
