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WESTERN ASSET HIGH INCM FD I
WESTERN ASSET HIGH INCM FD I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 54 Institutional holders with a total value of $61,877,484.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 2,481,442 22,257,000 35.97%
2 Invesco Ltd. 752,538 6,750,000 10.91%
3 LPL Financial LLC 723,802 6,464,000 10.45%
4 MORGAN STANLEY 656,039 5,884,000 9.51%
5 Windsor Capital Management, LLC 435,920 3,910,000 6.32%
6 Capital Investment Advisors, LLC 361,680 3,244,000 5.24%
7 UBS AG 173,617 1,558,000 2.52%
8 BANK OF AMERICA CORP /DE/ 169,831 1,523,000 2.46%
9 NATIONAL PLANNING CORP 134,370 1,201,000 1.94%
10 WFG Advisors, LP 71,482 641,000 1.04%
11 Raymond James Financial Services Advisors, Inc. 69,928 627,000 1.01%
12 Advisors Asset Management, Inc. 66,795 599,000 0.97%
13 WELLS FARGO & COMPANY/MN 60,825 545,000 0.88%
14 AMERICAN INTERNATIONAL GROUP, INC. 59,342 532,298 0.86%
15 RAYMOND JAMES & ASSOCIATES 55,821 501,000 0.81%
16 Virtu KCG Holdings LLC 54,386 488,000 0.79%
17 GOLDMAN SACHS GROUP INC 53,160 477,000 0.77%
18 BENJAMIN F. EDWARDS & COMPANY, INC. 48,071 431,000 0.70%
19 Creative Planning 41,090 369,000 0.60%
20 RAYMOND JAMES TRUST N.A. 36,500 328,000 0.53%
21 Cambridge Investment Research Advisors, Inc. 34,593 310,000 0.50%
22 Commonwealth Equity Services, Inc 29,232 262,000 0.42%
23 Cetera Advisor Networks LLC 28,576 256,000 0.41%
24 STEEL GROVE CAPITAL ADVISORS, LLC 28,300 254,000 0.41%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 25,636 230,000 0.37%
26 STIFEL FINANCIAL CORP 25,400 228,000 0.37%
27 CITIGROUP INC 22,189 199,000 0.32%
28 Pekin Hardy Strauss, Inc. 18,500 166,000 0.27%
29 Janney Montgomery Scott LLC 18,081 162,186 0.26%
30 ROYAL BANK OF CANADA 15,651 140,000 0.23%
31 Camarda Financial Advisors, LLC 15,514 139,000 0.22%
32 Robert W. Baird & Co. Inc 15,282 137,000 0.22% SH
33 Bank of New York Mellon Corp 14,300 128,000 0.21%
34 Granite Investment Advisors, LLC 14,000 126,000 0.20%
35 Investors Capital Advisory Services 13,706 122,000 0.20%
36 F&V Capital Management, LLC 13,637 122,000 0.20%
37 MSI Financial Services Inc 13,136 118,000 0.19%
38 Cetera Advisors LLC 12,750 115,000 0.19%
39 CREDIT SUISSE AG/ 10,782 97,000 0.16%
40 DEUTSCHE BANK AG\ 7,000 61,000 0.10%
41 NEXT Financial Group, Inc 3,000 27,000 0.04%
42 D.A. DAVIDSON & CO. 3,073 27,000 0.04%
43 B. Riley Wealth Management, Inc. 2,183 19,000 0.03%
44 WASHINGTON TRUST BANK 2,000 18,000 0.03%
45 1919 Investment Counsel, LLC 1,576 15,000 0.02%
46 HighTower Advisors, LLC 14,501 14,000 0.02%
47 Regal Investment Advisors LLC 1,500 13,000 0.02%
48 OPTIMUM INVESTMENT ADVISORS 1,500 13,000 0.02%
49 Tower Research Capital LLC (TRC) 1,300 12,000 0.02%
50 Transamerica Financial Advisors, LLC 1,000 9,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.