| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,396,709 | 32,181,000 | 26.90% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 656,323 | 15,123,000 | 12.64% | ||
| 3 | Advisors Asset Management, Inc. | 522,122 | 12,030,000 | 10.05% | ||
| 4 | CORNERSTONE ADVISORS INC | 399,529 | 9,205,000 | 7.69% | ||
| 5 | Invesco Ltd. | 284,995 | 6,566,000 | 5.49% | ||
| 6 | NEWGATE CAPITAL MANAGEMENT LLC | 224,720 | 5,178,000 | 4.33% | ||
| 7 | 1832 Asset Management L.P. | 201,025 | 4,636,000 | 3.87% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 199,750 | 4,602,000 | 3.85% | ||
| 9 | WELLS FARGO & COMPANY/MN | 155,919 | 3,592,000 | 3.00% | ||
| 10 | Perigon Wealth Management, LLC | 128,270 | 2,955,000 | 2.47% | ||
| 11 | UBS AG | 120,175 | 2,769,000 | 2.31% | ||
| 12 | ROYAL BANK OF CANADA | 97,751 | 2,252,000 | 1.88% | ||
| 13 | LPL Financial LLC | 76,524 | 1,746,000 | 1.46% | ||
| 14 | TFS CAPITAL LLC | 71,654 | 1,651,000 | 1.38% | ||
| 15 | BNP PARIBAS FINANCIAL MARKETS | 67,990 | 1,566,490 | 1.31% | ||
| 16 | Janney Montgomery Scott LLC | 62,960 | 1,450,600 | 1.21% | ||
| 17 | DOLIVER ADVISORS, LP | 55,450 | 1,278,000 | 1.07% | ||
| 18 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 53,974 | 1,244,000 | 1.04% | ||
| 19 | ROBINSON CAPITAL MANAGEMENT, LLC | 48,396 | 1,115,000 | 0.93% | ||
| 20 | AMERICAN INTERNATIONAL GROUP, INC. | 33,890 | 780,826 | 0.65% | ||
| 21 | OPPENHEIMER & CO INC | 30,791 | 709,000 | 0.59% | ||
| 22 | CITIGROUP INC | 30,067 | 693,000 | 0.58% | ||
| 23 | Commonwealth Equity Services, Inc | 27,972 | 644,000 | 0.54% | ||
| 24 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 27,332 | 630,000 | 0.53% | ||
| 25 | Private Advisor Group, LLC | 25,704 | 592,000 | 0.49% | ||
| 26 | ENVESTNET ASSET MANAGEMENT INC | 25,469 | 587,000 | 0.49% | ||
| 27 | Marathon Trading Investment Management LLC | 25,000 | 576,000 | 0.48% | ||
| 28 | Clearbridge Investments, LLC | 21,000 | 484,000 | 0.40% | ||
| 29 | Robert W. Baird & Co. Inc | 20,164 | 465,000 | 0.39% | SH | |
| 30 | WOLVERINE ASSET MANAGEMENT LLC | 18,605 | 428,000 | 0.36% | ||
| 31 | JANE STREET GROUP, LLC | 14,957 | 345,000 | 0.29% | ||
| 32 | BLAIR WILLIAM & CO/IL | 15,000 | 345,000 | 0.29% | ||
| 33 | First Allied Advisory Services, Inc. | 12,375 | 289,000 | 0.24% | ||
| 34 | M&T BANK CORP | 10,000 | 230,000 | 0.19% | ||
| 35 | Apriem Advisors | 8,012 | 185,000 | 0.15% | ||
| 36 | PNC FINANCIAL SERVICES GROUP, INC. | 6,900 | 159,000 | 0.13% | ||
| 37 | D.A. DAVIDSON & CO. | 3,992 | 91,000 | 0.08% | ||
| 38 | MassMutual Private Wealth & Trust, FSB | 2,534 | 58,383 | 0.05% | ||
| 39 | WESTPORT RESOURCES MANAGEMENT INC | 2,425 | 56,000 | 0.05% | ||
| 40 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,000 | 46,000 | 0.04% | ||
| 41 | Oakworth Capital, Inc. | 1,500 | 36,000 | 0.03% | ||
| 42 | MSI Financial Services Inc | 1,133 | 26,000 | 0.02% | ||
| 43 | PRIVATE TRUST CO NA | 1,100 | 25,000 | 0.02% | ||
| 44 | CENTRAL TRUST Co | 500 | 12,000 | 0.01% | ||
| 45 | Estabrook Capital Management | 425 | 9,792 | 0.01% | ||
| 46 | Creative Planning | 202 | 5,000 | 0.00% | ||
| 47 | Catalyst Capital Advisors LLC | 110 | 3,000 | 0.00% | ||
| 48 | FIFTH THIRD BANCORP | 100 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
