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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1201 ROBERT HALF INTL INC 151,486 7,423 0.02%
1202 Veolia Environnement 422,341 7,413 0.02%
1203 NEXTERA ENERGY INC 78,856 7,404 0.02%
1204 Anthem, Inc. 61,891 7,403 0.02%
1205 QIWI PLC 234,115 7,396 0.02%
1206 CREE INC 179,792 7,362 0.02%
1207 DEERE & CO 89,625 7,348 0.02%
1208 FLAHERTY CRUMRINE TOTAL RE 371,806 7,340 0.02%
1209 ITAU UNIBANCO HLDG SA 526,597 7,309 0.02%
1210 BRUNSWICK CORP 173,232 7,300 0.02%
1211 PRECISION DRILLING CORP 674,051 7,273 0.02%
1212 PRUDENTIAL SHT DURATION HG YLD 434,009 7,261 0.02%
1213 TEEKAY CORPORATION 109,154 7,244 0.02%
1214 VIPSHOP HLDGS LTD 38,251 7,229 0.02%
1215 EATON VANCE LTD DURATION INC 495,748 7,227 0.02%
1216 LINCOLN ELEC HLDGS INC 104,345 7,214 0.02%
1217 CALUMET SPECIALTY PRODS PTNR 261,814 7,189 0.02%
1218 COGNEX CORP 178,305 7,180 0.02%
1219 WELLS FARGO CO NEW 138,290 7,173 0.02%
1220 DRIL-QUIP INC 80,143 7,165 0.02%
1221 COMPANHIA DE SANEAMENTO BASI 883,038 7,162 0.02%
1222 MYRIAD GENETICS INC 185,158 7,142 0.02%
1223 RAYONIER INC 228,410 7,113 0.02%
1224 EATON VANCE SR INCOME TR 1,090,806 7,102 0.02%
1225 NOVO-NORDISK A S 149,027 7,097 0.02%
1226 NUVEEN PREM INCOME MUN FD 2 515,321 7,086 0.02%
1227 BERKSHIRE HATHAWAY INC DEL 51,237 7,078 0.02%
1228 MEDTRONIC INC 114,211 7,076 0.02%
1229 VANECK VECTORS INTL HIGH YIELD BD ETF 266,977 7,064 0.02%
1230 WESTERN ASSET HIGH INCM FD I 787,116 7,060 0.02%
1231 RENESOLA LTD 2,342,888 7,028 0.02%
1232 MACERICH CO 110,016 7,021 0.02%
1233 ADVENT CLAYMORE CV SECS & INCORPORATED 404,678 7,016 0.02%
1234 INVESCO MORTGAGE CAPITAL INC 445,514 7,003 0.02%
1235 BANCO SANTANDER SA 737,094 7,000 0.02%
1236 U S SILICA HLDGS INC 111,951 6,999 0.02%
1237 VOYA PRIME RATE TR 1,270,724 6,990 0.02%
1238 INTERCEPT PHARMACEUTICALS INCORPORATED 29,510 6,985 0.02%
1239 LEGACY RESERVES LP 235,276 6,984 0.02%
1240 ALKERMES PLC 162,792 6,979 0.02%
1241 ARCHER DANIELS MIDLAND CO 136,264 6,963 0.02%
1242 PRICELINE GRP INC 5,999 6,951 0.02%
1243 CALAMOS GBL DYN INCOME FUND COM 749,284 6,945 0.02%
1244 URS CORP 120,320 6,932 0.02%
1245 SEATTLE GENETICS INC 186,298 6,927 0.02%
1246 MASTERCARD INCORPORATED 93,701 6,927 0.02%
1247 PIONEER DIVERSIFIED HIGH INC 349,000 6,910 0.02%
1248 HUNT J B TRANS SVCS INC 93,238 6,904 0.02%
1249 OPKO HEALTH INC 810,179 6,895 0.02%
1250 INTERNATIONAL FLAVORS&FRAGRA 71,889 6,892 0.02%
Page 25 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%