| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 7,476,623 | 109,009,000 | 33.23% | ||
| 2 | UBS AG | 2,920,321 | 42,579,000 | 12.98% | ||
| 3 | Invesco Ltd. | 2,034,835 | 29,668,000 | 9.04% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 1,409,526 | 20,551,000 | 6.26% | ||
| 5 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 770,386 | 11,232,000 | 3.42% | ||
| 6 | Relative Value Partners, LLC | 669,754 | 9,765,000 | 2.98% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 616,872 | 8,994,000 | 2.74% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 495,748 | 7,227,000 | 2.20% | ||
| 9 | Advisors Asset Management, Inc. | 492,150 | 7,176,000 | 2.19% | ||
| 10 | AMERIPRISE FINANCIAL INC | 476,523 | 6,943,000 | 2.12% | ||
| 11 | DEUTSCHE BANK AG\ | 472,433 | 6,888,000 | 2.10% | ||
| 12 | Horizon Kinetics LLC | 359,512 | 5,242,000 | 1.60% | ||
| 13 | Commonwealth Equity Services, Inc | 325,520 | 4,746,000 | 1.45% | ||
| 14 | LPL Financial LLC | 270,762 | 3,948,000 | 1.20% | ||
| 15 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 262,148 | 3,822,000 | 1.16% | ||
| 16 | Saba Capital Management, L.P. | 240,070 | 3,500,000 | 1.07% | ||
| 17 | ZAZOVE ASSOCIATES LLC | 201,785 | 2,942,000 | 0.90% | ||
| 18 | Capital Investment Advisors, LLC | 164,718 | 2,402,000 | 0.73% | ||
| 19 | STIFEL FINANCIAL CORP | 157,266 | 2,293,000 | 0.70% | ||
| 20 | Shaker Financial Services, LLC | 147,060 | 2,144,000 | 0.65% | ||
| 21 | HighTower Advisors, LLC | 144,643 | 2,109,000 | 0.64% | ||
| 22 | AQR CAPITAL MANAGEMENT LLC | 118,364 | 1,726,000 | 0.53% | ||
| 23 | IMA Advisory Services, Inc. | 116,265 | 1,695,000 | 0.52% | ||
| 24 | Index Management Solutions, LLC | 114,019 | 1,662,000 | 0.51% | ||
| 25 | D.A. DAVIDSON & CO. | 110,883 | 1,616,000 | 0.49% | ||
| 26 | WELLS FARGO & COMPANY/MN | 89,578 | 1,306,000 | 0.40% | ||
| 27 | Investors Capital Advisory Services | 89,004 | 1,297,000 | 0.40% | ||
| 28 | COHEN & STEERS, INC. | 77,737 | 1,133,000 | 0.35% | ||
| 29 | First Allied Advisory Services, Inc. | 76,342 | 1,115,000 | 0.34% | ||
| 30 | ROYAL BANK OF CANADA | 71,523 | 1,042,000 | 0.32% | ||
| 31 | BNP PARIBAS FINANCIAL MARKETS | 69,881 | 1,018,865 | 0.31% | ||
| 32 | Blume Capital Management, Inc. | 65,750 | 959,000 | 0.29% | ||
| 33 | Creative Planning | 64,860 | 946,000 | 0.29% | ||
| 34 | FIRST TRUST ADVISORS LP | 64,344 | 938,000 | 0.29% | ||
| 35 | RAYMOND JAMES & ASSOCIATES | 62,770 | 915,000 | 0.28% | ||
| 36 | OPPENHEIMER & CO INC | 61,270 | 893,000 | 0.27% | ||
| 37 | Greenwich Wealth Management LLC | 58,468 | 852,000 | 0.26% | ||
| 38 | DOLIVER ADVISORS, LP | 48,361 | 705,000 | 0.21% | ||
| 39 | Janney Montgomery Scott LLC | 47,379 | 690,786 | 0.21% | ||
| 40 | CITIGROUP INC | 47,218 | 688,000 | 0.21% | ||
| 41 | SHUFRO ROSE & CO LLC | 43,150 | 629,000 | 0.19% | ||
| 42 | INVESTMENT CENTERS OF AMERICA INC | 41,923 | 618,000 | 0.19% | ||
| 43 | CONNING INC. | 42,079 | 614,000 | 0.19% | ||
| 44 | KEYBANK NATIONAL ASSOCIATION/OH | 41,886 | 611,000 | 0.19% | ||
| 45 | Peachtree Investment Advisors, Inc. | 41,819 | 610,000 | 0.19% | ||
| 46 | Cambridge Investment Research Advisors, Inc. | 39,030 | 569,000 | 0.17% | ||
| 47 | OARSMAN CAPITAL, INC. | 38,585 | 563,000 | 0.17% | ||
| 48 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 37,955 | 553,000 | 0.17% | ||
| 49 | Aviance Capital Partners, LLC | 37,075 | 541,000 | 0.16% | ||
| 50 | Wills Financial Group, Inc. | 36,016 | 525,000 | 0.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
