| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,486,800 | 20,444,000 | 15.42% | ||
| 2 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,191,267 | 16,380,000 | 12.36% | ||
| 3 | Karpus Management, Inc. | 1,074,308 | 14,772,000 | 11.14% | ||
| 4 | Invesco Ltd. | 526,808 | 7,244,000 | 5.46% | PRN | |
| 5 | GUGGENHEIM CAPITAL LLC | 515,321 | 7,086,000 | 5.34% | ||
| 6 | SIT INVESTMENT ASSOCIATES INC | 486,417 | 6,688,000 | 5.04% | ||
| 7 | MORGAN STANLEY | 421,861 | 5,801,000 | 4.38% | ||
| 8 | MARINER INVESTMENT GROUP LLC | 421,609 | 5,797,000 | 4.37% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 311,062 | 4,277,000 | 3.23% | ||
| 10 | Advisors Asset Management, Inc. | 308,205 | 4,238,000 | 3.20% | ||
| 11 | COHEN & STEERS, INC. | 291,308 | 4,005,000 | 3.02% | ||
| 12 | OAK HILL ADVISORS LP | 284,100 | 3,906,000 | 2.95% | ||
| 13 | UBS AG | 272,153 | 3,742,000 | 2.82% | ||
| 14 | AQR CAPITAL MANAGEMENT LLC | 209,771 | 2,884,000 | 2.18% | ||
| 15 | WELLS FARGO & COMPANY/MN | 201,819 | 2,776,000 | 2.09% | ||
| 16 | MACKAY SHIELDS LLC | 196,004 | 2,695,000 | 2.03% | ||
| 17 | Global Endowment Management, LP | 193,430 | 2,660,000 | 2.01% | ||
| 18 | Horizon Kinetics LLC | 126,186 | 1,735,000 | 1.31% | ||
| 19 | BB&T SECURITIES, LLC | 11,031 | 1,516,000 | 1.14% | ||
| 20 | ROYAL BANK OF CANADA | 84,342 | 1,160,000 | 0.87% | ||
| 21 | LPL Financial LLC | 81,839 | 1,132,000 | 0.85% | ||
| 22 | VAN ECK ASSOCIATES CORP | 74,909 | 1,030,000 | 0.78% | ||
| 23 | PNC FINANCIAL SERVICES GROUP, INC. | 70,903 | 975,000 | 0.74% | ||
| 24 | FIFTH THIRD BANCORP | 63,279 | 870,000 | 0.66% | ||
| 25 | FIRST TRUST ADVISORS LP | 56,830 | 781,000 | 0.59% | ||
| 26 | Allianz Asset Management GmbH | 55,000 | 756,000 | 0.57% | ||
| 27 | HighTower Advisors, LLC | 43,712 | 601,000 | 0.45% | ||
| 28 | RAYMOND JAMES & ASSOCIATES | 40,547 | 558,000 | 0.42% | ||
| 29 | Concert Wealth Management Inc. | 34,267 | 470,000 | 0.35% | ||
| 30 | Commonwealth Equity Services, Inc | 31,544 | 434,000 | 0.33% | ||
| 31 | Creative Planning | 31,137 | 428,000 | 0.32% | ||
| 32 | DOLIVER ADVISORS, LP | 28,070 | 386,000 | 0.29% | ||
| 33 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 26,315 | 362,000 | 0.27% | ||
| 34 | BARCLAYS PLC | 25,677 | 333,000 | 0.25% | ||
| 35 | Capital Investment Advisors, LLC | 23,563 | 324,000 | 0.24% | ||
| 36 | DRW Securities, LLC | 17,700 | 243,000 | 0.18% | ||
| 37 | Tradewinds Capital Management, LLC | 17,330 | 238,000 | 0.18% | ||
| 38 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 15,934 | 219,000 | 0.17% | ||
| 39 | Joel Isaacson & Co., LLC | 15,000 | 206,000 | 0.16% | ||
| 40 | VICUS CAPITAL | 14,136 | 194,000 | 0.15% | ||
| 41 | Yellowstone Partners, LLC | 13,346 | 184,000 | 0.14% | ||
| 42 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 12,768 | 176,000 | 0.13% | ||
| 43 | Arete Wealth Advisors, LLC | 12,217 | 168,000 | 0.13% | ||
| 44 | First Allied Advisory Services, Inc. | 11,800 | 163,000 | 0.12% | ||
| 45 | Cambridge Investment Research Advisors, Inc. | 11,760 | 162,000 | 0.12% | ||
| 46 | Thomas J. Herzfeld Advisors, Inc. | 11,432 | 157,000 | 0.12% | ||
| 47 | BENJAMIN F. EDWARDS & COMPANY, INC. | 11,160 | 153,000 | 0.12% | ||
| 48 | WEDBUSH SECURITIES INC | 10,527 | 145,000 | 0.11% | ||
| 49 | NATIONAL PLANNING CORP | 10,140 | 139,000 | 0.10% | ||
| 50 | WOLVERINE ASSET MANAGEMENT LLC | 7,216 | 99,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
